Search advisors
Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).
Single-owner practices registered as sole proprietorships.
1,145 advisers found
Compare advisers as cards or a sortable table with reputation links.
Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.
| Fees | Reputation | Profile | |||||
|---|---|---|---|---|---|---|---|
| ANDREY, DOUGLAS CRD 312183 | San Jose, CA | Advisory firm Sole prop | $1.6M | 1 advisors | Fixed fees | View | |
| COBB PLANNING GROUP CRD 150880 | Santa Ana, CA | Advisory firm Sole prop | $1.6M | 1 advisors | Percentage of AUM · Hourly charges +2 more | View | |
| TROY R. SPRATLEY INVESTMENT ADVISORY CRD 120956 | — | Advisory firm Sole prop | $1.6M | 1 advisors | Percentage of AUM · Hourly charges +2 more | View | |
| HARTMAN, JEREMY CRD 152508 | — | Advisory firm Sole prop | $1.6M | 1 advisors | Percentage of AUM; Hourly charges | View | |
| BACZKOWSKI & COMPANY CRD 122327 | — | Advisory firm Sole prop | $1.5M | 1 advisors | Percentage of AUM | View | |
| COMPREHENSIVE WEALTH MANAGEMENT CRD 144891 | — | Advisory firm Sole prop | $1.5M | 1 advisors | Percentage of AUM | View | |
| PRIORE INVESTMENTS CRD 174319 | — | Advisory firm Sole prop | $1.5M | 1 advisors | Percentage of AUM | View | |
| SHA ADVISORY CRD 330626 | — | Advisory firm Sole prop | $1.5M | 1 advisors | Hourly charges | View | |
| WILLIAM R. SCHEEL, INVESTMENT ADVISER CRD 114798 | — | Advisory firm Sole prop | $1.5M | 1 advisors | Percentage of AUM; Hourly charges | View | |
| MOBJACK INVESTMENTS CRD 134481 | — | Advisory firm Sole prop | $1.4M | 1 advisors | Percentage of AUM; Hourly charges | View | |
| DESERT FINANCIAL ADVISERS CRD 113751 | — | Advisory firm Sole prop | $1.4M | 1 advisors | Percentage of AUM | View | |
| ESI ADVISORS CRD 283973 | Ponce, PR | Advisory firm Sole prop | $1.3M | 1 advisors | Percentage of AUM · Hourly charges +1 more | View | |
| HUAYU TSU INVESTMENT MANAGEMENT CRD 285284 | — | Advisory firm Sole prop | $1.3M | 1 advisors | Percentage of AUM | View | |
| PINNACLE CAPITAL MANAGEMENT CRD 128363 | — | Advisory firm Sole prop | $1.3M | 1 advisors | Percentage of AUM | View | |
| KANTEN FINANCIAL SERVICES CRD 171718 | — | Advisory firm Sole prop | $1.1M | 1 advisors | Percentage of AUM; Hourly charges | View | |
| ARROW INVESTMENT MGMT. CRD 138928 | — | Advisory firm Sole prop | $1.1M | 1 advisors | Percentage of AUM; Hourly charges | View | |
| OBEL FINANCIAL ADVISORS CRD 155640 | San Mateo, CA | Advisory firm Sole prop | $1.1M | 1 advisors | Percentage of AUM; Fixed fees | View | |
| FARID CONSULTING CRD 329705 | — | Advisory firm Sole prop | $1.0M | 1 advisors | Percentage of AUM; Hourly charges | View | |
| MARK T. HARVEY INVESTMENTS CRD 169170 | — | Advisory firm Sole prop | $1.0M | 1 advisors | Percentage of AUM · Hourly charges +2 more | View | |
| NATIVE FINANCE INVESTMENT ADVISORY CRD 168783 | — | Advisory firm Sole prop | $1.0M | 1 advisors | Hourly charges | View | |
| RWH ASSET MANAGEMENT CRD 168983 | Kenosha, WI | Advisory firm Sole prop | $1.0M | 1 advisors | Percentage of AUM | View | |
| THE SPANO GROUP WEALTH MANAGERS CRD 327702 | President & Ceo, WV | Advisory firm Sole prop | $1.0M | 1 advisors | Percentage of AUM | View | |
| FAMILY FAITH & FINANCE ASSET MANAGEMENT CRD 144703 | — | Advisory firm Sole prop | $973K | 1 advisors | Percentage of AUM · Hourly charges +1 more | View | |
| HOFFMAN FINANCIAL CONSULTANTS CRD 121809 | — | Advisory firm Sole prop | $950K | 1 advisors | Percentage of AUM · Hourly charges +1 more | View |