Falists

Search advisors

Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Single-owner practices registered as sole proprietorships.

1,145 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
MOORE, RONALD KEITH

CRD 134964

Advisory firm

Sole prop

$3.5M1 advisorsPercentage of AUMView
OPTIONS BEST FINANCIAL

CRD 301027

Advisory firm

Sole prop

$3.5M1 advisorsPercentage of AUM; Performance-based feesView
SEAPORT WEALTH MANAGEMENT

CRD 310684

Advisory firm

Sole prop

$3.5M2 advisorsPercentage of AUMView
ALTAIR INVESTMENT MANAGEMENT

CRD 311963

Advisory firm

Sole prop

$3.5M1 advisorsPercentage of AUMView
WEBSTER WEALTH MANAGEMENT

CRD 168347

Advisory firm

Sole prop

$3.3M1 advisorsPercentage of AUM; Fixed feesView
MYERS, WALTER L

CRD 151436

Advisory firm

Sole prop

$3.3M1 advisorsPercentage of AUM · Fixed fees +1 moreView
THE RETIREMENT PLANNING CENTER

CRD 296894

Advisory firm

Sole prop

$3.2M1 advisorsPercentage of AUM · Hourly charges +1 moreView
JOHN NAVIN NAVIDOMSKIS IV

CRD 114878

Advisory firm

Sole prop

$3.2M1 advisorsPercentage of AUM; Hourly chargesView
DUNCAN, DEAN BRYAN

CRD 155151

Advisory firm

Sole prop

$3.2M1 advisorsPercentage of AUMView
T.S. FINANCIAL PLANNING

CRD 334585

Advisory firm

Sole prop

$3.2M1 advisorsPercentage of AUM · Hourly charges +1 moreView
ROGER F. WOODMAN JR. & CO.

CRD 119778

Advisory firm

Sole prop

$3.2M1 advisorsPercentage of AUM · Hourly charges +1 moreView
CASCIO WEALTH MANAGEMENT

CRD 317292

Advisory firm

Sole prop

$3.2M1 advisorsPercentage of AUMView
FICHTER & CO. INVESTORS

CRD 131997

Advisory firm

Sole prop

$3.1M1 advisorsPercentage of AUM; Hourly chargesView
HEISER INVESTMENT ADVISERS

CRD 168924

Advisory firm

Sole prop

$3.1M1 advisorsPercentage of AUM; Fixed feesView
RONALD J. IANNUCCI CFP

CRD 298181

Woodbury, CT

Advisory firm

Sole prop

$3.1M1 advisorsPercentage of AUM; Fixed feesView
COORDINATED FINANCIAL MANAGEMENT

CRD 116854

Advisory firm

Sole prop

$3.1M1 advisorsPercentage of AUM; Hourly chargesView
DONAL FIDUCIARIES

CRD 292848

Sout Boston, MA

Advisory firm

Sole prop

$3.0M1 advisorsPercentage of AUM; Hourly chargesView
J.W. JARVIS INVESTMENT ADVISORS

CRD 143894

Advisory firm

Sole prop

$3.0M1 advisorsPercentage of AUMView
KBL INVESTMENT MANAGEMENT

CRD 123007

Advisory firm

Sole prop

$3.0M1 advisorsPercentage of AUMView
SCHERRER FINANCIAL SERVICES

CRD 134126

Advisory firm

Sole prop

$3.0M1 advisorsPercentage of AUM; Fixed feesView
WATERFRONT ADVISORS

CRD 324398

Advisory firm

Sole prop

$3.0M1 advisorsPercentage of AUM; Fixed feesView
SUNLIGHT INVESTMENTS

CRD 292139

Advisory firm

Sole prop

$3.0M1 advisorsPercentage of AUMView
THE JACOBS FINANCIAL GROUP

CRD 139136

Advisory firm

Sole prop

$2.9M1 advisorsPercentage of AUM · Hourly charges +1 moreView
SENIORSOLUTIONS

CRD 141878

Advisory firm

Sole prop

$2.9M1 advisorsPercentage of AUM · Hourly charges +2 moreView
PreviousPage 36 of 48Next