Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Single-owner practices registered as sole proprietorships.

1,145 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
FORESIGHT INVESTING

CRD 128595

Advisory firm

Sole prop

$4.9M1 advisorsPercentage of AUM; Performance-based feesView
FLESCHNER INVESTMENTS

CRD 244787

Advisory firm

Sole prop

$4.9M1 advisorsPercentage of AUMView
WOJICK CAPITAL MANAGEMENT

CRD 329006

Advisory firm

Sole prop

$4.9M1 advisorsPercentage of AUM; Fixed feesView
GERALD BUTRIMOVITZ WEALTH ADVISORY

CRD 112015

Advisory firm

Sole prop

$4.8M1 advisorsPercentage of AUM · Hourly charges +3 moreView
JAMES A. JIMENEZ

CRD 136200

San Jose, CA

Advisory firm

Sole prop

$4.8M1 advisorsPercentage of AUMView
BORDEN PORTFOLIO MANAGEMENT

CRD 122501

Advisory firm

Sole prop

$4.7M1 advisorsPercentage of AUMView
SYNERGOS CAPITAL MANAGEMENT

CRD 315583

Advisory firm

Sole prop

$4.6M1 advisorsPercentage of AUMView
SIZEMORE FINANCIAL SERVICES

CRD 125296

Advisory firm

Sole prop

$4.6M1 advisorsPercentage of AUMView
TAYLOR INVESTMENT ADVISORY

CRD 142833

Advisory firm

Sole prop

$4.5M1 advisorsPercentage of AUM; Hourly chargesView
BAINS, TONYA R

CRD 331854

Advisory firm

Sole prop

$4.5M1 advisorsPercentage of AUM · Hourly charges +1 moreView
BLAMEUSER ASSET MANAGEMENT

CRD 137149

Advisory firm

Sole prop

$4.5MPercentage of AUM · Hourly charges +1 moreView
GEORGE EDWARD RUSSELL DBA RUSSELL AND COMPANY

CRD 121914

Advisory firm

Sole prop

$4.5M1 advisorsPercentage of AUMView
MB & ASSOCIATES

CRD 123530

Advisory firm

Sole prop

$4.5M1 advisorsPercentage of AUMView
MAIN STREET FINANCIAL ADVISORS

CRD 132141

Advisory firm

Sole prop

$4.5M1 advisorsPercentage of AUMView
JEAN PIERRE MASSE

CRD 158452

Venice, FL

Advisory firm

Sole prop

$4.5M1 advisorsPercentage of AUM · Hourly charges +1 moreView
WORLD FINANCIAL ASSETS ADVISORY

CRD 122363

Advisory firm

Sole prop

$4.3M1 advisorsPercentage of AUMView
BOYLSTON CAPITAL MANAGEMENT

CRD 133140

Advisory firm

Sole prop

$4.3M1 advisorsPercentage of AUMView
DWOJESKI, JOHN J

CRD 129491

Advisory firm

Sole prop

$4.2M1 advisorsPercentage of AUMView
WILLIAM D HUGHES

CRD 284272

Advisory firm

Sole prop

$4.1M1 advisorsPercentage of AUMView
R GREGORY SOUDER

CRD 115061

Advisory firm

Sole prop

$3.9M1 advisorsPercentage of AUMView
CURTIS C. ROSE & ASSOCIATES

CRD 114816

Advisory firm

Sole prop

$3.8M1 advisorsPercentage of AUM; Hourly chargesView
SALEM ASSET MANAGEMENT

CRD 134309

Advisory firm

Sole prop

$3.7M1 advisorsPercentage of AUMView
SULLIVAN HAYMAKER

CRD 332055

Advisory firm

Sole prop

$3.7M1 advisorsPercentage of AUM · Hourly charges +2 moreView
LEGACY ADVISORS

CRD 117747

Advisory firm

Sole prop

$3.6M1 advisorsFixed feesView
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