Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Single-owner practices registered as sole proprietorships.

1,145 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
FINANCIAL LIFEMAPS

CRD 144028

Advisory firm

Sole prop

$8.2M1 advisorsHourly charges; Fixed feesView
SCHRAM, LORI

CRD 329637

Kansas City, MO

Advisory firm

Sole prop

$8.1M1 advisorsPercentage of AUMView
FINANCIAL STRATEGIES

CRD 111341

Advisory firm

Sole prop

$8.0M1 advisorsPercentage of AUMView
JAMES D. VOOYS CPA/PFS

CRD 133332

Advisory firm

Sole prop

$7.9M1 advisorsPercentage of AUM; Hourly chargesView
JM LOTSHAW CONSULTING

CRD 126808

Advisory firm

Sole prop

$7.9M1 advisorsPercentage of AUMView
PRINCE, WILLIAM L

CRD 304072

Advisory firm

Sole prop

$7.9M1 advisorsPercentage of AUM; AD HOC SECURITY OR PORTFOLIO ANALYSISView
NEW DIMENSIONS INVESTMENT COMPANY

CRD 124289

Advisory firm

Sole prop

$7.6M1 advisorsPercentage of AUM; Hourly chargesView
JS WEALTH INVESTMENT GROUP

CRD 164184

Advisory firm

Sole prop

$7.5M1 advisorsPercentage of AUM; Hourly chargesView
DIVERSIFIED CONSUMER PLANNING

CRD 124256

Advisory firm

Sole prop

$7.5M1 advisorsPercentage of AUMView
DOUGLAS BRIAN NEYLAND

CRD 113095

Advisory firm

Sole prop

$7.5M1 advisorsPercentage of AUM; Hourly chargesView
NEYREY, RENE' J.

CRD 126578

Clearwater, FL

Advisory firm

Sole prop

$7.4M1 advisorsPercentage of AUMView
JOHN C. FOTI, DBA EXPERIENT PORTFOLIO MANAGEMENT

CRD 153286

Advisory firm

Sole prop

$7.4M1 advisorsPercentage of AUMView
ABRAHAM, ROBERT RALPH JR

CRD 127627

Advisory firm

Sole prop

$7.4M1 advisorsPercentage of AUM · Hourly charges +1 moreView
GOMPERT FINANCIAL

CRD 153780

Advisory firm

Sole prop

$7.4M1 advisorsPercentage of AUMView
LEWIS-BERKELEY ASSET MANAGEMENT

CRD 127352

Advisory firm

Sole prop

$7.3M1 advisorsPercentage of AUM; Fixed feesView
TIMOTHY L. CONNER

CRD 121661

Advisory firm

Sole prop

$7.2M1 advisorsPercentage of AUMView
MEEHAN, BERNARD

CRD 142437

Advisory firm

Sole prop

$7.1M1 advisorsPercentage of AUM; Hourly chargesView
DEJARNATT, PAUL E

CRD 138820

Pleasanton, CA

Advisory firm

Sole prop

$7.1M1 advisorsPercentage of AUMView
LIPTON CAPITAL MANAGEMENT

CRD 141767

Advisory firm

Sole prop

$7.0M1 advisorsPercentage of AUMView
BRIGHAM JR, WILLIAM H

CRD 122667

Mobile, AL

Advisory firm

Sole prop

$7.0M1 advisorsPercentage of AUMView
CHARYBDIS INVESTMENTS INTERNATIONAL

CRD 284971

High Falls, NY

Advisory firm

Sole prop

$7.0M1 advisorsPercentage of AUMView
OPSIS ADVISORY GROUP

CRD 114240

Advisory firm

Sole prop

$6.7M1 advisorsPercentage of AUMView
WAYUP WEALTH BUILDING GROUP

CRD 168482

Advisory firm

Sole prop

$6.6M1 advisorsPerformance-based feesView
ENRIQUE VILLALOBOS & ASSOCIATES

CRD 285049

West Covina, CA

Advisory firm

Sole prop

$6.6M1 advisorsPercentage of AUMView
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