Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Single-owner practices registered as sole proprietorships.

1,145 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
LAUGHLIN FINANCIAL ADVISORS

CRD 301979

Advisory firm

Sole prop

$13.8M1 advisorsPercentage of AUMView
DUKE FINANCIAL SERVICES

CRD 133024

Advisory firm

Sole prop

$13.6M1 advisorsPercentage of AUM · Hourly charges +1 moreView
FINNESTAD FINANCIAL

CRD 141420

Advisory firm

Sole prop

$13.6M1 advisorsPercentage of AUMView
TRINGLE JR., JOHN R.

CRD 171382

Advisory firm

Sole prop

$13.5M1 advisorsPercentage of AUMView
MENON/BROWN ADVISORY GROUP

CRD 127508

Advisory firm

Sole prop

$13.1M1 advisorsPercentage of AUMView
RICHARD A. STEBBINS CPA CFP CMFC

CRD 123694

Advisory firm

Sole prop

$13.1M1 advisorsPercentage of AUMView
STEPHEN A. DIPISA REGISTERED INVESTMENT ADVISOR

CRD 124566

Advisory firm

Sole prop

$13.0M1 advisorsPercentage of AUMView
FREDERICK H. CRON

CRD 111991

Advisory firm

Sole prop

$12.7M1 advisorsPercentage of AUM; Hourly chargesView
SANSONE & ASSOCIATES

CRD 130053

San Antonio, TX

Advisory firm

Sole prop

$12.5M1 advisorsPercentage of AUM · Hourly charges +1 moreView
BATLEY & ASSOCIATES

CRD 155458

Advisory firm

Sole prop

$12.3M2 advisorsPercentage of AUMView
SIERRA FINANCIAL MANAGEMENT CO.

CRD 136795

Advisory firm

Sole prop

$12.2M1 advisorsPercentage of AUMView
CAPITAL WEALTH MANAGEMENT

CRD 137223

Tewksbury, MA

Advisory firm

Sole prop

$12.0M1 advisorsPercentage of AUM; Hourly chargesView
CAPITAL MANAGEMENT SERVICES

CRD 135617

Advisory firm

Sole prop

$12.0M1 advisorsPercentage of AUMView
ROWAYTON INVESTMENT ADVISORS

CRD 161597

Advisory firm

Sole prop

$12.0M1 advisorsPercentage of AUM; Performance-based feesView
ANTUNES INTERNATIONAL INVESTMENT MANAGEMENT

CRD 145703

Advisory firm

Sole prop

$12.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
SAT FINANCIAL ADVISORS INC.

CRD 283792

Advisory firm

Sole prop

$11.7M1 advisorsPercentage of AUMView
BERT RIDDELL CRAMER, INVESTMENT ADVISER

CRD 121241

Advisory firm

Sole prop

$11.5M1 advisorsPercentage of AUMView
FINANCIAL PLANNING CENTER

CRD 167957

Advisory firm

Sole prop

$11.5M1 advisorsPercentage of AUMView
DENNER CAPITAL MANAGEMENT

CRD 116879

Advisory firm

Sole prop

$11.1M1 advisorsPercentage of AUMView
CHASAN CAPITAL MANAGEMENT

CRD 141021

Advisory firm

Sole prop

$11.1M1 advisorsPercentage of AUM; Performance-based feesView
RONALD A. LEDERKRAMER, CPA, CFP

CRD 137373

Advisory firm

Sole prop

$11.1M1 advisorsPercentage of AUMView
FVS FINANCIAL

CRD 117340

Advisory firm

Sole prop

$11.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
JURKIEWICZ, CHRISTOPHER

CRD 126644

New York, NY

Advisory firm

Sole prop

$11.0M0 total employeesPercentage of AUMView
NEIL A RUE, CFA INVESTMENT ADVISOR

CRD 331048

Advisory firm

Sole prop

$10.8M1 advisorsPercentage of AUMView
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