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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Single-owner practices registered as sole proprietorships.

1,145 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
R. HILLES GRAHAM

CRD 116815

Washington, DC

Advisory firm

Sole prop

$19.7M1 advisorsPercentage of AUM; Fixed feesView
SHALLER ASSOCIATES

CRD 128543

Advisory firm

Sole prop

$19.4M1 advisorsPercentage of AUMView
DALE, BARRY N.

CRD 159037

Advisory firm

Sole prop

$19.2M1 advisorsPercentage of AUM; Hourly chargesView
G&F FINANCIAL SERVICES

CRD 128940

Advisory firm

Sole prop

$19.1M1 advisorsPercentage of AUM · Hourly charges +1 moreView
EUDAIMON WEALTH MANAGEMENT

CRD 307658

Advisory firm

Sole prop

$19.0M1 advisorsPercentage of AUMView
NOISY CREEK CAPITAL

CRD 328103

Advisory firm

Sole prop

$18.9M1 advisorsPercentage of AUM; Performance-based feesView
PANORAMIC FINANCIAL MANAGEMENT

CRD 285416

Advisory firm

Sole prop

$18.8M1 advisorsPercentage of AUM; Hourly chargesView
CAPE ANN FINANCIAL

CRD 131088

Advisory firm

Sole prop

$18.2M1 advisorsPercentage of AUM; Hourly chargesView
ORF CAPITAL MANAGEMENT

CRD 134163

Advisory firm

Sole prop

$18.2M1 advisorsHourly charges; Fixed feesView
H. ANTHONY RUCKEL

CRD 171403

Denver, CO

Advisory firm

Sole prop

$18.0M1 advisorsPercentage of AUM; Hourly chargesView
STYBR & ASSOCIATES

CRD 122957

Advisory firm

Sole prop

$17.7M1 advisorsPercentage of AUM; Hourly chargesView
SIMPSON INVESTMENT COUNSEL

CRD 107499

Lexington, MA

Advisory firm

Sole prop

$17.6M1 advisorsPercentage of AUMView
CLB FINANCIAL

CRD 128323

Advisory firm

Sole prop

$17.4M1 advisorsPercentage of AUMView
SPRING CAPITAL MANAGEMENT

CRD 136073

Advisory firm

Sole prop

$17.4M1 advisorsPercentage of AUMView
GRANT FINANCIAL GROUP

CRD 121612

Elberta, AL

Advisory firm

Sole prop

$17.2M1 advisorsPercentage of AUMView
FIERRO, CHRISTOPHER P

CRD 139448

Advisory firm

Sole prop

$17.1M1 advisorsPercentage of AUMView
ANDRE CAUBARREAUX

CRD 117139

Advisory firm

Sole prop

$17.1M1 advisorsPercentage of AUM · Hourly charges +1 moreView
FIRST LIGHT FINANCIAL

CRD 118922

Advisory firm

Sole prop

$17.0M1 advisorsPercentage of AUMView
TWENTY FIRST INVESTORS

CRD 115715

Advisory firm

Sole prop

$17.0M1 advisorsPercentage of AUMView
FINANCIAL CONSULTING SERVICES

CRD 173235

Advisory firm

Sole prop

$17.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
FULEIHAN, CAMILLE, FARID

CRD 129455

Advisory firm

Sole prop

$16.9M1 advisorsPercentage of AUMView
BOWERS CAPITAL MANAGEMENT

CRD 120895

Advisory firm

Sole prop

$16.7M1 advisorsPercentage of AUMView
RUSSO INVESTMENT MANAGEMENT

CRD 107164

Advisory firm

Sole prop

$16.4M1 advisorsPercentage of AUM · Hourly charges +1 moreView
BANYANTREE WEALTH MANAGEMENT

CRD 319713

Advisory firm

Sole prop

$16.4M1 advisorsPercentage of AUM · Hourly charges +1 moreView
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