Falists

Search advisors

Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Single-owner practices registered as sole proprietorships.

1,145 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
JOHN G. O'CONNELL

CRD 323103

Advisory firm

Sole prop

$24.0M1 advisorsPercentage of AUMView
LOYND CAPITAL MANAGEMENT

CRD 131709

Marblehead, MA

Advisory firm

Sole prop

$24.0M1 advisorsPercentage of AUMView
ELLISON INVESTMENT ADVISORS

CRD 116393

Advisory firm

Sole prop

$23.8M1 advisorsPercentage of AUM; Hourly chargesView
R.O.S. ASSET MANAGEMENT

CRD 116211

Advisory firm

Sole prop

$23.7M1 advisorsPercentage of AUMView
G.C. STEELE & COMPANY

CRD 136953

Advisory firm

Sole prop

$23.7M1 advisorsPercentage of AUM · Hourly charges +1 moreView
EE&A INVESTMENT MANAGEMENT

CRD 113304

Advisory firm

Sole prop

$23.1M1 advisorsPercentage of AUMView
SUSAN CARLISLE

CRD 134752

Advisory firm

Sole prop

$22.7M1 advisorsFixed feesView
SOCIETY INVESTMENT MANAGEMENT

CRD 121697

Advisory firm

Sole prop

$22.4M1 advisorsPercentage of AUMView
RLS FINANCIAL SERVICES

CRD 305158

Bloomsbury, NJ

Advisory firm

Sole prop

$22.4M1 advisorsPercentage of AUM; Hourly chargesView
CHERYL MORHAUSER & ASSOCIATES

CRD 129504

Advisory firm

Sole prop

$22.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
VANDEVENTER & COMPANY

CRD 117479

Windham, NH

Advisory firm

Sole prop

$21.8M1 advisorsPercentage of AUMView
KEVIN CLARIDAY INVESTMENT ADVISOR

CRD 139722

Advisory firm

Sole prop

$21.8M1 advisorsPercentage of AUMView
MERTZ CAPITAL

CRD 307305

Advisory firm

Sole prop

$21.8M1 advisorsPercentage of AUM · Hourly charges +1 moreView
MINNICK CAPITAL MANAGEMENT

CRD 116385

Topeka, KS

Advisory firm

Sole prop

$21.6M1 advisorsPercentage of AUM; Hourly chargesView
DALEIDEN WEALTH ADVISORS

CRD 323892

Advisory firm

Sole prop

$21.5M1 advisorsPercentage of AUMView
RIEDE, TIFFANY

CRD 334253

Advisory firm

Sole prop

$21.5M1 advisorsFixed feesView
JAMESON & GRIFFIN FINANCIAL

CRD 331653

Advisory firm

Sole prop

$21.0M1 advisorsPercentage of AUMView
TIANHU INVESTMENTS

CRD 322665

Advisory firm

Sole prop

$21.0M1 advisorsPercentage of AUM; Performance-based feesView
WOLFSON WEALTH MANAGEMENT

CRD 154034

Advisory firm

Sole prop

$21.0M2 advisorsPercentage of AUM · Hourly charges +1 moreView
B4 FINANCIAL PLANNING

CRD 115871

Advisory firm

Sole prop

$21.0M1 advisorsPercentage of AUM; Hourly chargesView
PORTFOLIOSBOSTON

CRD 133132

East Dennis, MA

Advisory firm

Sole prop

$20.4M1 advisorsPercentage of AUM; Hourly chargesView
SCHMIDT, SCOTLAND

CRD 307269

Advisory firm

Sole prop

$20.1M1 advisorsPercentage of AUMView
DIVIDENDS & MORE

CRD 125313

Advisory firm

Sole prop

$20.1M1 advisorsPercentage of AUMView
PROTECTED CAPITAL MANAGEMENT

CRD 106364

Advisory firm

Sole prop

$19.9M2 employeesPercentage of AUMView
PreviousPage 28 of 48Next