Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Single-owner practices registered as sole proprietorships.

1,145 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
HARTMAN, WILLIAM DENTON

CRD 130469

Batesville, MS

Advisory firm

Sole prop

$29.2M1 advisorsPercentage of AUMView
MOORE, DOROTHEA JANE

CRD 122248

Advisory firm

Sole prop

$28.4M1 advisorsPercentage of AUM; Hourly chargesView
STINSON FINANCIAL PLANNING

CRD 121272

Advisory firm

Sole prop

$27.9M1 advisorsHourly charges; Fixed feesView
RICHARD VEERMAN

CRD 114047

Advisory firm

Sole prop

$27.8M1 advisorsPercentage of AUMView
OSBORNE CAPITAL MANAGEMENT

CRD 144394

San Diego, CA

Advisory firm

Sole prop

$27.4M1 advisorsPercentage of AUM · Hourly charges +2 moreView
DAVENPORT WEALTH ADVISORS

CRD 219513

Advisory firm

Sole prop

$27.1M1 advisorsPercentage of AUM; Fixed feesView
MARK HARRIS SERVICES

CRD 117136

Advisory firm

Sole prop

$27.0M1 advisorsPercentage of AUM; Hourly chargesView
DEAK REYNOLDS COMPANY

CRD 168714

Advisory firm

Sole prop

$26.9M1 advisorsPercentage of AUMView
DBA/RANKIN CAPITAL INVESTMENT MANAGEMENT

CRD 116919

Advisory firm

Sole prop

$26.9M1 advisorsPercentage of AUM · Fixed fees +1 moreView
SHIMKUS, PETER E

CRD 130080

Advisory firm

Sole prop

$26.4M1 advisorsPercentage of AUM; CommissionsView
GARY M. MARTINEZ

CRD 115972

Mulvane, KS

Advisory firm

Sole prop

$26.2M1 advisorsPercentage of AUM · Hourly charges +1 moreView
VAN DUIVENDYK CAPITAL MANAGEMENT

CRD 114748

Waco, TX

Advisory firm

Sole prop

$26.1M1 advisorsPercentage of AUM; Hourly chargesView
CUSTOM WEALTH SOLUTIONS

CRD 334515

Advisory firm

Sole prop

$26.0M2 advisorsPercentage of AUMView
GOGATE, UDAY S.

CRD 151314

Advisory firm

Sole prop

$26.0M1 advisorsPercentage of AUMView
WANDA KILMAN PITTMAN

CRD 147698

Roanoke, VA

Advisory firm

Sole prop

$25.6M1 advisorsPercentage of AUM · Hourly charges +2 moreView
SULLIVAN CAPITAL MANAGEMENT

CRD 112365

Advisory firm

Sole prop

$25.6M1 advisorsPercentage of AUMView
G.M. WILSON, PRIVATE WEALTH MANAGEMENT GROUP

CRD 129692

Advisory firm

Sole prop

$25.5M1 advisorsPercentage of AUMView
DAVID ETTL FINANCIAL

CRD 158127

Advisory firm

Sole prop

$25.3M1 advisorsPercentage of AUMView
CDB ADVISORY & CONSULTING

CRD 314797

Advisory firm

Sole prop

$25.2M1 advisorsPercentage of AUMView
ADV INVESTMENT MANAGEMENT

CRD 125326

Advisory firm

Sole prop

$25.0M1 advisorsPercentage of AUM; Hourly chargesView
ERNEST J. BROUSSEAU, CPA, CFP®

CRD 128112

Manchester, CT

Advisory firm

Sole prop

$24.9M1 advisorsPercentage of AUM · Hourly charges +1 moreView
THE KLAUSMAN GROUP

CRD 286505

Advisory firm

Sole prop

$24.7M1 advisorsPercentage of AUM; Hourly chargesView
AZM FINANCIAL

CRD 288455

Advisory firm

Sole prop

$24.5M1 advisorsPercentage of AUMView
FLANAGAN FINANCIAL MANAGEMENT

CRD 167486

Advisory firm

Sole prop

$24.1M1 advisorsPercentage of AUM; Hourly chargesView
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