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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).
Single-owner practices registered as sole proprietorships.
1,145 advisers found
Compare advisers as cards or a sortable table with reputation links.
Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.
| Fees | Reputation | Profile | |||||
|---|---|---|---|---|---|---|---|
| TEPPER CAPITAL MANAGEMENT CRD 129534 | San Francisco, CA | Advisory firm Sole prop | $56.2M | 1 advisors | Percentage of AUM; Fixed fees | View | |
| DEERVIEW ASSET MANAGEMENT CRD 159731 | — | Advisory firm Sole prop | $55.4M | 1 advisors | Percentage of AUM | View | |
| MUHR ADVISORY GROUP CRD 127104 | Clayton, CA | Advisory firm Sole prop | $55.1M | 1 advisors | Percentage of AUM | View | |
| JC MIANO INVESTMENT ADVISORY SERVICE CRD 132484 | Utica, NY | Advisory firm Sole prop | $54.5M | 1 advisors | Percentage of AUM | View | |
| BOYD INVESTMENT SERVICES CRD 121782 | Henderson, NV | Advisory firm Sole prop | $52.6M | 1 advisors | Percentage of AUM | View | |
| ROCCO R. SANTOMENNO CRD 107832 | — | Advisory firm Sole prop | $51.7M | 1 advisors | Percentage of AUM · Hourly charges +1 more | View | |
| DANIEL GOLDSTEIN, CFP CRD 130943 | — | Advisory firm Sole prop | $50.7M | 1 advisors | Percentage of AUM; Hourly charges | View | |
| FATA FINANCIAL CRD 135765 | Tiburon, CA | Advisory firm Sole prop | $50.5M | 1 advisors | Percentage of AUM; Hourly charges | View | |
| PAUL R. WILLIAMS INVESTMENT ADVISOR CRD 111780 | — | Advisory firm Sole prop | $50.0M | 1 advisors | Percentage of AUM | View | |
| STOCK TRADERS CRD 37711 | Huntington Beach, CA | Advisory firm Sole prop | $49.2M | 3 employees | Percentage of AUM · Hourly charges +1 more | View | |
| BGR ADVISORS CRD 144264 | — | Advisory firm Sole prop | $44.8M | 1 advisors | Percentage of AUM | View | |
| ROSLUND, JOHN CABELL CRD 112929 | — | Advisory firm Sole prop | $44.4M | 1 advisors | Percentage of AUM; Hourly charges | View | |
| REX LEIGH JONES CRD 113117 | — | Advisory firm Sole prop | $43.9M | 1 advisors | Percentage of AUM | View | |
| DENNIS GLYNN, CPA CRD 129744 | Rocky Hill, CT | Advisory firm Sole prop | $43.7M | 1 advisors | Percentage of AUM; Hourly charges | View | |
| BERG INVESTMENT PLANNING CRD 145121 | — | Advisory firm Sole prop | $42.2M | 1 advisors | Percentage of AUM | View | |
| NIGHTINGALE FINANCIAL ADVISORY CRD 137496 | — | Advisory firm Sole prop | $41.8M | 1 advisors | Percentage of AUM | View | |
| MERCOR INVESTMENT GROUP CRD 310936 | Puebla | Advisory firm Sole prop | $41.6M | 1 advisors | Percentage of AUM; Performance-based fees | View | |
| GILBERT RICH & ASSOCIATES CRD 125539 | Atlanta, GA | Advisory firm Sole prop | $41.5M | 1 advisors | Percentage of AUM | View | |
| PLANNED FINANCIAL SECURITY CRD 141924 | — | Advisory firm Sole prop | $41.5M | 1 advisors | Percentage of AUM | View | |
| STRATEGIC ASSET PLANNING CRD 304415 | Gainesville, FL | Advisory firm Sole prop | $41.2M | 1 advisors | Percentage of AUM · Hourly charges +1 more | View | |
| GENE ALEXANDER QUALMAN CRD 127531 | Darien, CT | Advisory firm Sole prop | $41.2M | 1 advisors | Percentage of AUM | View | |
| GEORGE J. APPEL CRD 121081 | — | Advisory firm Sole prop | $40.9M | 1 advisors | Hourly charges · Fixed fees +1 more | View | |
| JOHN H. LILES, CFP CRD 138161 | — | Advisory firm Sole prop | $40.7M | 1 advisors | Percentage of AUM · Hourly charges +1 more | View | |
| STRATEGIC INCOME ADVISORS CRD 157843 | — | Advisory firm Sole prop | $40.0M | 1 advisors | Percentage of AUM | View |