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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).
Single-owner practices registered as sole proprietorships.
1,145 advisers found
Compare advisers as cards or a sortable table with reputation links.
Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.
| Fees | Reputation | Profile | |||||
|---|---|---|---|---|---|---|---|
| SHEA FINANCIAL ADVISORS CRD 125606 | CA | Advisory firm Sole prop | $118.6M | 2 advisors | Percentage of AUM · Hourly charges +1 more | View | |
| PMB ADVISORS CRD 137495 | Larkspur, CA | Advisory firm Sole prop | $117.2M | 1 advisors | Percentage of AUM · Hourly charges +2 more | View | |
| MARK C. HUFFMAN, CPA/RIA CRD 135753 | — | Advisory firm Sole prop | $117.0M | 1 advisors | Percentage of AUM | View | |
| RICHARD G. SLATER CRD 112239 | CA | Advisory firm Sole prop | $114.1M | 1 advisors | Percentage of AUM · Fixed fees +1 more | View | |
| S&F INVESTMENT ADVISORS CRD 129367 | Encino, CA | Advisory firm Sole prop | $106.4M | 1 advisors | Percentage of AUM · Fixed fees +1 more | View | |
| DANA R. NORMAN CRD 129377 | Swansea, MA | Advisory firm Sole prop | $105.8M | 2 advisors | Percentage of AUM | View | |
| MITCO ASSET MANAGEMENT CRD 116123 | Vienna, VA | Advisory firm Sole prop | $98.5M | 1 advisors | Percentage of AUM; Performance-based fees | View | |
| NATHANAEL R. BRAYTON, CFA CRD 130269 | Boston, MA | Advisory firm Sole prop | $96.8M | 1 advisors | Percentage of AUM; Fixed fees | View | |
| MASSEY, JOSHUA CRD 132336 | — | Advisory firm Sole prop | $94.5M | 1 advisors | Percentage of AUM; Fixed fees | View | |
| HANSEN WEALTH MANAGEMENT CRD 109661 | — | Advisory firm Sole prop | $94.3M | 1 advisors | Percentage of AUM; Commissions | View | |
| TERRANCE P DAVIS CPA/PFS CRD 118598 | St.. Louis, MO | Advisory firm Sole prop | $91.0M | 1 advisors | Hourly charges; Fixed fees | View | |
| JIM MCKEEVER CRD 113127 | — | Advisory firm Sole prop | $87.9M | 1 advisors | Hourly charges · Fixed fees +1 more | View | |
| AKRAM M. OMARI, CPA CRD 135499 | San Francisco, CA | Advisory firm Sole prop | $87.0M | 1 advisors | Percentage of AUM; Hourly charges | View | |
| JOSEPH JOHN HASSON JR CRD 109301 | NY | Advisory firm Sole prop | $86.8M | 1 advisors | Percentage of AUM; Fixed fees | View | |
| L. COOPER INVESTMENTS CRD 110059 | — | Advisory firm Sole prop | $84.8M | 1 advisors | Percentage of AUM | View | |
| ARCHIE GRAY ALLEN, JR. CRD 104745 | — | Advisory firm Sole prop | $84.7M | 1 advisors | Percentage of AUM; WITH FIXED MINIMUM FEE | View | |
| LINDA ZIMMERMANN FINANCIAL PLANNING AND COUNSELING CRD 122167 | — | Advisory firm Sole prop | $83.0M | 1 advisors | Hourly charges | View | |
| ROSE CAPITAL CRD 106608 | — | Advisory firm Sole prop | $81.2M | 1 advisors | Percentage of AUM; Fixed fees | View | |
| COOPER, CLAY STEPHEN CRD 117036 | Pineville, LA | Advisory firm Sole prop | $81.0M | 2 advisors | Percentage of AUM · Hourly charges +2 more | View | |
| JOHNSON, JASON L. CRD 141350 | — | Advisory firm Sole prop | $80.0M | 1 advisors | Hourly charges · Fixed fees +1 more | View | |
| MONK, STAN CRD 129443 | NY | Advisory firm Sole prop | $76.2M | 1 advisors | Percentage of AUM | View | |
| AARON GEOFFREY TURNER CRD 133240 | Sacramento, CA | Advisory firm Sole prop | $76.2M | 1 advisors | Percentage of AUM; Hourly charges | View | |
| R.D. THOMPSON INVESTMENTS CRD 104738 | Salt Lake City, UT | Advisory firm Sole prop | $75.6M | 1 advisors | Percentage of AUM | View | |
| SUTTON FINANCIAL GROUP CRD 307351 | Birmingham, AL | Advisory firm Sole prop | $75.5M | 1 advisors | Percentage of AUM | View |