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Filter by name, location, specialty, or legal structure. All data from public SEC filings.

Single-owner practices registered as sole proprietorships.

1,145 advisers found

Advisory firmSole propWebsite listed

WEALTHY CHOICES (R)

Westwood, MA

AUM

—

Based in MA
Financial PlanningFee-Only/Hourly
  • Financial planning
  • Publication of periodicals
  • SEMINARS, RESEARCH, ONLINE COURSES

Team

1 advisors

Clients

1-10

Fees

Hourly charges · Fixed fees +1 more

View detailsVisit website
Advisory firmSole propWebsite listed

WELLS, FAY

Culver City, CA

AUM

—

Based in CA
Fee-Only/Hourly
  • Educational seminars
  • INVESTMENT STRATEGY ADVICE

Team

1 advisors

Clients

0

Fees

Hourly charges; Fixed fees

View detailsVisit website
Advisory firmSole propWebsite listed

WILSON, CLARK ALLEN

AUM

—

Single-office firm
Wealth MgmtInstitutionalFee-Only/Hourly
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

1 advisors

Clients

0

Fees

Percentage of AUM · Hourly charges +4 more

View detailsVisit website
Advisory firmSole propWebsite listed

WOO, KENNETH WING KWOK

AUM

—

Single-office firm
Financial PlanningFee-Only/Hourly
  • Financial planning
  • MERGERS AND ACQUISITIONS CONSULTING, BUSINESS VALUATIONS FOR LEGAL CASES

Team

1 advisors

Clients

0

Fees

Hourly charges · Fixed fees +2 more

View detailsVisit website
Advisory firmSole prop

JB CAPITAL PARTNERS

NY

AUM

$680.7M

Licensed in NY
NY
Wealth Mgmt
  • Portfolio management (pooled vehicles)

Team

1 advisors

Clients

0

Fees

PERCENTAGE OF APPRECIATION

View detailsNo website
Advisory firmSole prop

HOERTKORN RICHARD CHARLES

Kentfield, CA

AUM

$282.5M

Licensed in CA
CA
Wealth MgmtTrusts & EstatesInstitutionalFee-Only/Hourly
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

2 advisors

Clients

0

Fees

Percentage of AUM; Hourly charges

View detailsNo website
Advisory firmSole prop

LINDA A. BARLOW, CFP

Santa Ana, CA

AUM

$239.6M

Based in CA
Financial PlanningWealth MgmtTrusts & EstatesFee-Only/Hourly
  • Financial planning
  • Portfolio management (individuals)

Team

1 employees

Clients

11-25

Fees

Percentage of AUM · Hourly charges +1 more

View detailsNo website
Corporate platformSole prop

FLOYD CAPITAL MANAGEMENT

Texarkana, TX

AUM

$213.5M

Licensed in AR, TX
ARTX
Wealth MgmtTrusts & EstatesRetirement
  • Portfolio management (individuals)

Team

4 advisors

Clients

—

Fees

Percentage of AUM

View detailsNo website
Advisory firmSole prop

ZIMMERMANN ALAN L

NY

AUM

$209.2M

Licensed in NY
NY
Wealth MgmtTrusts & Estates
  • Portfolio management (individuals)

Team

1 advisors

Clients

0

Fees

Percentage of AUM

View detailsNo website
Advisory firmSole prop

JOHN A. BYSKO ASSOCIATES

Old Lyme, CT

AUM

$204.3M

Licensed in CT
CT
Wealth MgmtTrusts & Estates
  • Portfolio management (individuals)

Team

1 advisors

Clients

0

Fees

Percentage of AUM; Fixed fees

View detailsNo website
Advisory firmSole prop

OAK CAPITAL ADVISORS

LA

AUM

$185.9M

Licensed in LA, SC, TX
LASCTX
Wealth MgmtTrusts & EstatesRetirement
  • Portfolio management (individuals)

Team

1 advisors

Clients

0

Fees

Percentage of AUM

View detailsNo website
Advisory firmSole prop

EMBER L. FLACK, JD, CFP, CLU, CHFC

TX

AUM

$180.0M

Licensed in TX
TX
Financial PlanningWealth MgmtTrusts & EstatesFee-Only/Hourly
  • Financial planning
  • Portfolio management (individuals)

Team

1 advisors

Clients

26-50

Fees

Percentage of AUM · Hourly charges +1 more

View detailsNo website
Advisory firmSole prop

EAMES FINANCIAL

NJ

AUM

$179.5M

Licensed in NJ, PA
NJPA
Financial PlanningWealth MgmtTrusts & EstatesFee-Only/Hourly
  • Financial planning
  • Portfolio management (individuals)

Team

1 advisors

Clients

26-50

Fees

Percentage of AUM · Hourly charges +1 more

View detailsNo website
Corporate platformSole prop

MAY CAPITAL MANAGEMENT

CA

AUM

$167.0M

Licensed in CA
CA
Financial PlanningWealth MgmtTrusts & EstatesFee-Only/Hourly
  • Financial planning
  • Portfolio management (individuals)

Team

1 advisors

Clients

0

Fees

Percentage of AUM; Hourly charges

View detailsNo website
Advisory firmSole prop

FINANCIAL ADVISORY SERVICES

Salt Lake City, UT

AUM

$146.6M

Based in UT
Financial PlanningWealth MgmtTrusts & EstatesFee-Only/Hourly
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)

Team

1 advisors

Clients

1-10

Fees

Percentage of AUM · Hourly charges +1 more

View detailsNo website
Advisory firmSole prop

CLARK COMPANY

Annapolis, MD

AUM

$138.2M

Based in MD
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

1 advisors

Clients

1-10

Fees

Percentage of AUM · Hourly charges +1 more

View detailsNo website
Advisory firmSole prop

FINANCIAL ADVISOR NETWORK, INC.

Farmingdale, NY

AUM

$135.0M

Licensed in NJ, NY, FL
NJNYFL
Wealth MgmtTrusts & Estates
  • Portfolio management (individuals)

Team

2 advisors

Clients

0

Fees

Percentage of AUM

View detailsNo website
Advisory firmSole prop

HAYKIN, MICHAEL

AUM

$124.5M

Single-office firm
Wealth MgmtTrusts & Estates
  • Portfolio management (individuals)

Team

2 advisors

Clients

—

Fees

Percentage of AUM

View detailsNo website
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