AUM
$737K
Based in CA
Financial PlanningWealth MgmtInstitutionalFee-Only/Hourly
- Financial planning
- Portfolio management (individuals)
- Portfolio management (institutions)
Team
1 advisors
Clients
1-10
Fees
Percentage of AUM; Hourly charges
Search advisors
Filter by name, location, specialty, or legal structure. All data from public SEC filings.
Single-owner practices registered as sole proprietorships.
1,145 advisers found
AUM
$610K
Based in NJ
Wealth Mgmt
- Portfolio management (individuals)
- Pension consulting
Team
1 advisors
Clients
0
Fees
Percentage of AUM
Advisory firmSole propWebsite listed
NORTHSHORE WEALTH MANAGEMENT
AUM
$600K
Single-office firm
Wealth Mgmt
- Portfolio management (individuals)
Team
1 advisors
Clients
—
Fees
Percentage of AUM; Performance-based fees
AUM
$558K
Based in CA
Wealth Mgmt
- Portfolio management (individuals)
Team
2 advisors
Clients
1-10
Fees
Percentage of AUM; Fixed fees
Advisory firmSole propWebsite listed
DTCARSON ASSET MANAGEMENT
AUM
$550K
Single-office firm
Financial PlanningWealth MgmtFee-Only/Hourly
- Financial planning
- Portfolio management (individuals)
Team
1 advisors
Clients
0
Fees
Percentage of AUM · Hourly charges +1 more
Advisory firmSole propWebsite listed
ROGUE RUSSELL INVESTMENTS
AUM
$550K
Single-office firm
Financial PlanningWealth Mgmt
- Financial planning
- Portfolio management (individuals)
Team
1 advisors
Clients
0
Fees
Percentage of AUM
AUM
$539K
Based in CA
Financial PlanningWealth MgmtFee-Only/Hourly
- Financial planning
- Portfolio management (individuals)
- Selection of other advisers
Team
1 advisors
Clients
1-10
Fees
Percentage of AUM · Hourly charges +1 more
AUM
$529K
Based in CA
Financial PlanningWealth MgmtFee-Only/Hourly
- Financial planning
- Portfolio management (individuals)
- Educational seminars
Team
1 advisors
Clients
0
Fees
Percentage of AUM · Hourly charges +1 more
Advisory firmSole propWebsite listed
PDM ADVISORS
AUM
$500K
Single-office firm
Wealth Mgmt
- Portfolio management (individuals)
Team
1 advisors
Clients
—
Fees
Percentage of AUM
AUM
$462K
Based in CA
Financial PlanningWealth Mgmt
- Financial planning
- Portfolio management (individuals)
- Selection of other advisers
Team
1 advisors
Clients
1-10
Fees
Percentage of AUM · Fixed fees +1 more
AUM
$337K
Based in TX
Wealth Mgmt
- Portfolio management (individuals)
Team
1 advisors
Clients
0
Fees
Percentage of AUM
Advisory firmSole propWebsite listed
WEALTH KEEPERS
AUM
$335K
Single-office firm
Financial PlanningWealth MgmtFee-Only/Hourly
- Financial planning
- Portfolio management (individuals)
- Pension consulting
Team
1 advisors
Clients
0
Fees
Percentage of AUM · Hourly charges +1 more
Advisory firmSole propWebsite listed
CONNOLLY WEALTH MANAGEMENT
AUM
$316K
Single-office firm
Financial PlanningWealth Mgmt
- Financial planning
- Portfolio management (individuals)
- Pension consulting
Team
1 advisors
Clients
1-10
Fees
Percentage of AUM; REFERRAL FEES
AUM
$274K
Based in CA
Financial PlanningWealth MgmtTrusts & EstatesInstitutional
- Financial planning
- Portfolio management (individuals)
- Portfolio management (institutions)
Team
1 advisors
Clients
0
Fees
Percentage of AUM · Hourly charges +1 more
Advisory firmSole propWebsite listed
VIRTUOSO WEALTH MANAGEMENT
AUM
$223K
Single-office firm
Financial PlanningFee-Only/Hourly
- Financial planning
- Selection of other advisers
Team
1 advisors
Clients
1-10
Fees
Percentage of AUM; Hourly charges
Advisory firmSole propWebsite listed
OLDE WORLD INVESTMENTS
AUM
$175K
Single-office firm
Financial PlanningWealth MgmtFee-Only/Hourly
- Financial planning
- Portfolio management (individuals)
- Educational seminars
Team
1 advisors
Clients
1-10
Fees
Percentage of AUM · Hourly charges +1 more
Advisory firmSole propWebsite listed
MILLS FINANCIAL GROUP
AUM
$146K
Single-office firm
Financial PlanningWealth MgmtFee-Only/Hourly
- Financial planning
- Portfolio management (individuals)
- Publication of periodicals
Team
1 advisors
Clients
0
Fees
Percentage of AUM · Hourly charges +1 more
Advisory firmSole propWebsite listed
UNICORN CONSULTING
AUM
$99K
Single-office firm
Financial PlanningWealth Mgmt
- Financial planning
- Portfolio management (individuals)
Team
1 advisors
Clients
1-10
Fees
Percentage of AUM; Fixed fees
Advisory firmSole propWebsite listed
JACOBSMA FINANCIAL
AUM
$92K
Single-office firm
Financial PlanningWealth Mgmt
- Financial planning
- Portfolio management (individuals)
Team
1 advisors
Clients
0
Fees
Percentage of AUM
Advisory firmSole propWebsite listed
TRAINOR CONSULTING
AUM
$54K
Single-office firm
Wealth Mgmt
- Portfolio management (individuals)
Team
1 advisors
Clients
—
Fees
Percentage of AUM
Advisory firmSole propWebsite listed
JOHNSON, MARSHALL, LEE
AUM
$6K
Single-office firm
Wealth Mgmt
- Portfolio management (individuals)
Team
1 advisors
Clients
—
Fees
Percentage of AUM
Advisory firmSole propWebsite listed
AA FINANCIAL SERVICES
AUM
—
Single-office firm
Financial PlanningFee-Only/Hourly
- Financial planning
- PORTFOLIO CONSULTATION
Team
1 advisors
Clients
1-10
Fees
Hourly charges · Fixed fees +1 more
AUM
$0
Based in CO
Financial PlanningWealth Mgmt
- Financial planning
- Portfolio management (individuals)
Team
1 advisors
Clients
0
Fees
Percentage of AUM; Fixed fees
Advisory firmSole propWebsite listed
AFFINITY ASSET MANAGEMENT
AUM
—
Single-office firm
Financial PlanningWealth MgmtFee-Only/Hourly
- Financial planning
- Portfolio management (individuals)
Team
1 advisors
Clients
0
Fees
Percentage of AUM · Hourly charges +1 more