Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Limited liability companies — the most common structure for independent RIAs.

29,502 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
THE INVESTMENT HOUSE LLC

CRD 163493

Redondo Beach, CA

Advisory firm

LLC

$2.20B7 advisorsPercentage of AUM; Performance-based feesView
KILEY JUERGENS WEALTH MANAGEMENT, LLC

CRD 151088

Olympia, WA

Advisory firm

LLC

$2.20B6 advisorsPercentage of AUM · Hourly charges +1 moreView
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC

CRD 174433

Boston, MA

Advisory firm

LLC

$2.20B15 advisorsPercentage of AUM · Hourly charges +1 moreView
INDEPENDENCE ASSET ADVISORS, LLC

CRD 152963

Wynnewood, PA

Advisory firm

LLC

$2.19B5 advisorsPercentage of AUMView
LUPA RIA INVESTMENT MANAGEMENT LLC

CRD 314819

New York, NY

Corporate platform

LLC

$2.19B9 advisorsPercentage of AUM; Performance-based feesView
MAXIM CAPITAL GROUP, LLC

CRD 288321

New York, NY

Corporate platform

LLC

$2.19B4 advisorsPercentage of AUM · Performance-based fees +4 moreView
WEALTHPLAN INVESTMENT MANAGEMENT LLC

CRD 311364

Omaha, NE

Corporate platform

LLC

$2.19B14 advisorsPercentage of AUM · Hourly charges +1 moreView
CLEAR HAVEN CAPITAL MANAGEMENT, LLC

CRD 149165

New York, NY

Corporate platform

LLC

$2.18B6 advisorsPercentage of AUM · Performance-based fees +4 moreView
HITE HEDGE ASSET MANAGEMENT LLC

CRD 160173

Braintree, MA

Corporate platform

LLC

$2.18B13 advisorsPercentage of AUM; Performance-based feesView
EURO PACIFIC ASSET MANAGEMENT, LLC

CRD 152922

Dorado, PR

Corporate platform

LLC

$2.18B5 advisorsPercentage of AUMView
PACIFIC LAKE PARTNERS, L.L.C.

CRD 160377

Boston, MA

Advisory firm

LLC

$2.18B22 advisorsPercentage of AUM; Performance-based feesView
MERCER INVESTMENT SOLUTIONS LLC

CRD 155919

New York, NY

Advisory firm

LLC

$2.17B21 advisorsPercentage of AUM · Fixed fees +3 moreView
SAMSARA BIOCAPITAL, LLC

CRD 288114

CA

Advisory firm

LLC

$2.17B22 advisorsPercentage of AUM; Performance-based feesView
PINNACLE PENSION CONSULTANTS LLC

CRD 133442

Needham, MA

Advisory firm

LLC

$2.17B3 advisorsPercentage of AUM · Hourly charges +2 moreView
ZUCKERMAN INVESTMENT GROUP

CRD 137785

Chicago, IL

Corporate platform

LLC

$2.17B6 advisorsPercentage of AUMView
ANFIELD CAPITAL MANAGEMENT, LLC

CRD 165211

Irvine, CA

Corporate platform

LLC

$2.16B7 advisorsPercentage of AUM; Fixed feesView
OCTAVIA WEALTH ADVISORS LLC

CRD 306909

Cincinnati, OH

Advisory firm

LLC

$2.15B31 advisorsPercentage of AUM · Hourly charges +1 moreView
HARTFORD FUNDS

CRD 130373

Wayne, PA

Advisory firm

LLC

$2.15B34 advisorsPercentage of AUMView
OMNI BRIDGEWAY MANAGEMENT (USA) LLC

CRD 298001

New York, NY

Advisory firm

LLC

$2.15B16 advisorsPercentage of AUM; Performance-based feesView
EVOLVE PRIVATE WEALTH, LLC

CRD 333932

Los Angeles, CA

Advisory firm

LLC

$2.15B10 advisorsPercentage of AUM; Performance-based feesView
ROOT FINANCIAL PARTNERS

CRD 290289

Austin, TX

Advisory firm

LLC

$2.15B59 advisorsPercentage of AUM · Hourly charges +1 moreView
PRIVATE ADVISORY

CRD 170043

Redmond, WA

Advisory firm

LLC

$2.14B12 advisorsPercentage of AUM; Performance-based feesView
ETHOS FINANCIAL GROUP, LLC

CRD 321748

King Of Prussia, PA

Corporate platform

LLC

$2.14B27 advisorsPercentage of AUM · Hourly charges +2 moreView
TIVERTON ADVISORS, LLC

CRD 305331

Raleigh, NC

Advisory firm

LLC

$2.14B34 advisorsPercentage of AUM · Performance-based fees +1 moreView
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