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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Limited liability companies — the most common structure for independent RIAs.

29,502 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
CAPITAL COUNSEL LLC

CRD 109001

New York, NY

Advisory firm

LLC

$2.87B6 advisorsPercentage of AUMView
CASDIN CAPITAL, LLC

CRD 169579

New York, NY

Advisory firm

LLC

$2.87B11 advisorsPercentage of AUM; Performance-based feesView
ROCKWOOD WEALTH MANAGEMENT, LLC

CRD 137481

New Hope, PA

Advisory firm

LLC

$2.87B48 advisorsPercentage of AUM; Fixed feesView
LEEWARD INVESTMENTS

CRD 312557

Boston, MA

Advisory firm

LLC

$2.87B5 advisorsPercentage of AUMView
HOLLENCREST CAPITAL MANAGEMENT

CRD 46217

Newport Beach, CA

Corporate platform

LLC

$2.87B19 advisorsPercentage of AUM · Fixed fees +2 moreView
PARK WEST ASSET MANAGEMENT LLC

CRD 157660

San Francisco, CA

Corporate platform

LLC

$2.86B13 advisorsPercentage of AUM; Performance-based feesView
WATERS, PARKERSON & CO., LLC

CRD 3711

New Orleans, LA

Advisory firm

LLC

$2.86B6 advisorsPercentage of AUM; Fixed feesView
BLOCKCHAIN CAPITAL, LLC

CRD 283610

San Francisco, CA

Advisory firm

LLC

$2.86B11 advisorsPercentage of AUM; Performance-based feesView
VERIS WEALTH PARTNERS, LLC

CRD 143588

Oakland, CA

Advisory firm

LLC

$2.86B12 advisorsPercentage of AUM · Hourly charges +1 moreView
PORT CAPITAL LLC

CRD 206517

Chicago, IL

Advisory firm

LLC

$2.85B5 advisorsPercentage of AUMView
LEGACY KNIGHT MFO, LLC

CRD 305927

Dallas, TX

Advisory firm

LLC

$2.85B15 advisorsPercentage of AUM · Fixed fees +1 moreView
MASLOW WEALTH ADVISORS

CRD 107722

Austin, TX

Advisory firm

LLC

$2.84B16 advisorsPercentage of AUM · Hourly charges +2 moreView
STRATEGIC CAPITAL ALLOCATION GROUP, L.L.C.

CRD 114922

Boston, MA

Corporate platform

LLC

$2.84B0 total employeesPercentage of AUM; Fixed feesView
EDGEWATER SERVICES, LLC

CRD 159926

Chicago, IL

Advisory firm

LLC

$2.84B25 advisorsPercentage of AUM; Performance-based feesView
RAITH CAPITAL PARTNERS

CRD 166815

New York, NY

Advisory firm

LLC

$2.83B18 advisorsPercentage of AUM · Fixed fees +1 moreView
QUANTITATIVE SYSTEMATIC STRATEGIES LLC

CRD 165895

St.. Augustine, FL

Advisory firm

LLC

$2.83B3 advisorsPercentage of AUM; Fixed feesView
MANCHESTER CAPITAL MANAGEMENT LLC

CRD 110003

Manchester, VT

Corporate platform

LLC

$2.83B14 advisorsPercentage of AUM; Fixed feesView
EASTERLY INVESTMENT PARTNERS LLC

CRD 299607

Beverly, MA

Advisory firm

LLC

$2.83B27 advisorsPercentage of AUM · Fixed fees +1 moreView
PAMPLONA CAPITAL MANAGEMENT LLC

CRD 160860

New York, NY

Corporate platform

LLC

$2.83B5 advisorsPercentage of AUM; DISCLOSED IN SCHEDULE D - MISCELLANEOUSView
BASSWOOD CAPITAL MANAGEMENT, L.L.C.

CRD 138032

New York, NY

Corporate platform

LLC

$2.83B9 advisorsPercentage of AUM; Performance-based feesView
TREK FINANCIAL

CRD 109376

Scottsdale, AZ

Advisory firm

LLC

$2.82B55 advisorsPercentage of AUM · Hourly charges +1 moreView
MARINER INSTITUTIONAL, LLC

CRD 111964

Winter Park, FL

Advisory firm

LLC

$2.82B148 advisorsPercentage of AUM · Hourly charges +1 moreView
KAUFMAN HALL INVESTMENT MANAGEMENT

CRD 328876

Brentwood, TN

Corporate platform

LLC

$2.82B7 advisorsPercentage of AUM; Fixed feesView
CLOUD CAPITAL ADVISORS LLC

CRD 314113

Washington, DC

Advisory firm

LLC

$2.82B8 advisorsPercentage of AUM; Performance-based feesView
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