Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Limited liability companies — the most common structure for independent RIAs.

29,502 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
WEST TOWER GROUP, LLC

CRD 323520

Richmond, VA

Corporate platform

LLC

$142.0M5 advisorsPercentage of AUM; Performance-based feesView
HEYDORN STONE CAPITAL MANAGEMENT LLC

CRD 125903

Larchmont, NY

Corporate platform

LLC

$142.0M2 advisorsPercentage of AUM; Fixed feesView
FORTRESS FINANCIAL SOLUTIONS, LLC

CRD 143969

Tucson, AZ

Advisory firm

LLC

$142.0M8 advisorsPercentage of AUM · Hourly charges +1 moreView
FREEDOM ASSET MANAGEMENT

CRD 335660

Spokane, WA

Corporate platform

LLC

$142.0M1 advisorsPercentage of AUMView
GEM-YOUNG WEALTH ADVISORS, LLC

CRD 171340

Canfield, OH

Advisory firm

LLC

$142.0M6 employeesPercentage of AUM; FEE SPLIT WITH UNDERLYING MANAGERView
MIDWEST FINANCIAL NETWORK, LLC

CRD 302095

Tinley Park, IL

Advisory firm

LLC

$141.9M2 advisorsPercentage of AUM · Hourly charges +1 moreView
KENNONDALE CAPITAL MANAGEMENT

CRD 299863

Richmond, VA

Corporate platform

LLC

$141.9M3 advisorsPercentage of AUMView
SEVERIN INVESTMENTS LLC

CRD 166567

St.. Louis, MO

Advisory firm

LLC

$141.9M5 advisorsPercentage of AUM · Hourly charges +2 moreView
STOCK MANAGEMENT LLC

CRD 113902

AZ

Advisory firm

LLC

$141.8M2 advisorsPercentage of AUMView
PULLIAM FAMILY OFFICE, LLC

CRD 338839

Crested Butte, CO

Advisory firm

LLC

$141.7M1 advisorsPercentage of AUM · Hourly charges +1 moreView
LANIER ASSET MANAGEMENT, LLC

CRD 150888

Louisville, KY

Corporate platform

LLC

$141.7M1 advisorsPercentage of AUM; Fixed feesView
PIVOT POINT ADVISORS, LLC

CRD 130562

Bellaire, TX

Advisory firm

LLC

$141.7M2 advisorsPercentage of AUM · Hourly charges +1 moreView
PARTNERSHIP CAPITAL GROWTH INVESTORS MANAGEMENT, LLC

CRD 173288

Los Gatos, CA

Advisory firm

LLC

$141.5M2 advisorsPercentage of AUM · Performance-based fees +1 moreView
THINK DIFFERENT FINANCIAL PLANNING

CRD 312539

CA

Advisory firm

LLC

$141.5M1 advisorsHourly charges; Fixed feesView
INTEGRATED FINANCIAL CONSULTING, LLC

CRD 130920

Airmont, NY

Advisory firm

LLC

$141.5M1 advisorsPercentage of AUM · Hourly charges +1 moreView
CLARITY INVESTMENTS + PLANNING LLC

CRD 148888

Mount Kisco, NY

Advisory firm

LLC

$141.5M1 advisorsPercentage of AUM · Hourly charges +1 moreView
OLYMPUS PEAKS FINANCIAL, LLC

CRD 283040

Sandy, UT

Advisory firm

LLC

$141.4M1 advisorsPercentage of AUM; Hourly chargesView
MJB ASSET MANAGEMENT LLC

CRD 109940

New York, NY

Corporate platform

LLC

$141.4M1 advisorsPercentage of AUM · Hourly charges +1 moreView
ST. CLAIR FINANCIAL

CRD 151251

Roseville, CA

Advisory firm

LLC

$141.3M2 advisorsPercentage of AUM · Hourly charges +1 moreView
DERIVE WEALTH

CRD 284619

Pasadena, CA

Advisory firm

LLC

$141.3M1 advisorsFixed feesView
MARKLE FINANCIAL LLC

CRD 302088

Laramie, WY

Advisory firm

LLC

$141.2M5 advisorsPercentage of AUM · Hourly charges +1 moreView
FRUGE' CAPITAL ADVISORS, LLC (FORMERLY OXFORD INVESTMENT ADV)

CRD 149447

Oxford, MS

Advisory firm

LLC

$141.2M2 advisorsPercentage of AUM · Hourly charges +2 moreView
ARTHUR STEIN FINANCIAL, LLC

CRD 160627

Bethesda, MD

Advisory firm

LLC

$141.2M3 advisorsPercentage of AUM · Hourly charges +1 moreView
DOUGHERTY INVESTMENT ADVISORS

CRD 142284

Spring Hill, FL

Advisory firm

LLC

$141.1M4 advisorsPercentage of AUM; Hourly chargesView
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