Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Limited liability companies — the most common structure for independent RIAs.

29,502 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
MOKOSAK ADVISORY GROUP, LLC

CRD 287538

Urbandale, IA

Corporate platform

LLC

$413.9M4 advisorsPercentage of AUMView
GOLD COAST WEALTH MANAGEMENT, LLC

CRD 156338

Jericho, NY

Advisory firm

LLC

$413.8M2 advisorsPercentage of AUM; Performance-based feesView
OAK ASSET MANAGEMENT, LLC

CRD 287856

Westlake Village, CA

Corporate platform

LLC

$413.8M4 advisorsPercentage of AUMView
WATERSHED PRIVATE WEALTH

CRD 316408

Oak Brook, IL

Advisory firm

LLC

$413.7M3 advisorsPercentage of AUM; Fixed feesView
CLEARWELL GROUP

CRD 306186

Tampa, FL

Corporate platform

LLC

$413.5M6 advisorsPercentage of AUM · Fixed fees +1 moreView
TED BUCHAN & COMPANY

CRD 140722

San Diego, CA

Advisory firm

LLC

$413.2M2 advisorsPercentage of AUM; Fixed feesView
CAIRD INVESTMENTS

CRD 334504

Dallas, TX

Advisory firm

LLC

$413.2M5 advisorsPercentage of AUM · Fixed fees +1 moreView
GROVE STREET FIDUCIARY, LLC

CRD 107703

Peterborough, NH

Advisory firm

LLC

$413.2M2 advisorsPercentage of AUM · Hourly charges +1 moreView
NORTHBRIDGE FINANCIAL GROUP, LLC

CRD 310394

Tampa, FL

Corporate platform

LLC

$413.1M7 advisorsPercentage of AUM · Hourly charges +1 moreView
SWS CAPITAL MANAGEMENT, LLC

CRD 119043

New York, NY

Corporate platform

LLC

$413.1M4 advisorsPercentage of AUMView
ALETHEIAN WEALTH ADVISORS LLC

CRD 304623

Bellevue, WA

Advisory firm

LLC

$412.5M5 advisorsPercentage of AUM; Fixed feesView
ALTAMONT CAPITAL MANAGEMENT

CRD 118979

Asheville, NC

Corporate platform

LLC

$412.3M2 advisorsPercentage of AUM; Hourly chargesView
KERBEROS CAPITAL MANAGEMENT LLC

CRD 315699

Chicago, IL

Corporate platform

LLC

$412.2M4 advisorsPercentage of AUM · Performance-based fees +1 moreView
AUXO INVESTMENT PARTNERS, LLC

CRD 290177

Grand Rapids, MI

Advisory firm

LLC

$412.0M12 advisorsPercentage of AUM · Performance-based fees +1 moreView
BAY HARBOR WEALTH MANAGEMENT, LLC

CRD 294000

Hunt Valley, MD

Advisory firm

LLC

$412.0M4 advisorsPercentage of AUM · Hourly charges +1 moreView
FOUNDATION WEALTH MANAGEMENT, LLC

CRD 168270

Media, PA

Advisory firm

LLC

$411.9M4 advisorsPercentage of AUM; Fixed feesView
VORTUS INVESTMENT ADVISORS, LLC

CRD 166178

Fort Worth, TX

Advisory firm

LLC

$411.7M5 advisorsPercentage of AUM; Performance-based feesView
GRANDVIEW ASSET MANAGEMENT LLC

CRD 172357

Harrisburg, PA

Corporate platform

LLC

$411.7M4 advisorsPercentage of AUM; Fixed feesView
SLAGLE FINANCIAL, LLC.

CRD 149976

Edwardsville, IL

Advisory firm

LLC

$411.7M7 advisorsPercentage of AUM · Hourly charges +1 moreView
MB, LEVIS & ASSOCIATES,LLC

CRD 164197

Center Valley, PA

Advisory firm

LLC

$411.6M3 advisorsPercentage of AUM; Fixed feesView
HLM MANAGEMENT CO., LLC

CRD 162337

Waltham, MA

Advisory firm

LLC

$411.4M4 advisorsPercentage of AUM; Performance-based feesView
BDFS CAPITAL LLC

CRD 287680

Rehoboth Beach, DE

Advisory firm

LLC

$411.3M9 advisorsPercentage of AUM · Hourly charges +2 moreView
ZUNA, LLC

CRD 306113

Portland, OR

Advisory firm

LLC

$411.3M5 advisorsPercentage of AUM · Hourly charges +1 moreView
GUARDIAN WEALTH MANAGEMENT, LLC

CRD 118668

Chattanooga, TN

Advisory firm

LLC

$411.1M5 advisorsPercentage of AUM · Hourly charges +1 moreView
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