Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
LEBENTHAL DIVERSIFIED ASSET MANAGEMENT INC.

CRD 167243

Hauppauge, NY

Corporate platform

Corporation

$883.7M1 advisorsPercentage of AUM; Fixed feesView
PARK PLACE CAPITAL CORPORATION

CRD 107952

Homewood, AL

Corporate platform

Corporation

$879.2M7 advisorsPercentage of AUM · Hourly charges +1 moreView
CHATHAM CAPITAL GROUP INC

CRD 106174

Savannah, GA

Corporate platform

Corporation

$878.1M5 advisorsPercentage of AUM; Hourly chargesView
NOESIS CAPITAL MANAGEMENT CORP

CRD 110819

Boca Raton, FL

Corporate platform

Corporation

$876.9M7 advisorsPercentage of AUM; Fixed feesView
ICON ADVISERS, INC.

CRD 108268

Greenwood Village, CO

Corporate platform

Corporation

$875.9M5 advisorsPercentage of AUM; ASSET-BASED FEE FROM MODEL-ONLY RECIPIENTSView
LEISURE CAPITAL MANAGEMENT, INC.

CRD 120374

Costa Mesa, CA

Corporate platform

Corporation

$874.0M6 advisorsPercentage of AUM; Hourly chargesView
ALPHA CAPITAL MANAGEMENT

CRD 121703

Austin, TX

Corporate platform

Corporation

$871.4M5 advisorsPercentage of AUMView
ATLAS CAPITAL MANAGEMENT CORP

CRD 106107

Ft. Wayne, IN

Corporate platform

Corporation

$869.8M4 advisorsPercentage of AUM · Fixed fees +1 moreView
CIRCLE ADVISERS INC

CRD 110818

New York, NY

Corporate platform

Corporation

$868.2M7 advisorsPercentage of AUM · Hourly charges +1 moreView
INTEGRITY FINANCIAL CORPORATION

CRD 137125

Jackson, WY

Corporate platform

Corporation

$868.1M21 employeesPercentage of AUMView
VANTAGE FINANCIAL GROUP, INC.

CRD 105950

Cleveland, OH

Corporate platform

Corporation

$866.9M22 advisorsPercentage of AUM · Hourly charges +2 moreView
CARSON ADVISORY GROUP

CRD 117410

Athens, GA

Corporate platform

Corporation

$864.9M7 advisorsPercentage of AUM · Hourly charges +1 moreView
GREENROCK RESEARCH, INC.

CRD 131825

Chicago, IL

Corporate platform

Corporation

$863.9M3 advisorsPercentage of AUM; Fixed feesView
LEVEL FINANCIAL ADVISORS, INC.

CRD 110641

East Amherst, NY

Corporate platform

Corporation

$862.7M9 advisorsPercentage of AUM · Hourly charges +1 moreView
MCMILL CPA AND ADVISORS

CRD 129015

Norfolk, NE

Corporate platform

Corporation

$862.3M22 advisorsPercentage of AUM · Hourly charges +1 moreView
FRONT STREET CAPITAL MANAGEMENT, INC.

CRD 141974

Missoula, MT

Corporate platform

Corporation

$862.0M4 advisorsPercentage of AUM · Hourly charges +1 moreView
MERIDIAN INVESTMENT ADVISORS

CRD 110216

Little Rock, AR

Corporate platform

Corporation

$861.6M4 advisorsPercentage of AUM; Fixed feesView
ELITE WEALTH MANAGEMENT, INC.

CRD 132122

Kirkland, WA

Corporate platform

Corporation

$861.3M3 advisorsPercentage of AUMView
INVESCO PRIVATE CAPITAL, INC.

CRD 107584

New York, NY

Corporate platform

Corporation

$860.4M3 advisorsPercentage of AUM · Fixed fees +1 moreView
PROBITY ADVISORS, INC.

CRD 121849

Dallas, TX

Corporate platform

Corporation

$859.4M7 advisorsPercentage of AUM · Hourly charges +1 moreView
PINNEY & SCOFIELD, INC.

CRD 105365

Cambridge, MA

Corporate platform

Corporation

$858.7M3 advisorsPercentage of AUM; Hourly chargesView
BLUME CAPITAL MANAGEMENT, INC.

CRD 111768

Berkeley, CA

Corporate platform

Corporation

$856.6M2 advisorsPercentage of AUM · Hourly charges +1 moreView
BIRCHWOOD FINANCIAL PARTNERS, INC.

CRD 169962

Bloomington, MN

Corporate platform

Corporation

$853.2M10 advisorsPercentage of AUM · Hourly charges +1 moreView
PJS INVESTMENT MANAGEMENT

CRD 104701

Cedarburg, WI

Corporate platform

Corporation

$852.0M6 advisorsPercentage of AUM; Fixed feesView
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