Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
ASCENSION CAPITAL ADVISORS, INC.

CRD 109518

Houston, TX

Corporate platform

Corporation

$938.5M7 advisorsPercentage of AUM; Fixed feesView
ROBERTS, GLORE & CO.

CRD 109792

Deerfield, IL

Corporate platform

Corporation

$938.4M5 advisorsPercentage of AUM; Fixed feesView
BRILLIANCE ASSET MANAGEMENT LIMITED

CRD 282553

Hong Kong

Corporate platform

Corporation

$936.5M5 advisorsPercentage of AUM; Performance-based feesView
HARTLINE INVESTMENT CORPORATION

CRD 106923

Winnetka, IL

Corporate platform

Corporation

$935.5M3 advisorsPercentage of AUMView
FINANCIAL SOLUTIONS ADVISORY GROUP

CRD 125218

Chicago, IL

Corporate platform

Corporation

$935.0M9 advisorsPercentage of AUM · Hourly charges +1 moreView
SEM WEALTH MANAGEMENT

CRD 112142

Tucson, AZ

Corporate platform

Corporation

$933.5M4 advisorsPercentage of AUMView
J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD

CRD 292433

Geneva, CA

Corporate platform

Corporation

$931.9M5 advisorsPercentage of AUM; WRAP FEE PROGRAMView
FRISCH FINANCIAL GROUP, INC.

CRD 126524

Melville, NY

Corporate platform

Corporation

$931.6M7 advisorsPercentage of AUM; Fixed feesView
BRIGHTON SECURITIES CORP.

CRD 3875

Rochester, NY

Corporate platform

Corporation

$931.0M21 advisorsPercentage of AUM · Hourly charges +2 moreView
SANDALWOOD SECURITIES, INC.

CRD 27240

Roseland, NJ

Corporate platform

Corporation

$930.2M4 advisorsPercentage of AUM; Performance-based feesView
GALECKI FINANCIAL MANAGEMENT INC

CRD 107218

Fort Wayne, IN

Corporate platform

Corporation

$929.5M6 advisorsPercentage of AUM · Hourly charges +1 moreView
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC

CRD 156660

Westminster, CO

Corporate platform

Corporation

$929.1M15 advisorsPercentage of AUMView
STATHEROS FINANCIAL SOLUTIONS, INC.

CRD 306217

El Dorado Hills, CA

Corporate platform

Corporation

$926.2M11 advisorsPercentage of AUMView
PCJ INVESTMENT COUNSEL LTD.

CRD 174083

Toronto, Ontario

Corporate platform

Corporation

$924.3M9 advisorsPercentage of AUM; Performance-based feesView
WHITE LIGHTHOUSE INVESTMENT MANAGEMENT, INC.

CRD 108030

CA

Corporate platform

Corporation

$918.6M9 advisorsPercentage of AUM · Hourly charges +1 moreView
RAINEY & RANDALL WEALTH ADVISORS, INC.

CRD 116251

Celebration, FL

Corporate platform

Corporation

$918.2M4 advisorsPercentage of AUM; Hourly chargesView
MRAZ AND ASSOCIATES

CRD 158338

Modesto, CA

Corporate platform

Corporation

$917.5M5 advisorsPercentage of AUM · Hourly charges +1 moreView
DILLON & ASSOCIATES INC

CRD 104662

Jackson, MI

Corporate platform

Corporation

$916.4M3 advisorsPercentage of AUM; Fixed feesView
GOODMAN FINANCIAL CORPORATION

CRD 114637

Houston, TX

Corporate platform

Corporation

$915.9M16 advisorsPercentage of AUM; Hourly chargesView
RFE MANAGEMENT CORPORATION

CRD 160360

Westport, CT

Corporate platform

Corporation

$913.3M15 advisorsPercentage of AUM; Performance-based feesView
BRIAUD FINANCIAL ADVISORS

CRD 105638

College Station, TX

Corporate platform

Corporation

$912.8M6 advisorsPercentage of AUM; Fixed feesView
PEAK WEALTH SOLUTIONS

CRD 127391

Pepper Pike, OH

Corporate platform

Corporation

$911.6M7 advisorsPercentage of AUM · Hourly charges +2 moreView
TRUBEE WEALTH ADVISORS, INC.

CRD 3618

Buffalo, NY

Corporate platform

Corporation

$911.5M14 advisorsPercentage of AUM; Fixed feesView
NESTEGGS, INC.

CRD 133507

Jacksonville, FL

Corporate platform

Corporation

$911.3M9 advisorsPercentage of AUM · Hourly charges +1 moreView
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