Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
SUMMIT WEALTH AND RETIREMENT PARTNERS

CRD 285972

Eagle, ID

Corporate platform

Corporation

$978.1M7 advisorsPercentage of AUM; Fixed feesView
PATTON WEALTH ADVISORS

CRD 120533

CA

Corporate platform

Corporation

$977.2M1 advisorsPercentage of AUM · Fixed fees +2 moreView
AUFMAN ASSOCIATES INC

CRD 104622

Sewickley, PA

Corporate platform

Corporation

$971.5M3 advisorsPercentage of AUM; Fixed feesView
THE ARKANSAS FINANCIAL GROUP, INC.

CRD 104808

Little Rock, AR

Corporate platform

Corporation

$971.1M5 advisorsPercentage of AUM · Hourly charges +1 moreView
TDA INVESTMENT GROUP

CRD 112016

San Mateo, CA

Corporate platform

Corporation

$969.3M5 advisorsPercentage of AUMView
ASHFORD CAPITAL MANAGEMENT INC

CRD 110696

Wilmington, DE

Corporate platform

Corporation

$965.8M8 advisorsPercentage of AUM; Performance-based feesView
ZENITH AM

CRD 173046

Paris, NY

Corporate platform

Corporation

$963.6M8 advisorsPercentage of AUM · Commissions +1 moreView
AMI INVESTMENT MANAGEMENT INC

CRD 106321

Kendallville, IN

Corporate platform

Corporation

$963.6M3 advisorsPercentage of AUM · Hourly charges +1 moreView
THE PACIFIC CENTER FOR FINANCIAL SERVICES

CRD 104557

Danville, CA

Corporate platform

Corporation

$960.6M4 advisorsPercentage of AUM · Hourly charges +1 moreView
SWANDER PACE CAPITAL

CRD 157259

Bedminster, NJ

Corporate platform

Corporation

$959.6M17 advisorsPercentage of AUM · Performance-based fees +1 moreView
CORTLAND ASSOCIATES INC

CRD 104681

St.. Louis, MO

Corporate platform

Corporation

$958.0M3 advisorsPercentage of AUMView
MBR FINANCIAL

CRD 168333

Houston, TX

Corporate platform

Corporation

$956.4M6 advisorsPercentage of AUM · Hourly charges +2 moreView
FOCUS INVESTMENT ADVISORS, INC

CRD 109970

Solana Beach, CA

Corporate platform

Corporation

$956.2M4 advisorsPercentage of AUM; Fixed feesView
FORESIGHT GLOBAL INVESTORS, INC.

CRD 281818

Purchase, NY

Corporate platform

Corporation

$955.2M3 advisorsPercentage of AUMView
TARBOX FAMILY OFFICE, INC.

CRD 106079

Newport Beach, CA

Corporate platform

Corporation

$953.7M6 advisorsPercentage of AUM · Hourly charges +1 moreView
SLOW CAPITAL, INC.

CRD 286688

Greenbrae, CA

Corporate platform

Corporation

$953.3M2 advisorsPercentage of AUMView
BUILDER INVESTMENT GROUP

CRD 107671

Atlanta, GA

Corporate platform

Corporation

$952.5M4 advisorsPercentage of AUMView
CONVERIUM CAPITAL INC.

CRD 312880

Montreal, Quebec

Corporate platform

Corporation

$952.1M6 advisorsPercentage of AUM; Performance-based feesView
CORNERSTONE PLANNING GROUP

CRD 307189

Fairfield, NJ

Corporate platform

Corporation

$951.8M16 advisorsPercentage of AUM · Hourly charges +1 moreView
HAZELVIEW SECURITIES INC.

CRD 293469

Toronto, Ontario

Corporate platform

Corporation

$943.1M9 advisorsPercentage of AUM; Performance-based feesView
LAFAYETTE INVESTMENTS, INC.

CRD 22471

Ashton, MD

Corporate platform

Corporation

$942.8M6 advisorsPercentage of AUM; Fixed feesView
HCM WEALTH

CRD 106158

San Rafael, CA

Corporate platform

Corporation

$941.7M5 advisorsPercentage of AUM · Hourly charges +1 moreView
FAGAN ASSOCIATES INC

CRD 107562

Troy, NY

Corporate platform

Corporation

$940.7M3 advisorsPercentage of AUM; Hourly chargesView
RUDNEY ASSOCIATES

CRD 110235

Alamo, CA

Corporate platform

Corporation

$940.2M1 advisorsPercentage of AUM; RETIREMENT PLAN CONSULTING -PERCENTAGE OF PLAN ASSETSView
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