Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
SOFTBANK, INC.

CRD 163118

Newton, MA

Corporate platform

Corporation

Fees not disclosedView
SOLASTA VENTURES, INC

CRD 305520

Boston, MA

Corporate platform

Corporation

Fees not disclosedView
SOUTH GATE LABS, INC

CRD 340661

Miami, FL

Corporate platform

Corporation

Fees not disclosedView
SOUTHCOAST ADVISORY GROUP, INC

CRD 161543

Fall River, MA

Corporate platform

Corporation

$01 advisorsPercentage of AUMView
SOUTHEAST CAPITAL MANAGEMENT LTD

CRD 334751

Corporate platform

Corporation

$01 advisorsPercentage of AUMView
SOUTHOLD ASSET MANAGEMENT, INC.

CRD 333908

Corporate platform

Corporation

1 advisorsREFFERALView
SPARROW WEALTH MANAGEMENT

CRD 335599

Corporate platform

Corporation

$01 advisorsPercentage of AUM · Hourly charges +1 moreView
SPECIALISED RESEARCH (UK)

CRD 331937

St. Albans

Corporate platform

Corporation

Fees not disclosedView
SPECTRUM FINANCIAL STRATEGIES INC

CRD 106419

Hamden, CT

Corporate platform

Corporation

1 advisorsHourly charges · Fixed fees +1 moreView
SPIRIT EYE INVESTMENT LTD

CRD 340663

Denver, CO

Corporate platform

Corporation

Fees not disclosedView
STALNAKER INVESTMENT GROUP, INC.

CRD 126757

Corporate platform

Corporation

1 advisorsNO FEES FOR FAMILYView
STARKEL CAPITAL MANAGEMENT, INC

CRD 323738

Omaha, NE

Corporate platform

Corporation

Fees not disclosedView
STARLION GLOBAL MANAGEMENT INC

CRD 341316

Albany, NY

Corporate platform

Corporation

Fees not disclosedView
STATE STREET DIGITAL LTD

CRD 340778

Boston, MA

Corporate platform

Corporation

Fees not disclosedView
STEPHEN L. SMITH CORPORATION

CRD 116459

Jenks, OK

Corporate platform

Corporation

2 advisorsPercentage of AUMView
STERLING ADVISORY SERVICES, INC.

CRD 163874

Herndon, VA

Corporate platform

Corporation

Fees not disclosedView
STERLING LEGACY ADVISORS INC.

CRD 340172

NJ

Corporate platform

Corporation

$02 advisorsPercentage of AUM; Hourly chargesView
STEVEN H. LEWIS P.C.

CRD 139739

Chicago, IL

Corporate platform

Corporation

1 advisorsPercentage of AUMView
STEVEN P. SIEGEL, LTD.

CRD 172308

Corporate platform

Corporation

1 advisorsSHARES IN FEES PAID TO OTHER ADVISERSView
STF ADVISORY INC

CRD 339084

Frisco, TX

Corporate platform

Corporation

1 advisorsPercentage of AUMView
STIFEL STRATEGIE CONSULTING PARTNERS LTD.

CRD 335333

Englewood, CO

Corporate platform

Corporation

Fees not disclosedView
STONE & NEWHOUSE WEALTH ADVISORY

CRD 331044

Los Angeles, CA

Corporate platform

Corporation

1 advisorsHourly chargesView
STRATEGIC ADVISORS, INC.

CRD 126045

Atlanta, GA

Corporate platform

Corporation

0 total employeesA PERCENTAGE (BASIS POINTS) OF PLAN ASSETSView
SUMMITWEST MANAGEMENT LTD

CRD 338092

Denver, CO

Corporate platform

Corporation

Fees not disclosedView
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