Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
PORTORUPIA CRYPTO GROUP LIMITED

CRD 335413

Denver, CO

Corporate platform

Corporation

Fees not disclosedView
POTOMAC CAPITAL MANAGEMENT INC.

CRD 163005

Corporate platform

Corporation

Fees not disclosedView
PP PORTFOLIO MANAGEMENT LIMITED

CRD 326785

Road Town, Tortola

Corporate platform

Corporation

Fees not disclosedView
PREMIER ADVISORY GROUP

CRD 115838

Corporate platform

Corporation

1 advisorsSOLICITOR'S FEESView
PRIME CAPITAL MANAGEMENT COMPANY LIMITED

CRD 138987

Hong Kong

Corporate platform

Corporation

Fees not disclosedView
PRISM WEALTH PLANNING LTD. DBA THE PEOPLE'S PLANNER

CRD 317874

Corporate platform

Corporation

$01 advisorsPercentage of AUM · Hourly charges +1 moreView
PROFESSIONAL MANAGEMENT ASSOCIATES, INC.

CRD 167034

North Attleboro, MA

Corporate platform

Corporation

2 advisorsREFERRAL-SOLICITOR FEE FROM 3RD-PARTY RIAView
PROFITABLE FINANCIAL STRATEGIES

CRD 141961

Corporate platform

Corporation

1 advisorsHourly charges; Fixed feesView
PURPOSE CAPITAL ADVISORS

CRD 307838

Corporate platform

Corporation

1 advisorsHourly charges; Fixed feesView
Q WEALTH USA INC.

CRD 334008

Toronto, Ontario

Corporate platform

Corporation

$04 advisorsPercentage of AUMView
QEX CAPITAL MANAGEMENT INC

CRD 124844

Corporate platform

Corporation

1 advisorsLICENSING FEES BASED ON ASSETS MANAGED BY CLIENT RIASView
QT SECURITIES INC.

CRD 333654

New York, NY

Corporate platform

Corporation

Fees not disclosedView
QUADRIGA CAPITAL IIIA GP LIMITED

CRD 295115

St.. Helier

Corporate platform

Corporation

Fees not disclosedView
QUADRIGA CAPITAL IV GP LIMITED

CRD 163630

St. Helier, Channel Islands

Corporate platform

Corporation

Fees not disclosedView
QUAN VEST CONSULTANTS INC

CRD 104714

Manhasset, NY

Corporate platform

Corporation

6 advisorsPercentage of AUM · Hourly charges +1 moreView
QUANTALIS ASSET MANAGEMENT LTD

CRD 337611

Boulder, CO

Corporate platform

Corporation

Fees not disclosedView
QUEST WEALTH MANAGEMENT INCORPORATED

CRD 173668

Corporate platform

Corporation

$01 advisorsPercentage of AUMView
R & R JAMES, INC.

CRD 139063

Somerville, MA

Corporate platform

Corporation

3 employeesA PERCENTAGE OF THE FEE THE ADVISOR EARNS.View
R.S. MATTEI & COMPANY, INC.

CRD 117030

Corporate platform

Corporation

1 advisorsFixed fees; NEGOTIABLEView
RADAR FINANCIAL INVESTMENTS CORPORATION

CRD 314823

The Woodlands, TX

Corporate platform

Corporation

$01 advisorsPercentage of AUMView
RAINDROP FINANCIAL, INC

CRD 164994

Corporate platform

Corporation

1 advisorsPercentage of AUM · Hourly charges +2 moreView
RBS COLLECTIVE INVESTMENT FUNDS LIMITED

CRD 163176

Edinburgh

Corporate platform

Corporation

Fees not disclosedView
RDB HOLDINGS INC.

CRD 163651

Arlington, VA

Corporate platform

Corporation

Fees not disclosedView
RE MEMBER FUND GP LTD.

CRD 332347

San Francisco, CA

Corporate platform

Corporation

Fees not disclosedView
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