Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
MIZMAA VENTURES LIMITED

CRD 160299

Causeway Bay

Corporate platform

Corporation

Fees not disclosedView
MONEY STRATEGIES, INC.

CRD 310763

Redlands, CA

Corporate platform

Corporation

1 advisorsFixed feesView
MONT BLANC ASSET, INC.

CRD 154853

Corporate platform

Corporation

3 advisorsHourly charges; Fixed feesView
MOORE & MOORE AI LTD.

CRD 341896

Corporate platform

Corporation

Fees not disclosedView
MOORE & MOORE INVESTMENTS GROUP LTD.

CRD 325870

Corporate platform

Corporation

Fees not disclosedView
MOORE & MOORE OPPORTUNITIES LTD.

CRD 325871

Corporate platform

Corporation

Fees not disclosedView
MVF1 GP (CANADA), LTD

CRD 325846

Vancouver, Bc

Corporate platform

Corporation

Fees not disclosedView
N.N.A.I.A

CRD 114164

Syosset, NY

Corporate platform

Corporation

2 advisorsHourly charges · Fixed fees +1 moreView
NASCA AND ASSOCIATES, INC

CRD 119710

Corporate platform

Corporation

0 total employeesA PERCENTAGE OF ASSETS UNDER MANAGEMENT BY OTHERSView
NAYA MANAGEMENT (DIFC) LIMITED

CRD 337791

Difc, Dubai

Corporate platform

Corporation

Fees not disclosedView
NEEDVILLE INSURANCE AGENCY INC

CRD 322817

Needville, TX

Corporate platform

Corporation

1 advisorsREFERAL FEEView
NEK FINANCIAL INC

CRD 325331

Corporate platform

Corporation

$01 advisorsPerformance-based feesView
NEW CAPITAL MANAGEMENT II, INC.

CRD 163381

Corporate platform

Corporation

Fees not disclosedView
NEW HORIZON MANAGERS LIMITED

CRD 166493

Port Louis

Corporate platform

Corporation

Fees not disclosedView
NEW TALENTS FINANCIAL SERVICES INC

CRD 340503

Corporate platform

Corporation

1 advisorsPercentage of AUM; Performance-based feesView
NEXUS GENESIS CAPITAL LTD.

CRD 340473

New York, NY

Corporate platform

Corporation

Fees not disclosedView
NG MANAGEMENT S.A.

CRD 162755

Lima

Corporate platform

Corporation

Fees not disclosedView
NIPPON INVESTMENT COMPANY

CRD 298803

Tokyo, Tokyo

Corporate platform

Corporation

Fees not disclosedView
NOBLE PILLAR CAPITAL LTD

CRD 342309

New York, NY

Corporate platform

Corporation

Fees not disclosedView
NOBLE VESTED INTERESTS CORPORATION

CRD 299349

Corporate platform

Corporation

Fees not disclosedView
NORDSTERN KAPITALMANAGEMENT GMBH LTD

CRD 337924

Denver, CO

Corporate platform

Corporation

Fees not disclosedView
NORTHPOINT FINANCIAL

CRD 124711

Birmingham, MI

Corporate platform

Corporation

2 advisorsHourly chargesView
NORTHSTAR FINANCIAL, INC.

CRD 169001

Corporate platform

Corporation

1 advisorsPercentage of AUM; SELECTION OF OTHER ADVISOR FEESView
NORTHWEST VENTURE SERVICES CORPORATION

CRD 160942

Corporate platform

Corporation

Fees not disclosedView
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