Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
LIPTON FINANCIAL CORPORATION

CRD 125543

Corporate platform

Corporation

1 advisorsNO CLIENTS/COMPENSATION AT THIS TIMEView
LIVE OAK FINANCIAL MANAGEMENT

CRD 168083

Corporate platform

Corporation

$01 advisorsPercentage of AUMView
LOTUSLAND PROPERTIES

CRD 324016

Palm Desert, CA

Corporate platform

Corporation

1 advisorsSOLICITOR FEESView
LRL FINANCIAL PLANNING SERVICES, INC.

CRD 168209

Corporate platform

Corporation

1 advisorsPercentage of AUM · Hourly charges +1 moreView
LUCKYSTOCKX INC.

CRD 337414

New York, NY

Corporate platform

Corporation

Fees not disclosedView
LUMENIS CAPITALMANAGEMENT GMBH LTD

CRD 338001

Denver, CO

Corporate platform

Corporation

Fees not disclosedView
MACQUARIE INNOVATIVE VISION FUND MANAGER LIMITED

CRD 335392

Central

Corporate platform

Corporation

Fees not disclosedView
MADISON ADVISORY GROUP, INC.

CRD 163872

Chicago, IL

Corporate platform

Corporation

Fees not disclosedView
MAHONEY FIORENTINO & CO P.C.

CRD 135938

Wakefield, MA

Corporate platform

Corporation

2 advisorsREFERAL FEES ONLY-NO FINANCIAL OR MGT ADVISE GIVENView
MANHATTAN ADVISORY SERVICES, INC

CRD 151868

Corporate platform

Corporation

Fees not disclosedView
MANITOU CAPITAL MANAGEMENT, INC.

CRD 39991

Frankfort, MI

Corporate platform

Corporation

$00 total employeesPercentage of AUMView
MAOYUAN CAPITAL (HK) LIMITED

CRD 332684

Hong Kong

Corporate platform

Corporation

Fees not disclosedView
MARILLA INVESTMENT MANAGEMENT LTD.

CRD 329921

Hamilton

Corporate platform

Corporation

Fees not disclosedView
MARK SCORDATO & ASSOCIATES

CRD 161550

Sparta, NJ

Corporate platform

Corporation

1 advisorsHourly charges; Fixed feesView
MARLIN CAPITAL CORP.

CRD 135042

Corporate platform

Corporation

Fees not disclosedView
MASS AVE GLOBAL INC

CRD 306781

New York, NY

Corporate platform

Corporation

Fees not disclosedView
MCTC INVESTMENTS HOLDINGS (HONG KONG) LIMITED

CRD 334728

Hong Kong

Corporate platform

Corporation

Fees not disclosedView
MEAHAN FINANCIAL SERVICES

CRD 167630

Las Vegas, NV

Corporate platform

Corporation

$01 advisors3RD PARTY SOLICITOR FEESView
MELODY GP LIMITED

CRD 333715

St. Helier

Corporate platform

Corporation

Fees not disclosedView
MERRICKS CAPITAL FUNDS MANAGEMENT PTY LIMITED

CRD 341045

Melbourne

Corporate platform

Corporation

Fees not disclosedView
MG PLANNING SERVICES, INC.

CRD 316672

Woodbury, NY

Corporate platform

Corporation

1 advisorsREFERRAL FROM THIRD-PARTY RIAView
MHL TAMP

CRD 2535

Midvale, UT

Corporate platform

Corporation

2 advisorsPercentage of AUM; Fixed feesView
MICHAEL W. LASSITER CLU CHFC INC.

CRD 167507

Corporate platform

Corporation

1 advisorsPercentage of AUM; Hourly chargesView
MIYASHITA AND ASSOCIATES, P.C.

CRD 226626

Tamuning

Corporate platform

Corporation

1 advisorsSOLICITOR/REFERRAL FEES FROM 3RD PARTY INVESTMENT ADVISOR FIRMView
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