Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
KALYSTA CAPITAL PRIVATE LTD MAURITIUS

CRD 175454

Port-Louis

Corporate platform

Corporation

Fees not disclosedView
KEVIN G. CONLON, CPA, PC

CRD 118099

Rochester, NY

Corporate platform

Corporation

1 advisorsREFERRAL FEES FROM 3RD-PARTY SEC RIAView
KIN PROSPERITY FUND MANAGER, INC.

CRD 336241

Corporate platform

Corporation

Fees not disclosedView
KING AND COMPANY, INCORPORATED

CRD 170032

Corporate platform

Corporation

1 advisorsPROMOTER AGREEMENTView
KING OPERATING CORPORATION

CRD 340084

Addison, TX

Corporate platform

Corporation

Fees not disclosedView
KIWOOM ASSET MANAGEMENT ASIA PTE. LTD.

CRD 338581

Singapore

Corporate platform

Corporation

Fees not disclosedView
KLAKNA GROUP LTD

CRD 340430

Seattle, WA

Corporate platform

Corporation

Fees not disclosedView
KNM SERVICES INC

CRD 305326

New York, NY

Corporate platform

Corporation

Fees not disclosedView
KOTAK MAHINDRA (INTERNATIONAL) LIMITED

CRD 163799

Ebene

Corporate platform

Corporation

Fees not disclosedView
KUARK CAPITAL LIMITED

CRD 342721

Hong Kong

Corporate platform

Corporation

Fees not disclosedView
LAKEVILLE CAPITAL MANAGEMENT

CRD 285530

Hong Kong

Corporate platform

Corporation

Fees not disclosedView
LCM FINANCIAL

CRD 330543

Kingwood, TX

Corporate platform

Corporation

$01 advisorsPercentage of AUM; Hourly chargesView
LEAPING KOI, INC.

CRD 316628

Corporate platform

Corporation

Fees not disclosedView
LEBENTHAL WEALTH PLANNING, INC.

CRD 153762

Jericho, NY

Corporate platform

Corporation

5 advisorsFixed fees; A PORTION OF THE FEE PAID TO BRINKERView
LEGACY PHARMA INVEST GP INC.

CRD 329146

Toronto, On

Corporate platform

Corporation

Fees not disclosedView
LEGACY WEALTH, INC.

CRD 337405

Granite Bay, CA

Corporate platform

Corporation

$01 advisorsPercentage of AUMView
LEITHER'S FINANCIAL PLANNING, INC.

CRD 120606

Corporate platform

Corporation

$01 advisorsPercentage of AUM · Hourly charges +1 moreView
LEONARD B. FAY CPA

CRD 316176

New York, NY

Corporate platform

Corporation

1 advisorsREFERRAL FEESView
LIBERTY FINANCIAL GROUP, INC.

CRD 340009

Corporate platform

Corporation

$01 advisorsPercentage of AUM · Hourly charges +1 moreView
LIFECARE RETIREMENT SOLUTIONS INC.

CRD 291165

Corporate platform

Corporation

1 advisorsHourly charges · Fixed fees +1 moreView
LIFELONG ADVISORY CORP

CRD 336441

Corporate platform

Corporation

1 advisorsPercentage of AUM; Fixed feesView
LIGHTNING SHARK CAPITAL GROUP LTD.

CRD 338401

New York, NY

Corporate platform

Corporation

Fees not disclosedView
LIMITLESS ASSET MANAGEMENT INC.

CRD 332885

Wilmington, DE

Corporate platform

Corporation

Fees not disclosedView
LINGFENG CAPITAL PARTNERS, LTD.

CRD 299909

Grand Cayman

Corporate platform

Corporation

Fees not disclosedView
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