Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
DAO TRADING & ADVISORY INC.

CRD 321953

Corporate platform

Corporation

1 advisorsPercentage of AUM; EDUCATION SERVICESView
DARWIN GLOBAL MANAGEMENT, LTD.

CRD 312512

St.. Helier, Channel Islands

Corporate platform

Corporation

Fees not disclosedView
DAWSON JAMES ASSET MANAGEMENT, INC.

CRD 135259

Boca Raton, FL

Corporate platform

Corporation

7 employeesPercentage of AUM · Hourly charges +1 moreView
DDS INVESTMENT MANAGEMENT, INC.

CRD 115503

Northbrook, IL

Corporate platform

Corporation

1 advisorsREFERRAL FEE FROM 3RD PARTY RIAView
DEEP JOURNEY PROTOCOL VENTURES

CRD 337320

Corporate platform

Corporation

Fees not disclosedView
DEIMARK CORP

CRD 289280

Rancho Cucamonga, CA

Corporate platform

Corporation

1 advisorsCommissionsView
DELTA ADVISORS LIMITED

CRD 163423

West Bay

Corporate platform

Corporation

Fees not disclosedView
DESAI CAPITAL MANAGEMENT, INC.

CRD 168032

Corporate platform

Corporation

$01 advisorsPercentage of AUM; Performance-based feesView
DESIGNED WEALTH USA LTD.

CRD 337487

SC

Corporate platform

Corporation

$01 advisorsPercentage of AUMView
DIS MANAGEMENT COMPANY

CRD 162242

Miami Beach, FL

Corporate platform

Corporation

Fees not disclosedView
DJS ADVISERS, INC.

CRD 121353

Pittsburgh, PA

Corporate platform

Corporation

2 advisorsPERCENTAGE OF ASSETS UNDER MNGMT WITH BROKER/DEALER ALLIANCEView
DMC CAPITAL MANAGEMENT INC

CRD 134987

Tinley Park, IL

Corporate platform

Corporation

1 advisorsPercentage of AUMView
DOLLAR & SENSE

CRD 129210

Pittsfield, MA

Corporate platform

Corporation

1 advisorsHourly charges; Fixed feesView
DREAM PEAK CAPITAL LIMITED

CRD 331912

Hong Kong

Corporate platform

Corporation

Fees not disclosedView
DSC FINANCIAL ADVISORS, LTD.

CRD 121548

Richboro, PA

Corporate platform

Corporation

2 advisorsRULE 206(4)-1 REFERAL FEESView
DUFFIELD FINANCIAL GROUP

CRD 117464

Corporate platform

Corporation

1 advisorsHourly charges; Fixed feesView
ECKELBERG FINANCIAL, INC.

CRD 306527

Corporate platform

Corporation

1 advisorsHourly chargesView
EFFISSIMO CAPITAL MANAGEMENT PTE LTD

CRD 162975

Singapore

Corporate platform

Corporation

Fees not disclosedView
EGARDEN II CAPITAL LIMITED

CRD 310600

Central, Hong Kong

Corporate platform

Corporation

Fees not disclosedView
EGARDEN III CAPITAL LIMITED

CRD 310601

Central, Hong Kong

Corporate platform

Corporation

Fees not disclosedView
EGARDEN IV CAPITAL LTD

CRD 310599

Central, Hong Kong

Corporate platform

Corporation

Fees not disclosedView
EIGER CAPITAL INVESTMENT INC

CRD 342240

Denver, CO

Corporate platform

Corporation

Fees not disclosedView
ELBERT FINANCIAL CONSULTING, INC.

CRD 117847

Corporate platform

Corporation

2 advisorsHourly chargesView
ELITE CAPITAL FOUNDATION LTD

CRD 342691

Denver, CO

Corporate platform

Corporation

Fees not disclosedView
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