Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
3IQ DIGITAL ASSETS (US) INC.

CRD 339627

Corporate platform

Corporation

Fees not disclosedView
3W FUND MANAGEMENT LIMITED

CRD 173724

Hong Kong

Corporate platform

Corporation

Fees not disclosedView
ABACUS CAPITAL PARTNERS

CRD 149317

Los Angeles, CA

Corporate platform

Corporation

Fees not disclosedView
ABLE RESEARCH TECHNOLOGY LTD

CRD 337608

Denver, CO

Corporate platform

Corporation

Fees not disclosedView
ACCESS INVESTMENT MANAGEMENT

CRD 336512

Melrose, MA

Corporate platform

Corporation

$01 advisorsPercentage of AUM · Hourly charges +2 moreView
ACKER FINLEY ASSET MANAGEMENT USA INC.

CRD 110888

Toronto

Corporate platform

Corporation

2 advisorsPercentage of AUMView
AETHERIS DIVERSIFIED INC.

CRD 335339

Denver, CO

Corporate platform

Corporation

Fees not disclosedView
AFH ASSET MANAGEMENT, INC.

CRD 118805

Beverly Hills, CA

Corporate platform

Corporation

3 advisorsPercentage of AUM · Fixed fees +1 moreView
AFRICA MUTUAL GLOBAL INVESTMENT MANAGEMENT INC

CRD 330587

Accra

Corporate platform

Corporation

$02 advisorsPercentage of AUMView
AI EARN LTD

CRD 337851

Denver, CO

Corporate platform

Corporation

Fees not disclosedView
AKSARBEN DISCOVERY CAPITAL MANAGEMENT, INC.

CRD 310991

Corporate platform

Corporation

Fees not disclosedView
AKSIA PARTNERS LLC

CRD 337925

Denver, CO

Corporate platform

Corporation

Fees not disclosedView
ALADINO FINANCIAL SERVICES, INC.

CRD 135881

El Dorado Hills, CA

Corporate platform

Corporation

2 advisorsHourly charges · Fixed fees +1 moreView
ALAKAI SECURITIES INC.

CRD 325911

Honolulu, HI

Corporate platform

Corporation

1 advisorsSOLICITATION FEES FROM OTHER INVESTMENT ADVISORSView
ALANTRA EQMC ASSET MANAGEMENT S.G.I.I.C., S.A.

CRD 304548

Madrid

Corporate platform

Corporation

Fees not disclosedView
ALBEDO CAPITAL

CRD 173960

Lieusaint

Corporate platform

Corporation

Fees not disclosedView
ALTERNATIVE MANAGEMENT

CRD 336489

Miami, FL

Corporate platform

Corporation

Fees not disclosedView
ALTOR FUND II GP LIMITED

CRD 161901

St. Helier

Corporate platform

Corporation

Fees not disclosedView
ALTOR FUND III GP LIMITED

CRD 161903

St. Helier

Corporate platform

Corporation

Fees not disclosedView
ALTOR FUND MANAGER AB

CRD 172713

Stockholm

Corporate platform

Corporation

Fees not disclosedView
ALUMENIS CAPITAL MANAGEMENT GMBH LTD

CRD 340855

Denver, CO

Corporate platform

Corporation

Fees not disclosedView
ALVERY BARTLETT FUND MANAGEMENT CO.

CRD 288072

St.. Louis, MO

Corporate platform

Corporation

Fees not disclosedView
AM ADVISORS

CRD 284168

Cybercity, Ebene 72201

Corporate platform

Corporation

Fees not disclosedView
ANAGRAM EQUITIES INC

CRD 306351

Corporate platform

Corporation

Fees not disclosedView
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