Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
D.A.C. DAVIS INVESTMENT COUNSEL, INC.

CRD 107015

Toronto, Ontario, NH

Corporate platform

Corporation

$12.3M0 total employeesPercentage of AUMView
FOUNTAIN FINANCIAL & TAX

CRD 339090

Harrison, AR

Corporate platform

Corporation

$12.2M1 advisorsPercentage of AUMView
THE OAKES FINANCIAL GROUP

CRD 159355

Corporate platform

Corporation

$12.2M1 advisorsPercentage of AUM; Hourly chargesView
YEGEN FINANCIAL GROUP, LTD

CRD 121580

Corporate platform

Corporation

$12.2M1 advisorsPercentage of AUM · Hourly charges +1 moreView
SCHEAR CAPITAL, INC.

CRD 283168

Cincinnati, OH

Corporate platform

Corporation

$12.2M2 advisorsPercentage of AUM; Performance-based feesView
KAITZ INVESTMENTS INC.

CRD 157459

Corporate platform

Corporation

$12.2M1 advisorsPercentage of AUM · Hourly charges +2 moreView
HARRIS WEALTH MANAGEMENT

CRD 169810

Corporate platform

Corporation

$12.2M1 advisorsPercentage of AUMView
HAYSLEY FINANCIAL SERVICES, INC.

CRD 145248

Lake Mary, FL

Corporate platform

Corporation

$12.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
CUSTOMERS' YACHTS ADVISERS, INC.

CRD 307730

New York, NY

Corporate platform

Corporation

$12.0M1 advisorsPercentage of AUMView
LEMLEY YARLING MANAGEMENT CO

CRD 110792

Corporate platform

Corporation

$12.0M1 advisorsPercentage of AUM; CommissionsView
THE INNES ASSOCIATES, LTD.

CRD 117326

Tempe, AZ

Corporate platform

Corporation

$12.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
JEWELL WEALTH MANAGEMENT INC.

CRD 304259

Corporate platform

Corporation

$11.9M1 advisorsPercentage of AUMView
BIRD DOG TRADING CORPORATION

CRD 152817

Corporate platform

Corporation

$11.9M1 advisorsPercentage of AUMView
PARK WEALTH MANAGEMENT

CRD 151633

Federal Way, WA

Corporate platform

Corporation

$11.8M1 advisorsPercentage of AUM; Hourly chargesView
GREENFIELD/LEWIS INVESTMENT COUNSEL

CRD 119916

Corporate platform

Corporation

$11.8M1 advisorsPercentage of AUMView
SECURITIES INDUSTRY MANAGEMENT CORP.

CRD 19789

Corporate platform

Corporation

$11.7M1 advisorsPercentage of AUMView
PROFESSIONAL ASSET MANAGEMENT, INC

CRD 110212

Corporate platform

Corporation

$11.6M2 advisorsHourly charges; Fixed feesView
BURRIS WEALTH MANAGEMENT, INC.

CRD 171049

Surprise, AZ

Corporate platform

Corporation

$11.6M1 advisorsPercentage of AUM; Hourly chargesView
PATHWAY PLANNING INC

CRD 117051

Brookhaven, MS

Corporate platform

Corporation

$11.6M2 advisorsPercentage of AUMView
CROUCH INVESTMENT GROUP, INC.

CRD 282106

Corporate platform

Corporation

$11.5M1 advisorsPercentage of AUMView
FINANCIAL EQUATIONS ADVISORS, INC.

CRD 305295

Corona, CA

Corporate platform

Corporation

$11.5M1 advisorsPercentage of AUM; Fixed feesView
FINANCIAL PARTNERS, INC.

CRD 331728

Corporate platform

Corporation

$11.5M1 advisorsPercentage of AUMView
FIRST AMERICAN FINANCIAL ADVISORS, INC.

CRD 113420

Overland Park, KS

Corporate platform

Corporation

$11.5M1 advisorsPercentage of AUM · Hourly charges +1 moreView
AEGIS ASSET MANAGEMENT, INC.

CRD 305008

Anaheim, CA

Corporate platform

Corporation

$11.5M2 advisorsPercentage of AUMView
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