Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
JOHANNSEN & ASSOCIATES, INC.

CRD 137013

Santa Barbara, CA

Corporate platform

Corporation

$33.0M1 advisorsPercentage of AUMView
FSP ADVISORS, INC.

CRD 158482

Rochester, NY

Corporate platform

Corporation

$32.6M5 advisorsPercentage of AUM; Hourly chargesView
FRANCIS CAPITAL MANAGEMENT, INC.

CRD 134402

Corporate platform

Corporation

$32.6M1 advisorsPercentage of AUMView
BULL MARKET INVESTMENT MANAGEMENT, INC.

CRD 288871

Miami, FL

Corporate platform

Corporation

$32.3M4 advisorsPercentage of AUM · Fixed fees +1 moreView
MEGSTAR FINANCIAL MANAGEMENT INC.

CRD 125514

Corporate platform

Corporation

$32.3M1 advisorsPercentage of AUMView
LAL LTD.

CRD 117748

Corporate platform

Corporation

$32.1M1 advisorsPercentage of AUMView
TERRION ADVISORS, INC.

CRD 145254

Sandy, UT

Corporate platform

Corporation

$32.0M1 advisorsPercentage of AUM · Hourly charges +2 moreView
HABERKORN FINANCIAL SERVICES, INC.

CRD 113115

Louisville, CO

Corporate platform

Corporation

$32.0M1 advisorsPercentage of AUMView
JAMES A. COLLEY, INC.

CRD 141794

Lake Placid, FL

Corporate platform

Corporation

$31.9M1 advisorsPercentage of AUM; Hourly chargesView
AFL ADVISORY GROUP LLC

CRD 168957

Olean, NY

Corporate platform

Corporation

$31.8M1 advisorsPercentage of AUMView
GILLIKIN ADVISORS LIMITED

CRD 171397

Corporate platform

Corporation

$31.7M1 advisorsPercentage of AUM · Hourly charges +1 moreView
MDW CAPITAL MANAGEMENT CORP.

CRD 330758

Los Angeles, CA

Corporate platform

Corporation

$31.7M1 advisorsPercentage of AUMView
WESLEY OWEN BALES INVESTMENT ADVISORY SERVICE

CRD 114010

Corporate platform

Corporation

$31.6M1 advisorsPercentage of AUM; Fixed feesView
AMPLIO WEALTH MANAGEMENT, INC.

CRD 309712

Austin, TX

Corporate platform

Corporation

$31.5M1 advisorsPercentage of AUMView
EVERGLADES RESOURCES, INC.

CRD 142020

Corporate platform

Corporation

$31.4M1 advisorsPercentage of AUM · Performance-based fees +1 moreView
PARKE INVESTMENT MANAGEMENT, INC.

CRD 117986

Corporate platform

Corporation

$31.4M1 advisorsPercentage of AUMView
UNION CAPITAL MANAGEMENT CORP

CRD 109670

Corporate platform

Corporation

$31.2M1 advisorsPercentage of AUM; BEATING A BENCHMARKView
WHIPPOORWILL ASSOCIATES INC

CRD 107497

White Plains, NY

Corporate platform

Corporation

$31.2M1 advisorsPercentage of AUM; Performance-based feesView
SAHNI, INC.

CRD 173759

Corporate platform

Corporation

$31.1M1 advisorsPercentage of AUM; Hourly chargesView
HEINZ GLOBAL ASSET MANAGEMENT, INC.

CRD 155610

Corporate platform

Corporation

$31.0M1 advisorsPercentage of AUM; Performance-based feesView
PERSONAL FINANCIAL MANAGEMENT, INC.

CRD 123874

Corporate platform

Corporation

$31.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
BAYVIEW INVESTMENT COUNSEL, INC

CRD 116015

Stevensville, MD

Corporate platform

Corporation

$30.9M2 advisorsPercentage of AUM · Hourly charges +1 moreView
ARROWHEAD WEALTH MANAGEMENT CORP.

CRD 171169

Modesto, CA

Corporate platform

Corporation

$30.8M2 advisorsPercentage of AUM · Fixed fees +1 moreView
RICHARD N. SIROTT ACCOUNTANCY CORPORATION

CRD 134360

Corporate platform

Corporation

$30.4M1 advisorsPercentage of AUMView
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