Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
FINANCIAL PLANNING OFFICE OF STEPHEN OVERSTREET, P.A.

CRD 141636

Corporate platform

Corporation

$39.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
O'DONNELL PORTFOLIO MANAGEMENT, INC.

CRD 122371

Corporate platform

Corporation

$38.9M1 advisorsPercentage of AUMView
RIDGEWOOD CAPITAL MANAGEMENT

CRD 121920

Corporate platform

Corporation

$38.9M2 advisorsPercentage of AUMView
KAISER WEALTH MANAGEMENT

CRD 111000

Corporate platform

Corporation

$38.9M1 advisorsPercentage of AUM · Hourly charges +1 moreView
RHB CAPITAL, INC.

CRD 165625

Huntington Beach, CA

Corporate platform

Corporation

$38.7M1 advisorsPercentage of AUMView
GREENSIDE FINANCIAL, LTD

CRD 287605

Corporate platform

Corporation

$38.6M1 advisorsPercentage of AUM · Hourly charges +3 moreView
KING FINANCIAL INVESTMENTS INC

CRD 324091

Corporate platform

Corporation

$38.0M1 advisorsPercentage of AUM; Fixed feesView
THE EASTRADE ASSET MANAGEMENT CORPORATION

CRD 124232

NY

Corporate platform

Corporation

$38.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
CHARLES STREET ASSET MANAGEMENT, INC.

CRD 164781

Corporate platform

Corporation

$37.9M1 advisorsPercentage of AUM · Hourly charges +1 moreView
CLEARVIEW FINANCIAL PLANNING, INC.

CRD 291834

Southold, NY

Corporate platform

Corporation

$37.9M1 advisorsPercentage of AUM · Hourly charges +1 moreView
J.D. GAGNON, INC.

CRD 130444

Corporate platform

Corporation

$37.7M1 advisorsPercentage of AUMView
GUNN & CO ASSET MANAGEMENT INC

CRD 104750

San Antonio, TX

Corporate platform

Corporation

$37.7M1 advisorsPercentage of AUM · Performance-based fees +1 moreView
RIM ASSOCIATES, INC

CRD 128201

Corporate platform

Corporation

$37.6M1 advisorsPercentage of AUMView
DOTY EQUITY ADVISORS, INC.

CRD 113351

Corporate platform

Corporation

$37.3M1 advisorsPercentage of AUMView
INVESTMENT ADVISOR ASSOCIATES, INC.

CRD 157219

Corporate platform

Corporation

$37.1M2 advisorsPercentage of AUM; Fixed feesView
HEBERT INVESTMENT ADVISORS, INC.

CRD 141934

Corporate platform

Corporation

$37.0M1 advisorsPercentage of AUMView
JB FINANCIAL SERVICES, INC.

CRD 139373

Corporate platform

Corporation

$36.9M1 advisorsPercentage of AUMView
MAJORITY ASSET MANAGEMENT, INC.

CRD 110891

MD

Corporate platform

Corporation

$36.9M1 advisorsPercentage of AUMView
FALCONER GROUP

CRD 124166

Traverse City, MI

Corporate platform

Corporation

$36.8M1 advisorsPercentage of AUM; Hourly chargesView
NORTHSTAR WEALTH MANAGEMENT, INC.

CRD 137062

Columbia, MD

Corporate platform

Corporation

$36.6M1 advisorsPercentage of AUMView
T.M. MURPHY INVESTMENT MANAGEMENT, INC.

CRD 120132

Corporate platform

Corporation

$36.5M1 advisorsPercentage of AUM; Hourly chargesView
GVR INVESTMENT MANAGEMENT, INC.

CRD 106365

Two Rivers, WI

Corporate platform

Corporation

$36.1M2 advisorsPercentage of AUMView
SERCO INVESTMENTS INC.

CRD 113879

Corporate platform

Corporation

$36.0M1 advisorsPercentage of AUMView
ALBERT A. CAPORASO & ASSOCIATES, INC.

CRD 104837

Corporate platform

Corporation

$35.9M1 advisorsPercentage of AUMView
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