Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
NORMAN KRAMER INVESTMENTS, INC.

CRD 117862

Westport, CT

Corporate platform

Corporation

$41.4M1 advisorsPercentage of AUMView
ASPIRE FINANCIAL, INC.

CRD 159581

Ebensburg, PA

Corporate platform

Corporation

$41.2M3 advisorsPercentage of AUM; Hourly chargesView
ASSOCIATED FINANCIAL PARTNERS, INC.

CRD 174988

Corporate platform

Corporation

$40.8M1 advisorsPercentage of AUM · Hourly charges +2 moreView
ENVISION CAPITAL MANAGEMENT LTD

CRD 110266

Scottsdale, AZ

Corporate platform

Corporation

$40.8M2 advisorsPercentage of AUMView
WEALTH ACCUMULATION & PRESERVATION, INC.

CRD 156408

Streator, IL

Corporate platform

Corporation

$40.7M2 advisorsPercentage of AUM; Hourly chargesView
HARDER MANAGEMENT COMPANY, INC.

CRD 105848

Corporate platform

Corporation

$40.5M1 advisorsPercentage of AUMView
BASICVALUE ASSET MANAGEMENT INC.

CRD 112273

New York, NY

Corporate platform

Corporation

$40.5M1 advisorsPercentage of AUMView
STRATEGIC FINANCIAL INC.

CRD 147215

West Fargo, ND

Corporate platform

Corporation

$40.5M1 advisorsPercentage of AUM · Hourly charges +2 moreView
CAPITAL PARTNERS INVESTMENT GROUP

CRD 294889

Corporate platform

Corporation

$40.3M1 advisorsPercentage of AUM · Hourly charges +1 moreView
PELICAN BAY ASSET MANAGEMENT, INC.

CRD 121410

Corporate platform

Corporation

$40.3M1 advisorsPercentage of AUMView
NEW SOUTHERN ADVISORY SERVICES

CRD 158724

Germantown, TN

Corporate platform

Corporation

$40.2M1 advisorsPercentage of AUMView
MEZIAB CAPITAL MANAGEMENT, INC.

CRD 113856

Corporate platform

Corporation

$40.1M1 advisorsPercentage of AUMView
MULLIGAN CAPITAL, INC

CRD 143406

Tigard, OR

Corporate platform

Corporation

$40.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
KING GEORGE CAPITAL MGMT, INC.

CRD 115430

Corporate platform

Corporation

$40.0M2 advisorsPercentage of AUM; Hourly chargesView
GOLD COAST SECURITIES, INC.

CRD 110925

Thousand Oaks, CA

Corporate platform

Corporation

$39.9M1 advisorsPercentage of AUM · Hourly charges +1 moreView
ROYAL PALM INVESTMENT ADVISORS, INC

CRD 142335

Longwood, FL

Corporate platform

Corporation

$39.8M2 advisorsPercentage of AUM; Hourly chargesView
ASPENTREE CAPITAL CORPORATION

CRD 118946

Corporate platform

Corporation

$39.8M5 advisorsPercentage of AUMView
VALENDO PRIVATE ASSET MANAGEMENT, INC.

CRD 133544

Corporate platform

Corporation

$39.8M1 advisorsPercentage of AUMView
WEIL ENTERPRISES, INC.

CRD 123284

Corporate platform

Corporation

$39.7M1 advisorsPercentage of AUMView
JAGUAR INVESTMENT SERVICES, LTD

CRD 116368

Marana, AZ

Corporate platform

Corporation

$39.7M1 advisorsPercentage of AUMView
ANOVEST INVESTMENT ADVISORS

CRD 132344

Marietta, GA

Corporate platform

Corporation

$39.5M2 advisorsPercentage of AUM · Hourly charges +1 moreView
LPR CAPITAL, INC.

CRD 111580

Pasadena, CA

Corporate platform

Corporation

$39.3M1 advisorsPercentage of AUMView
JY CAPITAL MANAGEMENT

CRD 327887

Corporate platform

Corporation

$39.1M1 advisorsPercentage of AUMView
EBH FINANCIAL, INC.

CRD 316752

Corporate platform

Corporation

$39.0M1 advisorsPercentage of AUMView
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