Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
AWM INVESTMENT COMPANY INC

CRD 110346

New York, NY

Corporate platform

Corporation

$1.32B8 advisorsPercentage of AUMView
DB ADVISORY AMERICA, LIMITED(LTD)

CRD 313938

New York, NY

Corporate platform

Corporation

$1.30B2 advisorsFixed feesView
TOKIO MARINE ASSET MANAGEMENT (USA), LTD.

CRD 158632

New York, NY

Corporate platform

Corporation

$1.21B14 advisorsPercentage of AUM · Performance-based fees +1 moreView
SCHWERIN BOYLE CAPITAL MANAGEMENT, INC

CRD 105004

Springfield, MA

Corporate platform

Corporation

$1.21B4 advisorsPercentage of AUM; Performance-based feesView
IVYROCK ASSET MANAGEMENT (HK) LIMITED

CRD 286174

Hong Kong

Corporate platform

Corporation

$1.14B7 advisorsPercentage of AUM; Performance-based feesView
NEW CENTURY PARTNERS

CRD 110350

CA

Corporate platform

Corporation

$1.12B1 advisorsPercentage of AUM; Hourly chargesView
NORDEA INVESTMENT MANAGEMENT NORTH AMERICA, INC.

CRD 116837

New York, NY

Corporate platform

Corporation

$1.05B2 advisorsPercentage of AUMView
PETIOLE USA LIMITED

CRD 159788

New York, NY

Corporate platform

Corporation

$1.05B3 advisorsNET PROFIT SPLIT METHODView
PANORAMIKA ADVISORS INC.

CRD 172737

Miami, FL

Corporate platform

Corporation

$1.05B1 advisorsPercentage of AUMView
PORTFOLIO STRATEGIES INC NY

CRD 106942

Montvale, NJ

Corporate platform

Corporation

$1.02B4 advisorsPercentage of AUM · Hourly charges +1 moreView
GRACE & WHITE, INC

CRD 110761

New York, NY

Corporate platform

Corporation

$964.2M4 advisorsPercentage of AUMView
MCMILLAN OFFICE, INC.

CRD 157836

St.. Clair Shores, MI

Corporate platform

Corporation

$913.7M4 advisorsPercentage of AUMView
DUPREE & COMPANY, INC.

CRD 1697

Lexington, KY

Corporate platform

Corporation

$888.2M4 advisorsPercentage of AUMView
CPMG, INC.

CRD 131417

Dallas, TX

Corporate platform

Corporation

$855.8M2 advisorsPercentage of AUM; Performance-based feesView
HH CAPITAL MANAGEMENT, INC.

CRD 310147

Hermosa Beach, CA

Corporate platform

Corporation

$851.4M1 advisorsFixed feesView
FAI CAPITAL MANAGEMENT

CRD 147025

Tampa, FL

Corporate platform

Corporation

$842.1M3 advisorsPercentage of AUM · Hourly charges +2 moreView
PRIVATE WEALTH MANAGEMENT, INC.

CRD 120823

Memphis, TN

Corporate platform

Corporation

$832.5M4 advisorsPercentage of AUM · Hourly charges +1 moreView
MADDEN ASSET MANAGEMENT

CRD 18389

Dallas, TX

Corporate platform

Corporation

$826.0M3 advisorsPercentage of AUM · Hourly charges +1 moreView
REDBLACK ADVISERS, INC.

CRD 151692

Oradell, NJ

Corporate platform

Corporation

$823.6M3 advisorsPercentage of AUM · Fixed fees +1 moreView
WILLING CAPITAL MANAGEMENT LIMITED

CRD 310353

Hong Kong

Corporate platform

Corporation

$806.3M7 advisorsPercentage of AUM; Performance-based feesView
OPALEYE MANAGEMENT INC.

CRD 124513

Boston, MA

Corporate platform

Corporation

$802.8M4 advisorsPercentage of AUM; Performance-based feesView
XP ADVISORY US, INC.

CRD 173779

Miami, FL

Corporate platform

Corporation

$792.3M27 advisorsPercentage of AUM · Performance-based fees +2 moreView
MERIDIAN INVESTMENT COUNSEL, INC.

CRD 131655

CA

Corporate platform

Corporation

$723.4M4 advisorsPercentage of AUM · Hourly charges +1 moreView
MARCHANT

CRD 335094

London

Corporate platform

Corporation

$705.1M3 advisorsPercentage of AUM; Performance-based feesView
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