Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
CAPITAL FOUR US INC.

CRD 315650

New York, NY

Corporate platform

Corporation

$2.64B5 advisorsPercentage of AUM; Performance-based feesView
AMERICAN CAPITAL MANAGEMENT INC

CRD 110861

New York, NY

Corporate platform

Corporation

$2.64B8 advisorsPercentage of AUMView
3I CORPORATION

CRD 159892

New York, NY

Corporate platform

Corporation

$2.63B23 advisorsPercentage of AUM · Fixed fees +1 moreView
ZEMENICK & WALKER INC

CRD 108670

St. Louis, MO

Corporate platform

Corporation

$2.63B8 advisorsPercentage of AUMView
FIRST CITIZENS INVESTOR SERVICES, INC.

CRD 44430

Raleigh, NC

Corporate platform

Corporation

$2.63B164 advisorsPercentage of AUMView
QUAD INVESTMENT MANAGEMENT CORP.

CRD 331606

Seoul, Yeongdeungpo-Gu

Corporate platform

Corporation

$2.62B24 advisorsPercentage of AUM; Performance-based feesView
COZAD ASSET MANAGEMENT INC

CRD 104764

Champaign, IL

Corporate platform

Corporation

$2.62B20 advisorsPercentage of AUM · Hourly charges +1 moreView
INGHAM RETIREMENT GROUP

CRD 106299

Miami, FL

Corporate platform

Corporation

$2.62B10 advisorsPercentage of AUMView
LCG ASSOCIATES, INC.

CRD 105971

Atlanta, GA

Corporate platform

Corporation

$2.61B48 advisorsPercentage of AUM; Fixed feesView
WFM ASIA (BVI) LIMITED

CRD 139173

Hong Kong

Corporate platform

Corporation

$2.59B7 advisorsPercentage of AUM; Performance-based feesView
WFM ASIA (HK) LIMITED

CRD 139184

Hong Kong

Corporate platform

Corporation

$2.59B7 advisorsPLEASE SEE SCHEDULE D - MISCELLANEOUSView
WESTERN ASSET MANAGEMENT COMPANY LTD

CRD 143388

Chiyoda-Ku, Tokyo

Corporate platform

Corporation

$2.58B3 advisorsPercentage of AUMView
PEGASUS TECH VENTURES, INC.

CRD 164588

San Jose, CA

Corporate platform

Corporation

$2.58B35 advisorsPercentage of AUM · Fixed fees +1 moreView
THE CATALYST CAPITAL GROUP INC.

CRD 155299

Toronto, FL

Corporate platform

Corporation

$2.58B6 advisorsPercentage of AUM; Performance-based feesView
DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL, INC.

CRD 121560

Bloomfield Hills, MI

Corporate platform

Corporation

$2.58B6 advisorsPercentage of AUM; Fixed feesView
MAPLE CAPITAL MANAGEMENT, INC.

CRD 130209

Montpelier, VT

Corporate platform

Corporation

$2.58B27 advisorsPercentage of AUMView
ATLANTIC CAPITAL STRATEGIES, INC.

CRD 146725

MA

Corporate platform

Corporation

$2.57B2 advisorsPercentage of AUM; Fixed feesView
BRIDGEWATER ADVISORS INC.

CRD 109826

New York, NY

Corporate platform

Corporation

$2.57B17 advisorsPercentage of AUMView
RATIONAL ADVISORS, INC.

CRD 111452

San Juan, PR

Corporate platform

Corporation

$2.56B8 advisorsPercentage of AUM; Performance-based feesView
COMPASS CAPITAL MANAGEMENT INC

CRD 107823

Minneapolis, MN

Corporate platform

Corporation

$2.56B10 advisorsPercentage of AUM; Fixed feesView
ASPECT CAPITAL LIMITED

CRD 127600

London

Corporate platform

Corporation

$2.56B40 advisorsPercentage of AUM; Performance-based feesView
COOKSON PEIRCE WEALTH MANAGEMENT

CRD 110729

Pittsburgh, PA

Corporate platform

Corporation

$2.56B18 advisorsPercentage of AUMView
RV CAPITAL MANAGEMENT PRIVATE LTD

CRD 171385

Singapore

Corporate platform

Corporation

$2.54B14 advisorsPercentage of AUM; Performance-based feesView
MACKENZIE INVESTMENTS ASIA LIMITED

CRD 285521

Hong Kong

Corporate platform

Corporation

$2.53B7 advisorsPercentage of AUMView
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