Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
ASPEN ACQUISITIONS ADVISOR, INC.

CRD 302106

Corporate platform

Corporation

Fees not disclosedView
ASPEX MANAGEMENT (HK) LIMITED

CRD 300189

Hong Kong

Corporate platform

Corporation

Fees not disclosedView
ASPIRANT GROUP

CRD 305426

Tokyo

Corporate platform

Corporation

Fees not disclosedView
ASSOCIATED INVESTOR SERVICES, INC.

CRD 133356

Ft.. Lauderdale, FL

Corporate platform

Corporation

17 advisorsHourly charges; Fixed feesView
ASTERION INDUSTRIAL PARTNERS, SGEIC, S.A.

CRD 300067

Madrid

Corporate platform

Corporation

Fees not disclosedView
ASTI FINANCIAL MANAGEMENT

CRD 137405

Novato, CA

Corporate platform

Corporation

2 advisorsHourly charges; Fixed feesView
ASTOR

CRD 338424

AL

Corporate platform

Corporation

$01 advisorsFixed feesView
ASTRIS ADVISORY JAPAN K.K.

CRD 307365

Tokyo

Corporate platform

Corporation

4 advisorsHourly charges · Subscription fees +2 moreView
ATB CAPITAL MARKETS USA INC.

CRD 155053

Calgary, Alberta

Corporate platform

Corporation

17 advisorsPAYMENTS FOR RESEARCH-RELATED SERVICES AS DETERMINED BY CLIENTView
ATLANTIC INVESTMENTS A REGISTERED INVESTMENT ADVISOR, INC

CRD 154001

Los Angeles, CA

Corporate platform

Corporation

2 advisorsHourly charges; REFERRAL FEESView
ATLAS VENTURE

CRD 162935

Boston, MA

Corporate platform

Corporation

Fees not disclosedView
ATLASINVEST

CRD 168724

1000 Brussels

Corporate platform

Corporation

Fees not disclosedView
ATOMICO MANAGEMENT, LTD.

CRD 165691

George Town

Corporate platform

Corporation

Fees not disclosedView
ATTESTOR LIMITED

CRD 162623

London

Corporate platform

Corporation

Fees not disclosedView
AURANSER INC.

CRD 340833

Fort Mill, SC

Corporate platform

Corporation

$01 advisorsPercentage of AUMView
AURELIUS INVESTMENT ADVISORY LIMITED

CRD 314916

London

Corporate platform

Corporation

Fees not disclosedView
AUREVIA CAPITAL INC.

CRD 340031

Corporate platform

Corporation

$01 advisorsPercentage of AUMView
AUSPAC INVESTMENT MANAGEMENT PTE. LTD.

CRD 337544

Singapore

Corporate platform

Corporation

Fees not disclosedView
AUTUMN WIND ASSET MANAGEMENT INC

CRD 110569

Reston, VA

Corporate platform

Corporation

Fees not disclosedView
AVALON WEALTH ADVISORY, INC.

CRD 114311

Indianapolis, IN

Corporate platform

Corporation

6 advisorsFixed feesView
AVANDA INVESTMENT MANAGEMENT PTE LTD

CRD 285656

Singapore

Corporate platform

Corporation

Fees not disclosedView
AVANT BLOCKCHAIN CAPITAL

CRD 333401

Grand Cayman

Corporate platform

Corporation

Fees not disclosedView
AVENDUS CAPITAL PTE. LTD.

CRD 321058

Singapore

Corporate platform

Corporation

Fees not disclosedView
AVENDUS CAPITAL, INC.

CRD 150160

New York, NY

Corporate platform

Corporation

5 employeesREIMBURSED FOR COSTSView
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