Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
R.A.I. FINANCIAL SERVICES, INC.

CRD 128596

Lynnfield, MA

Corporate platform

Corporation

$9.4M1 advisorsPercentage of AUM · Hourly charges +1 moreView
PROACTIVE WEALTH MANAGEMENT, INC.

CRD 301232

Draper, UT

Corporate platform

Corporation

$9.3M1 advisorsPercentage of AUM; Fixed feesView
KMR FINANCIAL ADVISORY, INC.

CRD 286058

Corporate platform

Corporation

$9.3M1 advisorsPercentage of AUM · Hourly charges +1 moreView
CATEY, INC.

CRD 316011

Corporate platform

Corporation

$9.3M2 advisorsPercentage of AUM; Performance-based feesView
CRANE INVESTMENTS INC

CRD 172755

Laguna Beach, CA

Corporate platform

Corporation

$9.2M3 advisorsPercentage of AUM · Hourly charges +1 moreView
HARBOURFRONT WEALTH AMERICA INC.

CRD 306941

Vancouver, CA

Corporate platform

Corporation

$9.2M10 advisorsPercentage of AUMView
EBIS

CRD 164024

Phoenix, AZ

Corporate platform

Corporation

$9.2M1 advisorsPercentage of AUM · Hourly charges +1 moreView
CENTRE STREET CAMBRIDGE CORPORATION

CRD 128110

Corporate platform

Corporation

$9.1M1 advisorsPercentage of AUMView
SHERPA FINANCIAL GUIDES, INC.

CRD 314973

Corporate platform

Corporation

$9.0M2 advisorsPercentage of AUM · Hourly charges +1 moreView
J.P.MORGAN WEALTH MANAGEMENT SOLUTIONS INC.

CRD 335439

New York, NY

Corporate platform

Corporation

$9.0M11 advisorsPYMT/REIMB OF FULLY-LOADED COSTS FOR PROVIDING INVST SERVICESView
LIME ROCK INVESTMENT MANAGEMENT COMPANY, INC.

CRD 322364

San Antonio, TX

Corporate platform

Corporation

$9.0M1 advisorsPercentage of AUMView
KOMPASS FINANCIAL ADVISORS, INC.

CRD 135401

Corporate platform

Corporation

$8.9M1 advisorsPercentage of AUM; THIRD PARTY ADVISER REFERRAL FEESView
PATEL WEALTH STRATEGIES, INC.

CRD 327723

Chandler, AZ

Corporate platform

Corporation

$8.9M1 advisorsPercentage of AUM; Fixed feesView
RLR CAPITAL MANAGEMENT, INC.

CRD 127815

New Canaan, CT

Corporate platform

Corporation

$8.9M1 advisorsPercentage of AUMView
BLUE MONARCH FINANCIAL INC.

CRD 330561

Greenville, TX

Corporate platform

Corporation

$8.9M2 advisorsPercentage of AUMView
BEACON ROCK WEALTH ADVISORS

CRD 131592

Camas, WA

Corporate platform

Corporation

$8.8M1 advisorsPercentage of AUM · Hourly charges +1 moreView
MAXWELL FINANCIAL GROUP, INC

CRD 167863

Sherwood, OR

Corporate platform

Corporation

$8.8M3 advisorsPercentage of AUM · Hourly charges +2 moreView
CIF ADVISORS INC.

CRD 306645

Sacramento, CA

Corporate platform

Corporation

$8.8M1 advisorsPercentage of AUM · Hourly charges +1 moreView
FIDUCIARY COUNSEL, INC.

CRD 132866

Corporate platform

Corporation

$8.8M1 advisorsPercentage of AUM · Hourly charges +1 moreView
IVORY WEALTH MANAGEMENT INC.

CRD 171422

Corporate platform

Corporation

$8.7M1 advisorsPercentage of AUMView
PENSION PLANNING SOLUTIONS, INC.

CRD 126393

Greensboro, NC

Corporate platform

Corporation

$8.7M1 advisorsPercentage of AUMView
KHAVEEN INVESTMENTS

CRD 333688

Kuala Lumpur, Wilayah Perseketuan

Corporate platform

Corporation

$8.7M3 advisorsPercentage of AUM · Hourly charges +2 moreView
CHURCH ORGANIZERS FOUNDATION

CRD 284458

Corporate platform

Corporation

$8.6M1 advisorsPercentage of AUMView
XEL

CRD 329693

Ontario, CA

Corporate platform

Corporation

$8.5M1 advisorsPercentage of AUM; Fixed feesView
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