Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
WINSTON PAUL CAPITAL MANAGEMENT, INC.

CRD 326893

Tysons Corner, VA

Corporate platform

Corporation

$15.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
D/B/A FINANCIAL AWARENESS INSTITUTE

CRD 122763

Sharon, WI

Corporate platform

Corporation

$15.0M1 advisorsPercentage of AUM; Hourly chargesView
HARDY FINANCIAL PLANNING

CRD 145071

Corporate platform

Corporation

$15.0M1 advisorsHourly charges; Fixed feesView
M3 ASSET MANAGEMENT, INC.

CRD 169461

Pasadena, CA

Corporate platform

Corporation

$15.0M1 advisorsPercentage of AUMView
PRINCIPLED ADVISORS, INC.

CRD 323468

NJ

Corporate platform

Corporation

$15.0M1 advisorsPercentage of AUM; Fixed feesView
REDWOOD FINANCIAL ADVISORS, INC

CRD 119798

San Rafael, CA

Corporate platform

Corporation

$15.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
ROVENTINI FINANCIAL SERVICES, INC

CRD 142079

New City, NY

Corporate platform

Corporation

$15.0M1 advisorsPercentage of AUMView
T. ROSE & ASSOCIATES, INC.

CRD 115253

Corporate platform

Corporation

$15.0M2 advisorsPercentage of AUMView
VOLTZ ASSET MANAGEMENT INC.

CRD 167138

Corporate platform

Corporation

$15.0M1 advisorsHourly charges; Fixed feesView
FENDZ ASSET MANAGEMENT, INC.

CRD 144629

Coral Gables, FL

Corporate platform

Corporation

$14.9M2 advisorsPercentage of AUM; SELECTION OF OTHER ADVISERS FEESView
BEANSTOX

CRD 291957

Montreal, Quebec, AL

Corporate platform

Corporation

$14.9M3 advisorsSubscription fees; Fixed feesView
TIDEWATER WEALTH ADVISORS

CRD 155014

Corporate platform

Corporation

$14.8M1 advisorsPercentage of AUMView
TALLEY FINANCIAL

CRD 117053

Corporate platform

Corporation

$14.8M1 advisorsPercentage of AUM; Hourly chargesView
BURGE FINANCIAL

CRD 172552

Sacramento, CA

Corporate platform

Corporation

$14.8M1 advisorsPercentage of AUM · Hourly charges +1 moreView
TRAC WEALTH MANAGEMENT, INC

CRD 281128

Norman, OK

Corporate platform

Corporation

$14.7M1 advisorsPercentage of AUMView
NOTTINGHILL CAPITAL MANAGEMENT INC.

CRD 125725

Corporate platform

Corporation

$14.6M1 advisorsPercentage of AUMView
OMNIDIVITIA WEALTH MANAGEMENT, INC.

CRD 172108

Corporate platform

Corporation

$14.6M1 advisorsPercentage of AUM; Fixed feesView
HEDGEWISE

CRD 173286

Corporate platform

Corporation

$14.6M1 advisorsPercentage of AUMView
LAYLINE ASSET MANAGEMENT INC

CRD 172018

Corporate platform

Corporation

$14.5M1 advisorsPercentage of AUMView
NORTHEAST EQUITY RESEARCH INC.

CRD 154083

Corporate platform

Corporation

$14.2M1 advisorsPercentage of AUM; CommissionsView
POLARIS INVESTMENT PARTNERS, INC

CRD 106711

Mount Pleasant, SC

Corporate platform

Corporation

$14.1M1 advisorsPercentage of AUM; Performance-based feesView
ORCHESTRAL FINANCIAL GROUP INC.

CRD 144346

Amherst, NY

Corporate platform

Corporation

$14.1M2 advisorsPercentage of AUM · Hourly charges +1 moreView
THE HERZFELD GROUP

CRD 108552

Largo, FL

Corporate platform

Corporation

$14.0M1 advisorsPercentage of AUMView
LONG RUN FINANCIAL, LTD

CRD 145077

Corporate platform

Corporation

$14.0M1 advisorsPercentage of AUM; Hourly chargesView
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