Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
GOLDSTRAND PLANNING GROUP

CRD 115906

Stockton, CA

Corporate platform

Corporation

$43.1M0 total employeesPercentage of AUM · Hourly charges +1 moreView
CARL F. PETERSEN. INC

CRD 109489

Corporate platform

Corporation

$43.0M6 employeesPercentage of AUM; Performance-based feesView
NEXT STEPS ADVISORS, INC.

CRD 301389

Bellevue, WA

Corporate platform

Corporation

$43.0M1 advisorsPercentage of AUMView
SOUTHERN CAPITAL MANAGEMENT CORPORATION

CRD 118508

Charleston, SC

Corporate platform

Corporation

$43.0M2 advisorsPercentage of AUM; Fixed feesView
STUYVESANT CAPITAL MANAGEMENT CORPORATION

CRD 111998

Armonk, NY

Corporate platform

Corporation

$43.0M1 advisorsPercentage of AUM; Performance-based feesView
WEALTH MANAGEMENT OF KENTUCKY, INC.

CRD 171446

Lexington, KY

Corporate platform

Corporation

$42.9M2 advisorsPercentage of AUM; Hourly chargesView
CLIFFORD FINANCIAL PLANNING, INC.

CRD 112978

Santa Rosa, CA

Corporate platform

Corporation

$42.9M1 advisorsPercentage of AUM · Hourly charges +1 moreView
CORNERSTONE FINANCIAL PLANNING, INC.

CRD 151866

Appleton, WI

Corporate platform

Corporation

$42.8M1 advisorsPercentage of AUM; CommissionsView
BLUECHIP FINANCIAL PLANNING, INC.

CRD 114944

Richardson, TX

Corporate platform

Corporation

$42.8M1 advisorsPercentage of AUM · Hourly charges +2 moreView
MW INVESTMENT STRATEGY

CRD 118433

El Dorado Hills, CA

Corporate platform

Corporation

$42.8M6 advisorsPercentage of AUM · Hourly charges +1 moreView
COAST WEALTH MANAGEMENT, INC.

CRD 129090

San Clemente, CA

Corporate platform

Corporation

$42.8M1 advisorsPercentage of AUM; Hourly chargesView
BUELLESFELD FINANCIAL SERVICES, INC.

CRD 115910

Wellington, KS

Corporate platform

Corporation

$42.7M1 advisorsPercentage of AUMView
WINSTON & COMPANY, INC.

CRD 141514

Corporate platform

Corporation

$42.7M1 advisorsPercentage of AUM; Fixed feesView
GENERATION PMCA CORP.

CRD 117842

Toronto, Ontario, CA

Corporate platform

Corporation

$42.6M9 advisorsPercentage of AUM; Performance-based feesView
DEVIL MOUNTAIN INVESTMENT MANAGEMENT

CRD 150278

Corporate platform

Corporation

$42.6M1 advisorsPercentage of AUMView
GREAT LAKES RETIREMENT SOLUTIONS, INC.

CRD 167046

Saginaw, MI

Corporate platform

Corporation

$42.4M2 advisorsPercentage of AUM · Hourly charges +1 moreView
MITCHELL VAUGHT & TAYLOR INC

CRD 106160

Chicago, IL

Corporate platform

Corporation

$42.4M5 advisorsPercentage of AUM; Hourly chargesView
ESSEX ASSET ADVISORS INC.

CRD 164076

Ivoryton, CT

Corporate platform

Corporation

$42.3M2 advisorsPercentage of AUM · Fixed fees +1 moreView
DIMATTEO FINANCIAL GROUP

CRD 155988

Chadds Ford, PA

Corporate platform

Corporation

$42.3M1 advisorsPercentage of AUMView
PRISM FUND SOLUTIONS, INC.

CRD 124651

Corporate platform

Corporation

$42.3M1 advisorsPercentage of AUM; Fixed feesView
PARAMOUNT INVESTMENT ADVISORS

CRD 146217

Buford, GA

Corporate platform

Corporation

$42.2M1 advisorsPercentage of AUM · Hourly charges +1 moreView
THRIFT FINANCIAL, INC.

CRD 314917

Newtown, PA

Corporate platform

Corporation

$42.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
FOOTPRINTS ASSET MANAGEMENT & RESEARCH, INC.

CRD 128040

Corporate platform

Corporation

$41.9M2 advisorsPercentage of AUMView
THAMES ASSET MANAGEMENT, INC

CRD 106559

Hackensack, NJ

Corporate platform

Corporation

$41.8M1 advisorsPercentage of AUM; Hourly chargesView
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