Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
CAPSOUTH WEALTH MANAGEMENT

CRD 132517

Dothan, AL

Corporate platform

Corporation

$1.00B13 advisorsPercentage of AUM · Hourly charges +2 moreView
COHEN CAPITAL MANAGEMENT INC

CRD 107903

Corte Madera, CA

Corporate platform

Corporation

$1.00B4 advisorsPercentage of AUM; PROFIT INTERESTView
DAWSON PARTNERS

CRD 339430

New York, NY

Corporate platform

Corporation

$999.1M60 advisorsPercentage of AUM; Performance-based feesView
PALM BEACH CAPITAL MANAGEMENT III, LLC

CRD 159611

West Palm Beach, FL

Corporate platform

LLC

$998.8M7 advisorsPerformance-based fees; FEES FROM PORTFOLIO COPANIESView
DAYBRIGHT ADVISORY SERVICES, INC.

CRD 133795

Miami, FL

Corporate platform

Corporation

$997.4M8 advisorsPercentage of AUM · Hourly charges +1 moreView
PASSIVE CAPITAL MANAGEMENT, LLC

CRD 142870

Syracuse, NY

Corporate platform

LLC

$996.9M8 advisorsPercentage of AUMView
HUIZENGA CAPITAL MANAGEMENT, LLC

CRD 156524

Oak Brook, IL

Corporate platform

LLC

$996.7M5 advisorsPercentage of AUM · Performance-based fees +1 moreView
MCLEAN ASSET MANAGEMENT CORP.

CRD 108067

Tysons, VA

Corporate platform

Corporation

$993.9M17 advisorsPercentage of AUM · Hourly charges +1 moreView
ADVISORY RESEARCH INC

CRD 108254

Chicago, IL

Corporate platform

Corporation

$991.3M8 advisorsPercentage of AUM; Performance-based feesView
MAN GLOBAL PRIVATE MARKETS (USA) INC.

CRD 284066

New York, NY

Corporate platform

Corporation

$988.2M5 advisorsPercentage of AUM · Fixed fees +1 moreView
TERRIL & COMPANY

CRD 110422

Saint Louis, MO

Corporate platform

Corporation

$987.8M6 advisorsPercentage of AUM; Hourly chargesView
FINANCIAL ENHANCEMENT GROUP

CRD 159017

Anderson, IN

Corporate platform

LLC

$987.0M21 advisorsPercentage of AUM · Hourly charges +1 moreView
CONCENTRUM WEALTH MANAGEMENT

CRD 167151

San Jose, CA

Corporate platform

Corporation

$986.8M5 advisorsPercentage of AUM · Hourly charges +1 moreView
GOODWIN CAPITAL ADVISERS, INC.

CRD 108290

Hartford, CT

Corporate platform

Corporation

$986.6M4 advisorsPercentage of AUM; Fixed feesView
AMERICAN INDEPENDENT SECURITIES GROUP, LLC

CRD 135288

Eagle, ID

Corporate platform

LLC

$986.3M49 advisorsPercentage of AUM · Hourly charges +1 moreView
BRISTOL WEALTH GROUP

CRD 330145

Taunton, MA

Corporate platform

LLC

$985.6M6 advisorsPercentage of AUM · Hourly charges +1 moreView
ENCOMPASS MORE ASSET MANAGEMENT LLC

CRD 322382

Danville, CA

Corporate platform

LLC

$984.9M85 advisorsPercentage of AUM · Hourly charges +2 moreView
BARTON INVESTMENT MANAGEMENT, LLC

CRD 141084

W. Conshohocken, PA

Corporate platform

LLC

$984.7M4 advisorsPercentage of AUM; PORTFOLIO MONITORING FEESView
TAC PARTNERS, INC.

CRD 158249

Boston, MA

Corporate platform

Corporation

$983.4M13 advisorsPercentage of AUM; Performance-based feesView
SEMPER AUGUSTUS INVESTMENTS GROUP LLC

CRD 108153

Highlands Ranch, CO

Corporate platform

LLC

$982.2M2 advisorsPercentage of AUM; Performance-based feesView
NEW FORESTS INC.

CRD 165267

San Francisco, CA

Corporate platform

Corporation

$981.9M13 advisorsPercentage of AUM · Fixed fees +1 moreView
ALTIORA FINANCIAL GROUP, LLC

CRD 292008

CA

Corporate platform

LLC

$981.7M1 advisorsPercentage of AUM; Fixed feesView
KHROM CAPITAL MANAGEMENT

CRD 170711

Miami, FL

Corporate platform

LLC

$980.6M4 advisorsPercentage of AUM; Performance-based feesView
WEALTH ALLIANCE ADVISORY GROUP, LLC

CRD 290329

Wichita, KS

Corporate platform

LLC

$978.6M7 advisorsPercentage of AUM · Hourly charges +1 moreView
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