Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
RED OAK FINANCIAL GROUP

CRD 166912

Towson, MD

Corporate platform

LLC

$1.04B6 advisorsPercentage of AUM · Hourly charges +1 moreView
VIOLICH CAPITAL MANAGEMENT

CRD 111410

Mill Valley, CA

Corporate platform

Corporation

$1.04B1 advisorsPercentage of AUMView
NEWFRONT RETIREMENT SERVICES, INC.

CRD 167641

San Mateo, CA

Corporate platform

Corporation

$1.04B25 advisorsPercentage of AUM; Fixed feesView
MPM WEALTH ADVISORS

CRD 104926

Holland, OH

Corporate platform

Corporation

$1.04B18 advisorsPercentage of AUM · Hourly charges +2 moreView
ROGERS WEALTH GROUP, INC.

CRD 107409

Fort Worth, TX

Corporate platform

Corporation

$1.04B6 advisorsPercentage of AUM; Fixed feesView
RODGERS BROTHERS, INC.

CRD 16197

Harmony, PA

Corporate platform

Corporation

$1.04B9 advisorsPercentage of AUMView
TOEWS ASSET MANAGEMENT

CRD 106304

Northfield, NJ

Corporate platform

Corporation

$1.04B16 advisorsPercentage of AUMView
FIERSTON FINANCIAL GROUP INC

CRD 105003

West Hartford, CT

Corporate platform

Corporation

$1.04B5 advisorsPercentage of AUM · Hourly charges +1 moreView
3(38) INVESTMENT FIDUCIARIES

CRD 298053

Simi Valley, CA

Corporate platform

Corporation

$1.04B2 advisorsPercentage of AUM; Fixed feesView
BERYL CAPITAL MANAGEMENT, LLC

CRD 269959

Redondo Beach, CA

Corporate platform

LLC

$1.03B2 advisorsPercentage of AUM; Performance-based feesView
WILLIAM MACK & ASSOCIATES INC

CRD 107377

Troy, MI

Corporate platform

Corporation

$1.03B10 advisorsPercentage of AUM; Hourly chargesView
GOULD ASSET MANAGEMENT LLC

CRD 113098

Claremont, CA

Corporate platform

LLC

$1.03B9 advisorsPercentage of AUM · Hourly charges +2 moreView
NELLORE CAPITAL MANAGEMENT LLC

CRD 300467

CA

Corporate platform

LLC

$1.03B1 advisorsPercentage of AUM; Performance-based feesView
EQUALITY ASSET MANAGEMENT

CRD 300710

Boston, MA

Corporate platform

LP

$1.03B9 advisorsPercentage of AUM; Performance-based feesView
BANYAN TREE ASSET MANAGEMENT, LLC

CRD 168384

Torrance, CA

Corporate platform

LLC

$1.03B4 advisorsPercentage of AUM; PERCENTAGE OF PAR/FACE AMOUNTView
LEGALIST

CRD 297876

San Francisco, CA

Corporate platform

Corporation

$1.03B16 advisorsPercentage of AUM; Performance-based feesView
JOHN MOORE & ASSOCIATES INC

CRD 109791

Albuquerque, NM

Corporate platform

Corporation

$1.03B9 advisorsPercentage of AUM; Fixed feesView
J.W.BURNS & COMPANY, INC.

CRD 107835

Dewitt, NY

Corporate platform

Corporation

$1.03B5 advisorsPercentage of AUMView
CARDINAL CAPITAL MANAGEMENT INC

CRD 108076

Raleigh, NC

Corporate platform

Corporation

$1.03B3 advisorsPercentage of AUMView
BASS AND BELL, INC.

CRD 300557

Little Rock, AR

Corporate platform

Corporation

$1.02B6 advisorsPercentage of AUMView
PERRYMAN FINANCIAL ADVISORY, INC.

CRD 107653

Dallas, TX

Corporate platform

Corporation

$1.02B6 advisorsPercentage of AUM · Hourly charges +2 moreView
STANLEY-LAMAN GROUP LTD.

CRD 112112

Berwyn, PA

Corporate platform

Corporation

$1.02B13 advisorsPercentage of AUMView
CAPITAL INVESTMENT COUNSEL INC

CRD 104591

Raleigh, NC

Corporate platform

Corporation

$1.02B4 advisorsPercentage of AUM · Hourly charges +2 moreView
PETTYJOHN, WOOD & WHITE, INC.

CRD 106403

Lynchburg, VA

Corporate platform

Corporation

$1.02B5 advisorsPercentage of AUMView
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