Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
FOURPATH CAPITAL MANAGEMENT, LLC

CRD 313573

Oklahoma City, OK

Corporate platform

LLC

$1.06B6 advisorsPercentage of AUM · Hourly charges +1 moreView
BOK FINANCIAL ADVISORS

CRD 17530

Tulsa, OK

Corporate platform

Corporation

$1.06B142 advisorsPercentage of AUM · Hourly charges +2 moreView
BRIO FINANCIAL GROUP

CRD 289889

San Francisco, CA

Corporate platform

LLC

$1.06B13 advisorsPercentage of AUM · Hourly charges +1 moreView
TWIN OAK ETF COMPANY

CRD 330365

Wellesley, MA

Corporate platform

Corporation

$1.06B3 advisorsPercentage of AUMView
SEER CAPITAL MANAGEMENT LP

CRD 152164

New York, NY

Corporate platform

LP

$1.06B11 advisorsPercentage of AUM; Performance-based feesView
SEQUENT ASSET MANAGEMENT, LLC

CRD 148194

Houston, TX

Corporate platform

LLC

$1.06B2 advisorsPercentage of AUM; Fixed feesView
STEPP & ROTHWELL INC

CRD 107999

Overland Park, KS

Corporate platform

Corporation

$1.06B10 advisorsPercentage of AUM; Fixed feesView
ARMBRUSTER CAPITAL MANAGEMENT, INC.

CRD 151590

Pittsford, NY

Corporate platform

Corporation

$1.06B7 advisorsPercentage of AUMView
GRIFFIN ASSET MANAGEMENT, LLC

CRD 104548

New York, NY

Corporate platform

LLC

$1.05B4 advisorsPercentage of AUM; Performance-based feesView
DGS CAPITAL MANAGEMENT

CRD 281938

Jersey City, NJ

Corporate platform

LLC

$1.05B7 advisorsPercentage of AUMView
CONNELLY CAPITAL MANAGEMENT LLC

CRD 324104

Guaynabo, PR

Corporate platform

LLC

$1.05B2 advisorsPercentage of AUM; A STATED PERCENTAGE OF TAX SAVINGS.View
GOLDSTONE FINANCIAL GROUP, LLC

CRD 222520

Oakbrook Terrace, IL

Corporate platform

LLC

$1.05B13 advisorsPercentage of AUM; Hourly chargesView
GR FINANCIAL GROUP, LLC

CRD 172370

Tucson, AZ

Corporate platform

LLC

$1.05B6 advisorsPercentage of AUM · Fixed fees +2 moreView
JAMISON PRIVATE WEALTH MANAGEMENT, INC.

CRD 109040

Milton, GA

Corporate platform

Corporation

$1.05B4 advisorsPercentage of AUM; Hourly chargesView
LIBERTY ONE INVESTMENT MANAGEMENT

CRD 304290

Libertyville, IL

Corporate platform

LLC

$1.05B19 advisorsPercentage of AUMView
WHITEFORT CAPITAL MANAGEMENT, LP

CRD 288534

New York, NY

Corporate platform

LP

$1.05B6 advisorsPercentage of AUM; Performance-based feesView
POST ROAD GROUP LLC

CRD 288459

Stamford, CT

Corporate platform

LLC

$1.05B6 advisorsPercentage of AUM · Performance-based fees +1 moreView
SOUTHERN FINANCIAL GROUP, LLC

CRD 142644

Birmingham, AL

Corporate platform

LLC

$1.05B2 advisorsPercentage of AUM · Hourly charges +1 moreView
BAKER ELLIS ASSET MANAGEMENT LLC

CRD 121802

Vancouver, WA

Corporate platform

LLC

$1.05B3 advisorsPercentage of AUMView
QUONA CAPITAL MANAGEMENT LLC

CRD 277131

Washington, DC

Corporate platform

LLC

$1.05B14 advisorsPercentage of AUM; Performance-based feesView
WEAVER CONSULTING GROUP, LLC

CRD 287895

Huntington Beach, CA

Corporate platform

LLC

$1.05B4 advisorsPercentage of AUM · Fixed fees +1 moreView
MANCHESTER FINANCIAL INC

CRD 106071

Westlake Village, CA

Corporate platform

Corporation

$1.05B14 advisorsPercentage of AUM · Hourly charges +2 moreView
WEATHERFORD CAPITAL MANAGEMENT

CRD 304514

Tampa, FL

Corporate platform

LLC

$1.05B12 advisorsPercentage of AUM; Performance-based feesView
CIFC INVESTMENT MANAGEMENT LLC

CRD 107050

Miami, FL

Corporate platform

LLC

$1.04B89 advisorsPercentage of AUM; Performance-based feesView
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