Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
CONNORS INVESTOR SERVICES INC

CRD 106993

Wyomissing, PA

Corporate platform

Corporation

$1.28B10 advisorsPercentage of AUMView
NEWPORT CAPITAL GROUP, LLC

CRD 144442

Red Bank, NJ

Corporate platform

LLC

$1.28B7 advisorsPercentage of AUM · Hourly charges +2 moreView
AMERICAN FINANCIAL ADVISORS INC

CRD 108530

Winter Park, FL

Corporate platform

Corporation

$1.28B8 advisorsPercentage of AUM · Hourly charges +1 moreView
SOVEREIGN'S CAPITAL MANAGEMENT, LLC

CRD 301879

Atlanta, GA

Corporate platform

LLC

$1.28B27 advisorsPercentage of AUM; Performance-based feesView
CAPITAL ADVANTAGE, INC.

CRD 108985

Walnut Creek, CA

Corporate platform

Corporation

$1.28B9 advisorsPercentage of AUMView
PAUL WINKLER, INC.

CRD 119342

Goodlettsville, TN

Corporate platform

Corporation

$1.28B14 advisorsPercentage of AUM · Hourly charges +1 moreView
URBAN FINANCIAL ADVISORY CORPORATION

CRD 110057

Chicago, IL

Corporate platform

Corporation

$1.28B14 advisorsPercentage of AUM · Hourly charges +1 moreView
COMMONWEALTH INVESTMENT MANAGEMENT

CRD 106292

Pittsburgh, PA

Corporate platform

Corporation

$1.28B7 advisorsPercentage of AUM · Hourly charges +1 moreView
ARMSTRONG, FLEMING & MOORE, INC.

CRD 107347

Washington, DC

Corporate platform

Corporation

$1.27B17 advisorsPercentage of AUM · Fixed fees +1 moreView
PROMUS ASSET MANAGEMENT, LLC

CRD 165478

Chicago, IL

Corporate platform

LLC

$1.27B7 advisorsPercentage of AUM; Performance-based feesView
L2 ASSET MANAGEMENT, LLC

CRD 172688

CA

Corporate platform

LLC

$1.27B4 advisorsPercentage of AUM; Performance-based feesView
BEACON CAPITAL MANAGEMENT, LLC

CRD 156228

Franklin, TN

Corporate platform

LLC

$1.27B17 advisorsPercentage of AUM · Hourly charges +1 moreView
KRISTAL.AI

CRD 341175

Singapore

Corporate platform

Corporation

$1.27B15 advisorsPercentage of AUMView
PALISADE ASSET MANAGEMENT, LLC

CRD 136089

Minneapolis, MN

Corporate platform

LLC

$1.27B5 advisorsPercentage of AUM; Fixed feesView
PAUL R. RIED FINANCIAL GROUP, LLC

CRD 297284

Bellevue, WA

Corporate platform

LLC

$1.27B8 advisorsPercentage of AUM; Fixed feesView
TRUENORTH WEALTH

CRD 142205

Salt Lake City, UT

Corporate platform

Corporation

$1.27B10 advisorsPercentage of AUM · Hourly charges +1 moreView
ENTERPRISE INVESTORS

CRD 160833

New York, NY

Corporate platform

Corporation

$1.26B24 advisorsPercentage of AUM; Performance-based feesView
LEGATO CAPITAL MANAGEMENT, LLC

CRD 131704

San Francisco, CA

Corporate platform

LLC

$1.26B4 advisorsPercentage of AUM; Performance-based feesView
PROFESSIONAL ADVISORY SERVICES INC

CRD 105397

Vero Beach, FL

Corporate platform

Corporation

$1.26B9 advisorsPercentage of AUMView
GREEN CENTURY CAPITAL MANAGEMENT INC

CRD 112442

Boston, MA

Corporate platform

Corporation

$1.26B6 advisorsPercentage of AUMView
WEBS CREEK CAPITAL MANAGEMENT LP

CRD 301259

Dallas, TX

Corporate platform

LP

$1.25B6 advisorsPercentage of AUM; Performance-based feesView
INSIGNIA CAPITAL GROUP, L.P.

CRD 169772

Walnut Creek, CA

Corporate platform

LP

$1.25B13 advisorsPercentage of AUM; Performance-based feesView
BROOKWOOD INVESTMENT GROUP

CRD 316544

Phoenix, AZ

Corporate platform

LLC

$1.25B22 advisorsPercentage of AUM · Hourly charges +1 moreView
JAY A. FISHMAN, LTD

CRD 105609

Troy, MI

Corporate platform

Corporation

$1.25B4 advisorsPercentage of AUMView
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