Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
IMPAX ASSET MANAGEMENT

CRD 171783

London

Corporate platform

Other (specify)

$2.00B53 advisorsPercentage of AUM; Performance-based feesView
NEVILLE, RODIE & SHAW INC

CRD 104969

New York, NY

Corporate platform

Corporation

$2.00B6 advisorsPercentage of AUM; Fixed feesView
BLACKHILL CAPITAL, INC

CRD 105208

Morristown, NJ

Corporate platform

Corporation

$2.00B2 advisorsPercentage of AUMView
CORDA INVESTMENT MANAGEMENT, LLC

CRD 108046

Houston, TX

Corporate platform

LLC

$2.00B26 advisorsPercentage of AUMView
THE HARBOR GROUP, INC.

CRD 105637

Bedford, NH

Corporate platform

Corporation

$2.00B9 advisorsPercentage of AUM · Hourly charges +1 moreView
STACK FINANCIAL MANAGEMENT INC

CRD 106785

Whitefish, MT

Corporate platform

Corporation

$1.99B7 advisorsPercentage of AUMView
RAYMOND JAMES (USA) LTD

CRD 25853

Vancouver, AL

Corporate platform

Corporation

$1.99B145 advisorsPercentage of AUMView
WELLESLEY ASSET MANAGEMENT, INC.

CRD 116176

Portsmouth, NH

Corporate platform

Corporation

$1.99B19 advisorsPercentage of AUM; Performance-based feesView
COMPERIO RETIREMENT CONSULTING, INC.

CRD 140786

Cary, NC

Corporate platform

Corporation

$1.99B2 advisorsPercentage of AUM · Hourly charges +1 moreView
WOODBOURNE CAPITAL MANAGEMENT INTERNATIONAL LP

CRD 143980

Boulder, CO

Corporate platform

LP

$1.98B7 advisorsPercentage of AUM; Performance-based feesView
LEE DANNER & BASS INC

CRD 111002

Nashville, TN

Corporate platform

Corporation

$1.98B6 advisorsPercentage of AUMView
CENTER FOR FINANCIAL PLANNING INC

CRD 109599

Southfield, MI

Corporate platform

Corporation

$1.97B17 advisorsPercentage of AUM · Fixed fees +1 moreView
THE FIDUCIARY GROUP

CRD 221530

Savannah, GA

Corporate platform

LLC

$1.97B11 advisorsPercentage of AUM; Fixed feesView
THE NORDEN GROUP LLC

CRD 323988

Provo, UT

Corporate platform

LLC

$1.97B20 advisorsPercentage of AUM; Fixed feesView
SHAPIRO CAPITAL MANAGEMENT LLC

CRD 105581

Atlanta, GA

Corporate platform

LLC

$1.97B4 advisorsPercentage of AUMView
BELLECAPITAL INTERNATIONAL

CRD 158348

Zurich, CA

Corporate platform

Corporation

$1.96B11 advisorsPercentage of AUM · Fixed fees +1 moreView
CS PLANNING CORP

CRD 149937

Portland, OR

Corporate platform

Corporation

$1.96B49 advisorsPercentage of AUM · Hourly charges +1 moreView
HCR WEALTH ADVISORS

CRD 108676

Los Angeles, CA

Corporate platform

Corporation

$1.96B9 advisorsPercentage of AUM · Hourly charges +1 moreView
QSEMBLE CAPITAL MANAGEMENT, LP

CRD 290920

New York City, NY

Corporate platform

LP

$1.95B5 advisorsPercentage of AUM; Performance-based feesView
3EDGE ASSET MANAGEMENT, LP

CRD 282059

Naples, FL

Corporate platform

LP

$1.95B12 advisorsPercentage of AUMView
LORIENT CAPITAL MANAGEMENT, LLC

CRD 289572

Miami, FL

Corporate platform

LLC

$1.94B14 advisorsPercentage of AUM; Performance-based feesView
SISUNG INVESTMENT MANAGEMENT SERVICES LLC

CRD 107318

Metairie, LA

Corporate platform

LLC

$1.94B4 advisorsPercentage of AUMView
ELDA RIVER CAPITAL MANAGEMENT, LLC

CRD 326859

Houston, TX

Corporate platform

LLC

$1.94B9 advisorsPercentage of AUM; Performance-based feesView
PENN CAPITAL MANAGEMENT COMPANY, LLC

CRD 105081

Philadelphia, PA

Corporate platform

LLC

$1.94B12 advisorsPercentage of AUM; Performance-based feesView
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