Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
ELLENBECKER INVESTMENT GROUP

CRD 173851

Waukesha, WI

Corporate platform

Corporation

$2.06B13 advisorsPercentage of AUM · Fixed fees +1 moreView
LANCASTER INVESTMENT MANAGEMENT LLP

CRD 158068

London

Corporate platform

LLP

$2.06B14 advisorsPercentage of AUM; Performance-based feesView
CAHABA WEALTH MANAGEMENT, INC.

CRD 151675

Atlanta, GA

Corporate platform

Corporation

$2.06B17 advisorsPercentage of AUM; Fixed feesView
EW HEALTHCARE PARTNERS

CRD 158263

The Woodlands, TX

Corporate platform

Corporation

$2.06B13 advisorsPercentage of AUM · Performance-based fees +1 moreView
BEESE FULMER PRIVATE WEALTH MANAGEMENT

CRD 109882

Canton, OH

Corporate platform

Corporation

$2.06B7 advisorsPercentage of AUM · Hourly charges +1 moreView
CLEAR HARBOR ASSET MANAGEMENT, LLC

CRD 152242

Stamford, CT

Corporate platform

LLC

$2.05B18 advisorsPercentage of AUM · Fixed fees +1 moreView
WARWICK INVESTMENT GROUP, LLC

CRD 226670

Oklahoma City, OK

Corporate platform

LLC

$2.05B13 advisorsPercentage of AUM · Performance-based fees +1 moreView
SAWGRASS ASSET MANAGEMENT LLC

CRD 108831

Ponte Vedra Beach, FL

Corporate platform

LLC

$2.05B11 advisorsPercentage of AUM · Fixed fees +1 moreView
POINT BREAK CAPITAL MANAGEMENT LLC

CRD 164213

Miami, FL

Corporate platform

LLC

$2.04B11 advisorsFixed fees; SEE NOTE 1 ON SCHEDULE D - MISCELLANEOUSView
ATWOOD & PALMER, INC.

CRD 104995

Kansas City, MO

Corporate platform

Corporation

$2.04B6 advisorsPercentage of AUM; Fixed feesView
BRISTOL GROUP INC

CRD 105087

San Francisco, CA

Corporate platform

Corporation

$2.04B4 advisorsFixed fees · Performance-based fees +1 moreView
CALLODINE CAPITAL MANAGEMENT

CRD 297115

Boston, MA

Corporate platform

LP

$2.03B5 advisorsPercentage of AUM; PERFORMANCE FEES PAID TO AFFILIATED GENERAL PARTNERView
PROVISE MANAGEMENT GROUP, LLC

CRD 105375

Clearwater, FL

Corporate platform

LLC

$2.03B16 advisorsPercentage of AUM · Hourly charges +2 moreView
ALPEN PARTNERS INTERNATIONAL AG

CRD 291759

Freienbach, AL

Corporate platform

Corporation

$2.03B37 advisorsPercentage of AUM · Fixed fees +1 moreView
HALYARD ASSET MANAGEMENT LLC

CRD 154493

White Plains, NY

Corporate platform

LLC

$2.03B3 advisorsPercentage of AUMView
AVITY INVESTMENT MANAGEMENT INC.

CRD 104623

Greenwich, CT

Corporate platform

Corporation

$2.03B3 advisorsPercentage of AUMView
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.

CRD 117962

Edina, MN

Corporate platform

Corporation

$2.03B18 advisorsPercentage of AUM · Fixed fees +2 moreView
NCH CAPITAL INC.

CRD 157288

New York, NY

Corporate platform

Corporation

$2.02B16 advisorsPercentage of AUM · Performance-based fees +1 moreView
PORTOLAN CAPITAL MANAGEMENT, LLC

CRD 157542

Boston, MA

Corporate platform

LLC

$2.02B4 advisorsPercentage of AUM; Performance-based feesView
MARKS GROUP WEALTH MANAGEMENT, INC.

CRD 148679

Minnetonka, MN

Corporate platform

Corporation

$2.02B9 advisorsPercentage of AUM; Fixed feesView
SPYGLASS CAPITAL MANAGEMENT, LLC

CRD 281266

Greenbrae, CA

Corporate platform

LLC

$2.02B5 advisorsPercentage of AUM · Performance-based fees +1 moreView
ALBION FINANCIAL GROUP

CRD 105957

Salt Lake City, UT

Corporate platform

Corporation

$2.01B14 advisorsPercentage of AUM · Hourly charges +2 moreView
INFINITY Q CAPITAL MANAGEMENT, LLC

CRD 164179

New York, NY

Corporate platform

LLC

$2.01B11 advisorsPercentage of AUM; Performance-based feesView
PHYSICIAN WEALTH ADVISORS, INC.

CRD 106043

Salt Lake City, UT

Corporate platform

Corporation

$2.01B7 advisorsPercentage of AUMView
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