Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
36 NORTH CAPITAL MANAGEMENT, LLC

CRD 317557

Bentonville, AR

Corporate platform

LLC

$2.67B3 advisorsPercentage of AUM; Fixed feesView
MULTNOMAH GROUP, INC.

CRD 132131

Portland, OR

Corporate platform

Corporation

$2.67B16 advisorsPercentage of AUM · Hourly charges +1 moreView
TOMS CAPITAL INVESTMENT MANAGEMENT LP

CRD 291362

New York, NY

Corporate platform

LP

$2.66B7 advisorsPercentage of AUM; Performance-based feesView
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC.

CRD 138240

AL

Corporate platform

Corporation

$2.66B9 advisorsPercentage of AUM · Hourly charges +1 moreView
IPI WEALTH MANAGEMENT, INC.

CRD 111872

Decatur, IL

Corporate platform

Corporation

$2.66B65 advisorsPercentage of AUM · Hourly charges +1 moreView
TITLEIST ASSET MANAGEMENT, LLC

CRD 323567

San Antonio, TX

Corporate platform

LLC

$2.66B25 advisorsPercentage of AUM · Hourly charges +1 moreView
GARDE CAPITAL, INC.

CRD 151043

Seattle, WA

Corporate platform

Corporation

$2.65B8 advisorsPercentage of AUM · Hourly charges +1 moreView
IPEX, INC.

CRD 124337

Plymouth, MI

Corporate platform

Corporation

$2.65B2 advisorsPercentage of AUM; Fixed feesView
TCG CAPITAL MANAGEMENT

CRD 298007

Playa Vista, CA

Corporate platform

LP

$2.65B17 advisorsPercentage of AUM; Performance-based feesView
EMBREE FINANCIAL GROUP

CRD 108233

Chicago, IL

Corporate platform

Other (specify)

$2.64B14 advisorsPercentage of AUM · Hourly charges +2 moreView
JACOBI CAPITAL MANAGEMENT, LLC

CRD 147663

Pittston, PA

Corporate platform

LLC

$2.64B31 advisorsPercentage of AUM · Hourly charges +1 moreView
SUNBELT SECURITIES

CRD 42180

Houston, TX

Corporate platform

Corporation

$2.64B68 advisorsPercentage of AUM; Fixed feesView
THE PATRIOT FINANCIAL GROUP, LLC

CRD 172470

Walpole, MA

Corporate platform

LLC

$2.64B33 advisorsPercentage of AUM · Hourly charges +1 moreView
CAPITAL FOUR US INC.

CRD 315650

New York, NY

Corporate platform

Corporation

$2.64B5 advisorsPercentage of AUM; Performance-based feesView
AMERICAN CAPITAL MANAGEMENT INC

CRD 110861

New York, NY

Corporate platform

Corporation

$2.64B8 advisorsPercentage of AUMView
STEADVIEW CAPITAL MANAGEMENT LLC

CRD 164661

San Francisco, CA

Corporate platform

LLC

$2.64B13 advisorsPercentage of AUM; Performance-based feesView
AJ CAPITAL MANAGEMENT LLC

CRD 291880

Nashville, TN

Corporate platform

LLC

$2.64B32 advisorsPercentage of AUM; Performance-based feesView
3I CORPORATION

CRD 159892

New York, NY

Corporate platform

Corporation

$2.63B23 advisorsPercentage of AUM · Fixed fees +1 moreView
ZEMENICK & WALKER INC

CRD 108670

St. Louis, MO

Corporate platform

Corporation

$2.63B8 advisorsPercentage of AUMView
FIRST CITIZENS INVESTOR SERVICES, INC.

CRD 44430

Raleigh, NC

Corporate platform

Corporation

$2.63B164 advisorsPercentage of AUMView
QUAD INVESTMENT MANAGEMENT CORP.

CRD 331606

Seoul, Yeongdeungpo-Gu

Corporate platform

Corporation

$2.62B24 advisorsPercentage of AUM; Performance-based feesView
COZAD ASSET MANAGEMENT INC

CRD 104764

Champaign, IL

Corporate platform

Corporation

$2.62B20 advisorsPercentage of AUM · Hourly charges +1 moreView
THE PORTFOLIO STRATEGY GROUP, LLC

CRD 166593

White Plains, NY

Corporate platform

LLC

$2.62B9 advisorsPercentage of AUM · Hourly charges +1 moreView
AVANCE INVESTMENT MANAGEMENT, LLC

CRD 310749

New York, NY

Corporate platform

LLC

$2.62B23 advisorsPercentage of AUM · Performance-based fees +1 moreView
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