Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
Q WEALTH USA INC.

CRD 334008

Toronto, Ontario

Corporate platform

Corporation

$04 advisorsPercentage of AUMView
QEX CAPITAL MANAGEMENT INC

CRD 124844

Corporate platform

Corporation

1 advisorsLICENSING FEES BASED ON ASSETS MANAGED BY CLIENT RIASView
QT SECURITIES INC.

CRD 333654

New York, NY

Corporate platform

Corporation

Fees not disclosedView
QUADRIGA CAPITAL IIIA GP LIMITED

CRD 295115

St.. Helier

Corporate platform

Corporation

Fees not disclosedView
QUADRIGA CAPITAL IV GP LIMITED

CRD 163630

St. Helier, Channel Islands

Corporate platform

Corporation

Fees not disclosedView
QUAN VEST CONSULTANTS INC

CRD 104714

Manhasset, NY

Corporate platform

Corporation

6 advisorsPercentage of AUM · Hourly charges +1 moreView
QUANTALIS ASSET MANAGEMENT LTD

CRD 337611

Boulder, CO

Corporate platform

Corporation

Fees not disclosedView
QUEST WEALTH MANAGEMENT INCORPORATED

CRD 173668

Corporate platform

Corporation

$01 advisorsPercentage of AUMView
R & R JAMES, INC.

CRD 139063

Somerville, MA

Corporate platform

Corporation

3 employeesA PERCENTAGE OF THE FEE THE ADVISOR EARNS.View
R.S. MATTEI & COMPANY, INC.

CRD 117030

Corporate platform

Corporation

1 advisorsFixed fees; NEGOTIABLEView
RADAR FINANCIAL INVESTMENTS CORPORATION

CRD 314823

The Woodlands, TX

Corporate platform

Corporation

$01 advisorsPercentage of AUMView
RAINDROP FINANCIAL, INC

CRD 164994

Corporate platform

Corporation

1 advisorsPercentage of AUM · Hourly charges +2 moreView
RBS COLLECTIVE INVESTMENT FUNDS LIMITED

CRD 163176

Edinburgh

Corporate platform

Corporation

Fees not disclosedView
RDB HOLDINGS INC.

CRD 163651

Arlington, VA

Corporate platform

Corporation

Fees not disclosedView
RE MEMBER FUND GP LTD.

CRD 332347

San Francisco, CA

Corporate platform

Corporation

Fees not disclosedView
REA FINANCIAL

CRD 340696

Orlando, FL

Corporate platform

Corporation

1 advisorsPercentage of AUM; Fixed feesView
REK ADVISORS, INC.

CRD 108198

Houston, TX

Corporate platform

Corporation

1 employeesSOLICITOR FEESView
RELIANT CONSULTING & RESEARCH, INC.

CRD 114445

Corporate platform

Corporation

1 advisorsHourly charges · Fixed fees +1 moreView
RENAISSANCERE FUND MANAGEMENT LTD.

CRD 170482

Pembroke

Corporate platform

Corporation

Fees not disclosedView
REVIVAL ADVISORS

CRD 305985

Chicago, IL

Corporate platform

Corporation

Fees not disclosedView
RF IMPACT ADVISERS, INC.

CRD 289968

Philadelphia, PA

Corporate platform

Corporation

Fees not disclosedView
RHONDA L RUSSELL

CRD 114268

Corporate platform

Corporation

1 advisorsHourly chargesView
RICHARD L. EISNER, C.P.A., P.C.

CRD 125103

Commack, NY

Corporate platform

Corporation

1 advisorsAPPLICANT WILL RECEIVE SOLICITORS FEES FROM THIRD-PARTY ADVISERView
RICHARD P. DOLEVA & ASSOCIATES

CRD 127752

East Longmeadow, MA

Corporate platform

Corporation

1 advisorsHourly charges; PERCENTAGE OF ASSETS UNDER MANAGEMENT BY SEIView
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