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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
KUARK CAPITAL LIMITED

CRD 342721

Hong Kong

Corporate platform

Corporation

Fees not disclosedView
LAKEVILLE CAPITAL MANAGEMENT

CRD 285530

Hong Kong

Corporate platform

Corporation

Fees not disclosedView
LCM FINANCIAL

CRD 330543

Kingwood, TX

Corporate platform

Corporation

$01 advisorsPercentage of AUM; Hourly chargesView
LEAPING KOI, INC.

CRD 316628

Corporate platform

Corporation

Fees not disclosedView
LEBENTHAL WEALTH PLANNING, INC.

CRD 153762

Jericho, NY

Corporate platform

Corporation

5 advisorsFixed fees; A PORTION OF THE FEE PAID TO BRINKERView
LEGACY PHARMA INVEST GP INC.

CRD 329146

Toronto, On

Corporate platform

Corporation

Fees not disclosedView
LEGACY WEALTH, INC.

CRD 337405

Granite Bay, CA

Corporate platform

Corporation

$01 advisorsPercentage of AUMView
LEITHER'S FINANCIAL PLANNING, INC.

CRD 120606

Corporate platform

Corporation

$01 advisorsPercentage of AUM · Hourly charges +1 moreView
LEONARD B. FAY CPA

CRD 316176

New York, NY

Corporate platform

Corporation

1 advisorsREFERRAL FEESView
LIBERTY FINANCIAL GROUP, INC.

CRD 340009

Corporate platform

Corporation

$01 advisorsPercentage of AUM · Hourly charges +1 moreView
LIFECARE RETIREMENT SOLUTIONS INC.

CRD 291165

Corporate platform

Corporation

1 advisorsHourly charges · Fixed fees +1 moreView
LIFELONG ADVISORY CORP

CRD 336441

Corporate platform

Corporation

1 advisorsPercentage of AUM; Fixed feesView
LIGHTNING SHARK CAPITAL GROUP LTD.

CRD 338401

New York, NY

Corporate platform

Corporation

Fees not disclosedView
LIMITLESS ASSET MANAGEMENT INC.

CRD 332885

Wilmington, DE

Corporate platform

Corporation

Fees not disclosedView
LINGFENG CAPITAL PARTNERS, LTD.

CRD 299909

Grand Cayman

Corporate platform

Corporation

Fees not disclosedView
LIPTON FINANCIAL CORPORATION

CRD 125543

Corporate platform

Corporation

1 advisorsNO CLIENTS/COMPENSATION AT THIS TIMEView
LIVE OAK FINANCIAL MANAGEMENT

CRD 168083

Corporate platform

Corporation

$01 advisorsPercentage of AUMView
LOTUSLAND PROPERTIES

CRD 324016

Palm Desert, CA

Corporate platform

Corporation

1 advisorsSOLICITOR FEESView
LRL FINANCIAL PLANNING SERVICES, INC.

CRD 168209

Corporate platform

Corporation

1 advisorsPercentage of AUM · Hourly charges +1 moreView
LUCKYSTOCKX INC.

CRD 337414

New York, NY

Corporate platform

Corporation

Fees not disclosedView
LUMENIS CAPITALMANAGEMENT GMBH LTD

CRD 338001

Denver, CO

Corporate platform

Corporation

Fees not disclosedView
MACQUARIE INNOVATIVE VISION FUND MANAGER LIMITED

CRD 335392

Central

Corporate platform

Corporation

Fees not disclosedView
MADISON ADVISORY GROUP, INC.

CRD 163872

Chicago, IL

Corporate platform

Corporation

Fees not disclosedView
MAHONEY FIORENTINO & CO P.C.

CRD 135938

Wakefield, MA

Corporate platform

Corporation

2 advisorsREFERAL FEES ONLY-NO FINANCIAL OR MGT ADVISE GIVENView
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