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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
JACUMEN ASSET MANAGEMENT CORP.

CRD 307809

Corporate platform

Corporation

$01 advisorsPercentage of AUM; Performance-based feesView
JAMES P. HANSON ACCOUNTANCY CORPORATION

CRD 119727

Corporate platform

Corporation

1 advisorsHourly chargesView
JAN S. GLADE, CPA (APC)

CRD 117777

Corporate platform

Corporation

1 employeesAPPLICANT RECEIVES REFERRAL FEES FROM A NON-RELATED MONEY MGRView
JHL INVESTMENT FIRM INC

CRD 298362

Westminster, CA

Corporate platform

Corporation

1 advisorsPercentage of AUM; Fixed feesView
JINGE ASSET MANAGEMENT (HK) LIMITED

CRD 327808

Hong Kong

Corporate platform

Corporation

Fees not disclosedView
JJJ CAPITAL MANAGEMENT (DIFC) LIMITED

CRD 335078

Difc

Corporate platform

Corporation

Fees not disclosedView
JM FINANCIAL OVERSEAS HOLDINGS PRIVATE LIMITED

CRD 162305

Ebene

Corporate platform

Corporation

Fees not disclosedView
JM FINANCIAL PRIVATE WEALTH, INC.

CRD 341113

New York, NY

Corporate platform

Corporation

$01 advisorsPercentage of AUM; Fixed feesView
JM&A GROUP DEALERSHIP INSURANCE SERVICES

CRD 331423

Corporate platform

Corporation

1 advisorsPercentage of AUM; SOLICITOR/REFERRAL FEEView
JOHNSON'S CAPITAL PARTNERS CORPORATION

CRD 329331

Los Angeles, CA

Corporate platform

Corporation

$01 advisorsPercentage of AUMView
JOY CAPITAL

CRD 277061

Grand Cayman

Corporate platform

Corporation

Fees not disclosedView
JS CONSULTING

CRD 330210

Corporate platform

Corporation

1 advisorsSOLICITOR FEESView
JUMPSPEED VENTURES

CRD 305822

Corporate platform

Corporation

Fees not disclosedView
JUSTICE SETTLEMENT CONSULTING INC.

CRD 340024

Casper, WY

Corporate platform

Corporation

1 advisorsSOLICITOR FEESView
KALMIA ADVISORS INC.

CRD 311763

Rockville Centre, NY

Corporate platform

Corporation

Fees not disclosedView
KALYSTA CAPITAL PRIVATE LTD MAURITIUS

CRD 175454

Port-Louis

Corporate platform

Corporation

Fees not disclosedView
KEVIN G. CONLON, CPA, PC

CRD 118099

Rochester, NY

Corporate platform

Corporation

1 advisorsREFERRAL FEES FROM 3RD-PARTY SEC RIAView
KIN PROSPERITY FUND MANAGER, INC.

CRD 336241

Corporate platform

Corporation

Fees not disclosedView
KING AND COMPANY, INCORPORATED

CRD 170032

Corporate platform

Corporation

1 advisorsPROMOTER AGREEMENTView
KING OPERATING CORPORATION

CRD 340084

Addison, TX

Corporate platform

Corporation

Fees not disclosedView
KIWOOM ASSET MANAGEMENT ASIA PTE. LTD.

CRD 338581

Singapore

Corporate platform

Corporation

Fees not disclosedView
KLAKNA GROUP LTD

CRD 340430

Seattle, WA

Corporate platform

Corporation

Fees not disclosedView
KNM SERVICES INC

CRD 305326

New York, NY

Corporate platform

Corporation

Fees not disclosedView
KOTAK MAHINDRA (INTERNATIONAL) LIMITED

CRD 163799

Ebene

Corporate platform

Corporation

Fees not disclosedView
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