Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
DIS MANAGEMENT COMPANY

CRD 162242

Miami Beach, FL

Corporate platform

Corporation

Fees not disclosedView
DJS ADVISERS, INC.

CRD 121353

Pittsburgh, PA

Corporate platform

Corporation

2 advisorsPERCENTAGE OF ASSETS UNDER MNGMT WITH BROKER/DEALER ALLIANCEView
DMC CAPITAL MANAGEMENT INC

CRD 134987

Tinley Park, IL

Corporate platform

Corporation

1 advisorsPercentage of AUMView
DOLLAR & SENSE

CRD 129210

Pittsfield, MA

Corporate platform

Corporation

1 advisorsHourly charges; Fixed feesView
DREAM PEAK CAPITAL LIMITED

CRD 331912

Hong Kong

Corporate platform

Corporation

Fees not disclosedView
DSC FINANCIAL ADVISORS, LTD.

CRD 121548

Richboro, PA

Corporate platform

Corporation

2 advisorsRULE 206(4)-1 REFERAL FEESView
DUFFIELD FINANCIAL GROUP

CRD 117464

Corporate platform

Corporation

1 advisorsHourly charges; Fixed feesView
ECKELBERG FINANCIAL, INC.

CRD 306527

Corporate platform

Corporation

1 advisorsHourly chargesView
EFFISSIMO CAPITAL MANAGEMENT PTE LTD

CRD 162975

Singapore

Corporate platform

Corporation

Fees not disclosedView
EGARDEN II CAPITAL LIMITED

CRD 310600

Central, Hong Kong

Corporate platform

Corporation

Fees not disclosedView
EGARDEN III CAPITAL LIMITED

CRD 310601

Central, Hong Kong

Corporate platform

Corporation

Fees not disclosedView
EGARDEN IV CAPITAL LTD

CRD 310599

Central, Hong Kong

Corporate platform

Corporation

Fees not disclosedView
EIGER CAPITAL INVESTMENT INC

CRD 342240

Denver, CO

Corporate platform

Corporation

Fees not disclosedView
ELBERT FINANCIAL CONSULTING, INC.

CRD 117847

Corporate platform

Corporation

2 advisorsHourly chargesView
ELITE CAPITAL FOUNDATION LTD

CRD 342691

Denver, CO

Corporate platform

Corporation

Fees not disclosedView
ELLASINVEST ASSET MANAGEMENT

CRD 341457

Denver, CO

Corporate platform

Corporation

Fees not disclosedView
EMPIRE STATE WEALTH ADVISORS INC

CRD 335240

New City, NY

Corporate platform

Corporation

$01 advisorsPercentage of AUM · Hourly charges +1 moreView
ENVISION ASSET MANAGEMENT

CRD 309794

Tribeca Central, Trianon

Corporate platform

Corporation

Fees not disclosedView
EPIC WEALTH ADVISORS, INC.

CRD 118767

Corporate platform

Corporation

1 advisors"SOLICITOR FEE" FOR REFERRAL TO 3RD PARTY INVESTMENT ADVISORSView
EQR RWA INFORMATION LTD

CRD 339817

Denver, CO

Corporate platform

Corporation

Fees not disclosedView
EQT PARTNERS JAPAN K.K.

CRD 321264

Minato-Ku, Tokyo

Corporate platform

Corporation

Fees not disclosedView
EQT PARTNERS KOREA CO., LTD.

CRD 319766

Seoul, Jung-Gu

Corporate platform

Corporation

Fees not disclosedView
EQUINET, INC.

CRD 116175

Corporate platform

Corporation

1 advisorsHourly charges · Fixed fees +1 moreView
ERGUS ASSET MANAGEMENT LTD.

CRD 166707

Nassau

Corporate platform

Corporation

$03 advisorsPercentage of AUM; Performance-based feesView
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