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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
VANDERKLOOT & COMPANY, P.C.

CRD 125047

Deerfield, IL

Corporate platform

Corporation

$93K1 advisorsHourly chargesView
ARROIT SERVICES INC

CRD 316634

Corporate platform

Corporation

$84K1 advisorsPercentage of AUMView
TUVIN & TUVIN, LTD.

CRD 122255

Corporate platform

Corporation

$65K1 advisorsFixed fees; Performance-based feesView
SCHAFER INVESTMENT GROUP, INC.

CRD 337977

Mt. Pleasant, MI

Corporate platform

Corporation

$52K1 advisorsPercentage of AUM · Hourly charges +1 moreView
INVESTMENT MANAGEMENT SOLUTIONS, INC.

CRD 330363

Tarzana, CA

Corporate platform

Corporation

$14K2 advisorsPercentage of AUMView
YOUNG INVESTMENT ADVISORS, INC

CRD 117415

Atlanta, GA

Corporate platform

Corporation

$6K1 advisorsHourly charges; Fixed feesView
WHITESWAN TRADING CORPORATION

CRD 300671

San Francisco, CA

Corporate platform

Corporation

$6K1 advisorsPercentage of AUM · Hourly charges +2 moreView
BK CHIN

CRD 111548

Newport Beach, CA

Corporate platform

Corporation

$2K1 advisorsPercentage of AUMView
ALLEGIANCE ADVISORS, INC

CRD 325075

Burnet, TX

Corporate platform

Corporation

$1001 employeesFixed feesView
THE CHARLES TOWNE AGENCY

CRD 331489

Corporate platform

Corporation

$1001 advisorsHourly chargesView
1291 GROUP OF THE AMERICAS

CRD 174939

Hamilton

Corporate platform

Corporation

$00 total employeesPercentage of AUM · Hourly charges +1 moreView
13658058 CANADA INC.

CRD 320631

Corporate platform

Corporation

Fees not disclosedView
1ST FINANCIAL PLANNING GROUP, INC.

CRD 281543

Corporate platform

Corporation

1 advisorsHourly charges; REFERRAL FEESView
31 MOORGATE, INC.

CRD 309368

Charlottesville, VA

Corporate platform

Corporation

1 advisorsHourly charges; PERCENTAGE OF ASSETS ADVISEDView
36ONE INTERNATIONAL IC LIMITED

CRD 331333

St. Peter Port, Guernsey

Corporate platform

Corporation

Fees not disclosedView
3IQ DIGITAL ASSETS (US) INC.

CRD 339627

Corporate platform

Corporation

Fees not disclosedView
3W FUND MANAGEMENT LIMITED

CRD 173724

Hong Kong

Corporate platform

Corporation

Fees not disclosedView
ABACUS CAPITAL PARTNERS

CRD 149317

Los Angeles, CA

Corporate platform

Corporation

Fees not disclosedView
ABLE RESEARCH TECHNOLOGY LTD

CRD 337608

Denver, CO

Corporate platform

Corporation

Fees not disclosedView
ACCESS INVESTMENT MANAGEMENT

CRD 336512

Melrose, MA

Corporate platform

Corporation

$01 advisorsPercentage of AUM · Hourly charges +2 moreView
ACKER FINLEY ASSET MANAGEMENT USA INC.

CRD 110888

Toronto

Corporate platform

Corporation

2 advisorsPercentage of AUMView
AETHERIS DIVERSIFIED INC.

CRD 335339

Denver, CO

Corporate platform

Corporation

Fees not disclosedView
AFH ASSET MANAGEMENT, INC.

CRD 118805

Beverly Hills, CA

Corporate platform

Corporation

3 advisorsPercentage of AUM · Fixed fees +1 moreView
AFRICA MUTUAL GLOBAL INVESTMENT MANAGEMENT INC

CRD 330587

Accra

Corporate platform

Corporation

$02 advisorsPercentage of AUMView
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