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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
BUTLER & CO., INC.

CRD 153715

South Windsor, CT

Corporate platform

Corporation

$10.0M1 advisorsPercentage of AUM; Hourly chargesView
MARCUS CAPITAL MANAGEMENT, INC.

CRD 133222

Boston, MA

Corporate platform

Corporation

$9.9M2 advisorsPercentage of AUMView
JEFFERSON ASSET MANAGEMENT

CRD 116222

Corporate platform

Corporation

$9.8M0 total employeesPercentage of AUMView
A.E. LAUFER FINANCIAL SERVICES, INC.

CRD 141921

Ft. Lauderdale, FL

Corporate platform

Corporation

$9.8M1 advisorsPercentage of AUMView
HOMMEL WEALTH MANAGEMENT, INC.

CRD 277166

Garden City, NY

Corporate platform

Corporation

$9.8M1 advisorsPercentage of AUM; Hourly chargesView
MCDONNELL FINANCIAL SERVICES

CRD 282462

Pasadena, CA

Corporate platform

Corporation

$9.7M1 advisorsPercentage of AUM · Hourly charges +2 moreView
KEHOE INVESTMENT SERVICES, INC

CRD 148997

Corporate platform

Corporation

$9.7M1 advisorsPercentage of AUMView
FAITHFUL STEWARD WEALTH MANAGEMENT, INC.

CRD 158980

Corporate platform

Corporation

$9.6M1 advisorsPercentage of AUM · Fixed fees +1 moreView
JW GOLDEN GATE INVESTMENT, LLC

CRD 307330

Corporate platform

Corporation

$9.4M1 advisorsPercentage of AUMView
EMERALD RESEARCH CORP.

CRD 113918

NJ

Corporate platform

Corporation

$9.4M1 employeesPercentage of AUMView
FOUNDATION ASSOCIATES ASSET MANAGEMENT INC.

CRD 315012

Corporate platform

Corporation

$9.4M1 advisorsPercentage of AUM; Performance-based feesView
LONGVIEW FINANCIAL, INC.

CRD 116365

Corporate platform

Corporation

$9.4M1 advisorsPercentage of AUM · Hourly charges +1 moreView
MAXWELL INVESTMENT ADVISORY SERVICES

CRD 104922

Troy, MI

Corporate platform

Corporation

$9.2M1 advisorsPercentage of AUMView
VALUE FINANCIAL SERVICES CORP.

CRD 128816

Corporate platform

Corporation

$9.2M1 advisorsPercentage of AUMView
INTERFUNDS

CRD 136177

Emeryville, CA

Corporate platform

Corporation

$9.1M1 advisorsPercentage of AUM; Fixed feesView
MILLS VALUE ADVISER INC

CRD 105886

Arlington, VA

Corporate platform

Corporation

$9.0M1 advisorsPercentage of AUM; Performance-based feesView
EVERGREEN CAPITAL MANAGEMENT, INC.

CRD 129764

Sandy, UT

Corporate platform

Corporation

$9.0M1 advisorsPercentage of AUMView
ARISTON CAPITAL MANAGEMENT CORP

CRD 105086

Corporate platform

Corporation

$8.9M1 advisorsPercentage of AUMView
MCDEVITT & BIRD INVESTMENT MANAGEMENT CO

CRD 109920

Corporate platform

Corporation

$8.9M1 advisorsPercentage of AUM; Fixed feesView
CBIZ RETIREMENT PLAN ADVISORY SERVICES

CRD 16678

Cleveland, OH

Corporate platform

Corporation

$8.9M16 advisorsPercentage of AUM · Hourly charges +3 moreView
PRUDENT INVESTMENT ADVISORS, INC.

CRD 126501

Rego Park, NY

Corporate platform

Corporation

$8.7M1 advisorsPercentage of AUMView
THE PURSUIT, INC.

CRD 283113

Corporate platform

Corporation

$8.6M1 advisorsPercentage of AUMView
SCHULTZ AND ASSOCIATES INC.

CRD 128761

Ashland, OR

Corporate platform

Corporation

$8.5M1 advisorsPercentage of AUMView
R.G. ASSOCIATES, INC.

CRD 121777

Towson, MD

Corporate platform

Corporation

$8.5M1 advisorsPercentage of AUMView
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