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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
C FINANCIAL AND TAX ASSOCIATES

CRD 170453

Riverside, CA

Corporate platform

Corporation

$10.9M1 advisorsPercentage of AUM; Hourly chargesView
GREAT LAKES FINANCIAL COMPANIES INC.

CRD 120272

Twinsburg, OH

Corporate platform

Corporation

$10.9M1 advisorsPercentage of AUM; CommissionsView
FUNDAMENTAL INVESTMENT ALLIANCE GROUP, INC.

CRD 131166

Lutz, FL

Corporate platform

Corporation

$10.8M2 advisorsPercentage of AUMView
BALANCE FINANCIAL SERVICES, INC.

CRD 116586

Corporate platform

Corporation

$10.7M1 advisorsPercentage of AUMView
GUARDIAN PLUS INC

CRD 134306

Corporate platform

Corporation

$10.7M1 advisorsPercentage of AUM · Hourly charges +1 moreView
BLACK DOG FINANCIAL LTD.

CRD 159908

Corporate platform

Corporation

$10.7M2 advisorsPercentage of AUM; Hourly chargesView
R & R RETIREMENT SERVICES, INC

CRD 118776

Seattle, WA

Corporate platform

Corporation

$10.7M1 advisorsPercentage of AUMView
DISCIPLINED FINANCIAL SERVICES, INC.

CRD 174947

Corporate platform

Corporation

$10.7M1 advisorsPercentage of AUM; Hourly chargesView
ZRCOR INC.

CRD 147705

Corporate platform

Corporation

$10.6M1 advisorsPercentage of AUM; Hourly chargesView
INCOME MANAGEMENT COMPANY

CRD 113682

Corporate platform

Corporation

$10.6M1 advisorsPercentage of AUMView
O'GORMAN ASSET MANAGEMENT, INC.

CRD 129056

Corporate platform

Corporation

$10.6M1 advisorsPercentage of AUM · Hourly charges +1 moreView
MARSH FINANCIAL GROUP

CRD 157134

Corporate platform

Corporation

$10.5M2 advisorsPercentage of AUMView
EQUITY MANAGEMENT, INC.

CRD 116728

Corporate platform

Corporation

$10.4M1 advisorsPercentage of AUM; Hourly chargesView
MERIDIAN INVESTMENT MANAGEMENT, INC.

CRD 129233

Corporate platform

Corporation

$10.4M1 advisorsPercentage of AUMView
YONGCHANG COMPANY INC

CRD 304736

Duluth, GA

Corporate platform

Corporation

$10.4M1 advisorsPercentage of AUMView
EMMAUS INVESTOR SERVICES CORP.

CRD 139376

Corporate platform

Corporation

$10.4M1 advisorsPercentage of AUM; Fixed feesView
WEALTH MANAGEMENT NORTHWEST, INC.

CRD 115983

Corporate platform

Corporation

$10.3M1 advisorsPercentage of AUMView
RED OAK CAPITAL ADVISORS

CRD 159665

Fuquay Varina, NC

Corporate platform

Corporation

$10.2M1 advisorsPercentage of AUM · Hourly charges +1 moreView
MATURE MONEY MANAGEMENT, INC

CRD 145996

Corporate platform

Corporation

$10.2M1 advisorsPercentage of AUM · Hourly charges +2 moreView
FINANCIAL FACILITATORS, INC.

CRD 154323

Eugene, OR

Corporate platform

Corporation

$10.2M1 advisorsPercentage of AUMView
MADISON MONEY MANAGEMENT, INC.

CRD 126394

Corporate platform

Corporation

$10.1M1 advisorsPercentage of AUMView
BURNS FINANCIAL ADVISORS, INC.

CRD 111826

Independence, OH

Corporate platform

Corporation

$10.1M1 advisorsPercentage of AUM · Fixed fees +1 moreView
DOYLE INVESTMENT MANAGEMENT

CRD 137767

Corporate platform

Corporation

$10.1M1 advisorsPercentage of AUM · Hourly charges +1 moreView
KELLY JONES INVESTMENT SERVICES, INC.

CRD 143801

Corporate platform

Corporation

$10.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
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